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The Corporate Audit Services (CAS) Senior Auditor Investment Services Europe is part of the broader CAS Europe team that provides IA services to the global USB Wealth, Corporate, Commercial and Institutional Banking (WCIB) and Payment’s business lines. This role will primarily focus on investment services business in Europe for Global Fund Services (GFS) and Corporate Trust and Custody.
Job Responsibility:
Assisting the audit team management in planning audit engagements
Performing or supervising staff auditors in the testing of controls based on audit program directions
Drafting audit issues under the supervision of the audit team management
Assisting the audit team in the reporting and wrap-up phases of audits
Learning from and applying coaching received
Performing other duties as requested by management
Requirements:
A bachelor’s degree or Honors (Level 8) degree from an accredited university preferably with a major in accounting or finance, or equivalent work experience
Professional Certification as a Chartered or Certified Accountant or Certified Internal Auditor
Project Management Certification
Five to seven years of applicable experience
Experience with Asset Management, Fund Administration, Depositary and Custody, Global Corporate Trust
Excellent verbal and written communication skills
Strong critical thinking and analytical skills
Ability to manage multiple tasks and deadlines simultaneously
Proven adaptability to changing priorities
Ability to build and continuously improve working relationships with internal audit peers, business line leaders, and partners (risk and compliance)
Ability to collaborate with key stakeholders
Thorough understanding of Institute of Internal Auditors (IIA) Standards and the common definition of internal controls
Thorough understanding of risk theory, control frameworks, applicable financial services industry trends, laws and regulations
and impact of government legislation and regulation on busine
What we offer:
Market-competitive compensation package
Performance-based incentives for eligible employees
Inclusive equitable benefits focused around financial wellbeing, health & wellness
Continuous development opportunities including training, education support, and career progression pathways