Senior Compliance Analyst, Citi

Citi

Location:
Australia, Sydney

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Serves as a Markets compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with Business, Operations and Function coverage teams, to act in partnership to develop and apply CRM program solutions that meet the needs of the Markets business in a manner consistent with the Citi program framework.

Job Responsibility:

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Assist with regulatory inquiries and/or examinations
Collaborating with other internal areas including Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product
Supporting the business in performing timely compliance reviews of new transactions and/or products
Assisting in the development and administration of Compliance training for the supported function/business/product
Researching any rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules/regulations
Additional duties as assigned
Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

Requirements:

12 months Fixed Term Contract
5-7 Years experience
Working Knowledge of Compliance laws, rules, regulations, risks and typologies in Australian Markets
Experience and knowledge related to Futures front office or Futures/Markets Operations is highly regarded
Knowledge of ASX 24 Operating, clearing rules and/or ASIC Market Integrity rules is highly regarded
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization
Excellent project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Knowledge in area of focus
Relevant certifications desirable
Bachelor’s degree
experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof
experience in area of focus
Advanced degree a plus

What we offer:

Programs and services for physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more
Paid Parental Leave Policy for Citi employees globally
Empower employees to manage financial well-being and plan for the future

Additional Information:

Job Posted:
May 10, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Senior Compliance Analyst