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Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of our Risk Management Audit team. As a member of the Audit team, the candidate will focus on audits of Enterprise and Operational Risk Management frameworks and processes in the Second Line of Defense, as well as the related risk programs executed by the First Line Business Risk Offices.
Job Responsibility:
Audit major components of business units
Assist in developing engagement planning documentation for assigned areas, including risk-based rationale for scoping decisions
Design and execute internal control testing for operations of varying complexity
Perform audit tasks of moderate difficulty, demonstrating a degree of audit expertise consistent with experience level
Prepare clear, organized and complete documentation to support work performed
Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge
Perform various aspects of engagement administration as assigned by auditor-in-charge, including hours and budget tracking
Self prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results
Proactively take on additional work to support the team when possible
Requirements:
Bachelor's Degree or military experience
At least 2 years of experience in auditing one or more of the following areas: banking or financial services industry or risk management
Nice to have:
Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, Master’s Degree in Quantitative Finance, or Master of Business Administration