Senior Capital Markets Middle Office Specialist, Wells Fargo

Wells Fargo

Location:
United States, Charlotte

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist for the Syndicate/Money Market/Brokered CD Middle Office Group as part of Corporate Investment Banking (CIB) Operations division. The Senior Capital Markets Middle Office Specialist will be responsible for monitoring daily trading activity, reconciling/investigating any discrepancies and trade settlement issues, and act as a desk liaison for various internal groups on all trading activity. They will assist the Brokered CD, Money Market, Corporate, Preferred, High Yield, and ABF Syndicate desks with these responsibilities while having to provide outstanding service. Details of the responsibilities will include drafting new deal term sheets, creating and maintaining new deal data in our internal systems, facilitating new security setups, regulatory report, coordinating with Syndicate Operation and creating ad hoc desk/mgmt. reporting, and handling inquiries from internal/external clients.

Job Responsibility:

Lead or participate in moderately complex derivatives products within Capital Markets Middle Office
Contribute to large scale planning related to profit and loss generation, attribution and trades
Review, analyze and resolve moderately complex trade issues that require in-depth evaluation
Resolve moderately complex trade issues
Lead team to meet functional area and process deliverables
Deliver solid understanding of the function, policies, procedures and compliance requirements
Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
Lead projects and assist senior managers with industry related initiatives
Serve as a mentor for less experienced analysts

Requirements:

4+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
BS/BA degree
Knowledge and understanding of financial products
FINRA series 7, 79,63, and/or 99
Excellent verbal, written, and interpersonal communication skills
Effective organizational, multi-tasking, and prioritizing skills
Knowledge and understanding of audit, regulatory compliance, or risk management
Knowledge and understanding of compliance risk in the financial services industry
Ability to communicate effectively, in both written and verbal formats, with senior executive-level leaders
Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important
Ability to manage process improvement initiatives to optimize operational effectiveness and efficiencies
Ability to identify key issues, involve affected parties, design solutions, obtain buy-in, and communicate effectively through resolution
Ability to consolidate large amounts of project status information to identify key risks, customer impact, financial implications, delays, and issues that pose material risk
Ability to identify and evaluate exposures and potential risks
Ability to synthesize complex analytical findings into executive level communications
5+ years of experience in operational risk management processes and/or compliance and/or audit programs (preferably in anti-money laundering)
Understanding of key operational risk components, including experience driving consistency and quality across all aspects of a risk function
Ability to understand and work with data, including creating alignment among various data sources, developing trends, and creating risk-based analytics from multiple information sources

Nice to have:

Knowledge and understanding of financial products
FINRA series 7, 79,63, and/or 99
Excellent verbal, written, and interpersonal communication skills
Effective organizational, multi-tasking, and prioritizing skills
Knowledge and understanding of audit, regulatory compliance, or risk management
Knowledge and understanding of compliance risk in the financial services industry
Ability to communicate effectively, in both written and verbal formats, with senior executive-level leaders
Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important
Ability to manage process improvement initiatives to optimize operational effectiveness and efficiencies
Ability to identify key issues, involve affected parties, design solutions, obtain buy-in, and communicate effectively through resolution
Ability to consolidate large amounts of project status information to identify key risks, customer impact, financial implications, delays, and issues that pose material risk
Ability to identify and evaluate exposures and potential risks
Ability to synthesize complex analytical findings into executive level communications
5+ years of experience in operational risk management processes and/or compliance and/or audit programs (preferably in anti-money laundering)
Understanding of key operational risk components, including experience driving consistency and quality across all aspects of a risk function
Ability to understand and work with data, including creating alignment among various data sources, developing trends, and creating risk-based analytics from multiple information sources

What we offer:

Relocation assistance is not available for this position
Visa Sponsorship not available for this position

Additional Information:

Job Posted:
August 12, 2025

Expiration:
August 20, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Senior Capital Markets Middle Office Specialist