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We are looking for a Senior Compliance Analyst for Enel Trading North America LLC’s (ETNA) proprietary trading activities in power and natural gas markets, and commodity derivative hedging strategies. The Senior Compliance Analyst shall identify, investigate, and resolve potential compliance risks concerning CFTC, ISO, FERC, and all other state and federal regulations. Other duties include handling ad-hoc compliance requests and conducting risk assessments.
Job Responsibility:
Ensure compliance with applicable laws and regulations, including CFTC Dodd-Frank, U.S. exchange requirements, FERC Anti-Manipulation rules, and ISO market regulations
Track and coordinate market abuse and other regulatory training programs for ETNA staff
Prepare and submit timely regulatory filings and internal compliance reports
Collaborate with internal teams to promptly address ad hoc compliance requests, inquiries, and data needs
Maintain proper recordkeeping for all generation and trading activities
Coordinate and ensure adherence to internal compliance policies
Assist in updating and enhancing the compliance program to address regulatory or business changes
Develop, maintain, and improve automated compliance tools while identifying and implementing process improvements
Draft desk procedures and documentation as required
Security administrator for all digital certificates for all ECM staff as well as EGP CRM operators
Training coordinator for all ECM staff for annual training compliance requirements
Assist with identifying regulatory requirements for new business/new products and with ad hoc transaction related questions
Assist in developing and delivering compliance training to ETNA staff and management as needed
Requirements:
Bachelor’s Degree in any field
A minimum of 3 years’ experience with a focus of ISO rules for power markets and renewable generation resources
Strong analytical skills, with the ability to review large data sets and compile information to demonstrate compliance and provide regulatory guidance for trading activities
Ability to manage multiple tasks while working in an international, cross-functional team environment
Proficient in Microsoft Office Suite
Willingness to travel as needed
Nice to have:
Knowledge of programming tools (VBA, SQL, Python) and data visualization dashboards (Spotfire) is a plus
What we offer:
401k with match fully vested as of day one. Enel-NA matches 100% of the first 4% that you contribute up to set IRS limits
Generous PTO that supports work/life balance including: 4 weeks annually of vacation as well as personal days, volunteer days, your birthday off, paid holidays, and sick time
Paid leave programs
The opportunity to grow and develop your career with the support and mentorship of senior leaders
The opportunity to work for one of the world’s most recognizable and respected brands in the energy industry