Senior Auditor - Markets, Services, Banking & International Compliance Job at Citi (Warsaw)

Chief Auditor - Legal, Compliance & Risk - International, Managing Director

The Chief Auditor is a senior level management position responsible for managing...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

15+ years of experience in a related role
Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
Extensive understanding of Banking, Services, Markets, Credit Card and Wealth businesses, and the design and operation of risk and control frameworks associated with these, that preferably includes Internal Audit experience
Demonstrable knowledge of Risk Management disciplines across financial and non-financial risks, including a broad experience of the management of regulatory requirements and associated regulatory interaction
Direct experience of interaction with regulators including Singapore (MAS), Hong Kong (HKMA), UK (PRA / FCA), Europe (ECB / CBI / BaFin), and India (RBI) is preferred
Executive presence and expert in building and maintaining strong open relationships with executive stakeholders, working as a partner, exerting influence and providing credible challenge in a constructive manner
Advanced understanding of culture, ethical conduct, governance, risk management and control frameworks in leading international organizations
Ability to quickly comprehend the full risk implications of complex global issues, escalate to the appropriate level and provide advice and on pragmatic commercial solutions
Outstanding performer, open minded, resilient, agile, energetic, self-starter, articulate and empathetic whilst being confident to deliver opinions to bring about positive outcomes
Strong leadership skills including a track record of identifying and developing world class talent

Job Responsibility

Design and implement an audit plan for the function that considers legal entity and country-level regulatory requirements
emerging and established risks
industry and cluster best practices and external frameworks
and considers reliance and interaction with global control frameworks to form an end-to end view of International focused Legal, Compliance & Risk Management risks and controls that cross business functions, geographies and platforms
Proactively engage with International senior leadership and teams across Legal, Compliance & Risk to provide credible challenge and positively influence Citi's culture, ethical conduct, governance, risk management and control frameworks
Develop and maintain strong working relationships with teams both within Legal, Compliance & Risk Audit, as well as across IA Product and Functions teams globally
Leverage the feedback received to continually update and refine IA's assessment of key risks, and to identify new and optimized ways of auditing the environment to maximize the insight achieved
As part of the broader Legal, Compliance & Risk IA Leadership Team, contribute to managing IA's non-US regulatory relationships resulting in constructive two-way dialogue, trust in the IA function and reliance being placed where appropriate on IA's work related to Legal, Compliance & Risk
Engage actively with Regulatory Issue owners on the validation of regulatory issues, ensuring timelines are met and regulatory intent is addressed
Attract, motivate and develop a highly effective, diverse, talented and trusted team

Fulltime

Chief Auditor - Legal, Compliance & Risk - International, Managing Director

The Chief Auditor is a senior level management position responsible for managing...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

15+ years of experience in a related role
Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
Extensive understanding of Banking, Services, Markets, Credit Card and Wealth businesses, and the design and operation of risk and control frameworks associated with these, that preferably includes Internal Audit experience
Demonstrable knowledge of Risk Management disciplines across financial and non-financial risks, including a broad experience of the management of regulatory requirements and associated regulatory interaction. Direct experience of interaction with regulators including Singapore (MAS), Hong Kong (HKMA), UK (PRA / FCA), Europe (ECB / CBI / BaFin), and India (RBI) is preferred
Executive presence and expert in building and maintaining strong open relationships with executive stakeholders, working as a partner, exerting influence and providing credible challenge in a constructive manner
Advanced understanding of culture, ethical conduct, governance, risk management and control frameworks in leading international organizations
Ability to quickly comprehend the full risk implications of complex global issues, escalate to the appropriate level and provide advice and on pragmatic commercial solutions
Outstanding performer, open minded, resilient, agile, energetic, self-starter, articulate and empathetic whilst being confident to deliver opinions to bring about positive outcomes
Strong leadership skills including a track record of identifying and developing world class talent. Experienced in leading large, dispersed and diverse professional teams
Bachelor's degree / University degree or equivalent experience

Job Responsibility

Audit Plan: Design and implement an audit plan for the function that considers legal entity and country-level regulatory requirements
emerging and established risks
industry and cluster best practices and external frameworks
and considers reliance and interaction with global control frameworks to form an end-to end view of International focused Legal, Compliance & Risk Management risks and controls that cross business functions, geographies and platforms
Stakeholder Engagement: Proactively engage with International senior leadership and teams across Legal, Compliance & Risk to provide credible challenge and positively influence Citi's culture, ethical conduct, governance, risk management and control frameworks. Develop and maintain strong working relationships with teams both within Legal, Compliance & Risk Audit, as well as across IA Product and Functions teams globally. Leverage the feedback received to continually update and refine IA's assessment of key risks, and to identify new and optimized ways of auditing the environment to maximize the insight achieved
Regulatory Relationship Management including International Regulatory Issue Validation: As part of the broader Legal, Compliance & Risk IA Leadership Team, contribute to managing IA's non-US regulatory relationships resulting in constructive two-way dialogue, trust in the IA function and reliance being placed where appropriate on IA's work related to Legal, Compliance & Risk. Engage actively with Regulatory Issue owners on the validation of regulatory issues, ensuring timelines are met and regulatory intent is addressed
IA Team: Attract, motivate and develop a highly effective, diverse, talented and trusted team. Work with other IA Chief Auditors to maximize the efficiency and effectiveness of IA resources, taking into consideration the experience and location of the team, as well as leveraging different audit approaches and best practice. Identify and develop talent, providing long-term career opportunities both within IA and across other parts of Citi

Fulltime

Chief Auditor Technology & Business Enablement International and Wealth International Technology

The Managing Director, Chief Auditor Technology & Business Enablement Internatio...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 15 years of diversified management experience in audit or a related role with a focus on cyber, technology resilience and data
Demonstrable technology experience, including that related to the design and operation of risk and controls frameworks
Demonstrable product knowledge of Markets, Services, Payments Infrastructures, Corporate and Consumer Banking and Wealth Management, including the provision of technology services within these areas
International experience is preferred within highly respected, diversified and complex institutions
Proven experience working with regulators and managing regulatory audits or inspections
Bachelor’s degree/University degree in computer science, data science, finance, accounting, science or a related field, or equivalent experience
Master’s degree preferred
Related certifications such as Certified Information Systems Auditor (CISA), Certified Internal Auditor (CIA), Certified in Risk and Information Systems (CRISC) or similar
Technical Skills: A strong level of technical knowledge related to cyber security, resilience, current and emerging technologies and systems development best practices
Strong knowledge of IT governance and control frameworks (e.g. COBIT, NIST, SANS)

Job Responsibility

Assurance Risk Assessment, Strategy & Coverage: Timely development, risk assessment, and periodic refresh of the audit plan
Responsible for the coordination and delivery of high-quality, value-add multiple concurrent risk-based audits
Engagement with senior stakeholders upon receipt of supervisory letters/other regulatory communications
Timely delivery of high-quality and comprehensive regulatory and internal audit issue validation
Support and endorse the IA Quality Assurance (QA) team
Ensure that IA activity is sufficient and relevant to delivering timely assurance
Appropriately assess risk when business decisions are made
In collaboration with the IA International team, ensure that country-specific technology, cyber and resilience regulatory requirements are understood
In collaboration with the Chief Auditor for US Wealth, USCC & Functions, support the integrated risk assessment, audit plan creation and opinion for the Global Wealth business
Working in close collaboration with the QA team, lead the processes across Technology & Business Enablement to assess the quality outcomes of assurance work

Fulltime

Chief Auditor Technology & Business Enablement International and Wealth International Technology

The Managing Director, Chief Auditor Technology & Business Enablement Internatio...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 15 years of diversified management experience in audit or a related role with a focus on cyber, technology resilience and data
Demonstrable technology experience, including that related to the design and operation of risk and controls frameworks
Demonstrable product knowledge of Markets, Services, Payments Infrastructures, Corporate and Consumer Banking and Wealth Management, including the provision of technology services within these areas
International experience is preferred within highly respected, diversified and complex institutions
Proven experience working with regulators and managing regulatory audits or inspections
A strong level of technical knowledge related to cyber security, resilience, current and emerging technologies and systems development best practices
Strong knowledge of IT governance and control frameworks (e.g. COBIT, NIST, SANS)
Good understanding of AI and machine learning concepts, algorithms and techniques
Familiarity with data governance principles, data quality management and data privacy practices
Strong understanding of internal audit standards (e.g. IIA Standards) and risk management frameworks (e.g. COSO)

Job Responsibility

Timely development, risk assessment, and periodic refresh of the audit plan for the scope of the role’s area of responsibilities
Coordination and delivery of high-quality, value-add multiple concurrent risk-based audits
Engagement with senior stakeholders upon receipt of supervisory letters/other regulatory communications
Timely delivery of high-quality and comprehensive regulatory and internal audit issue validation
Support and endorse the IA Quality Assurance (QA) team to address and resolve issues found by QA
Ensure that IA activity is sufficient and relevant to delivering timely assurance
Appropriately assess risk when business decisions are made
In collaboration with the IA International team, ensure that country-specific technology, cyber and resilience regulatory requirements are understood
In collaboration with the Chief Auditor for US Wealth, USCC & Functions, support the integrated risk assessment, audit plan creation and opinion for the Global Wealth business
Working in close collaboration with the QA team, lead the processes across Technology & Business Enablement to assess the quality outcomes of assurance work

Fulltime

Senior FinCrime Product Compliance and Risk Manager - Wise Platform

At Wise we believe that people who are closest to risks are the best placed to i...

Location

United States , Austin

Salary:

134000.00 - 198000.00 USD / Year

Assessfirst

Expiration Date

Until further notice

Requirements

Minimum 5-7 years of experience in financial crime compliance, with a particular focus on correspondent banking and/or Banking as A Service (BaAS) program
Experience collaborating with external partners, as well as internal product and engineering teams to develop a solution that is tailored for the Platform Partner
Strong ability to analyze and interpret complex regulatory frameworks and explain them clearly to stakeholders
Problem-solver who uses regulations and data to drive business decisions
Experience working across cross border payments, with specific experience in the US and Canadian markets
Strong communication and presentation skills, and are able to present on the Wise Platform product to regulators and/or auditors
Willing to travel to Wise offices located across different countries
Legally authorized to work in the US

Job Responsibility

Collaborate with product teams to define controls and interpret regulation to ensure all new Wise Platform products globally have the right financial crime controls
Keep an eye on emerging typologies and regulatory requirements for the US and Canada and implement changes as necessary
Understand Wise FinCrime controls and be comfortable working with both the Wise Platform team and our Global FinCrime product teams to make any necessary changes
Communicate with our partners about our compliance program and expectations
Be able to identify challenges to our regulatory permissions and work to unlock growth through new licenses as required

Fulltime

Senior Accountant, Money Transfer Licensing & Compliance

Shopify is building a Money Movement Platform that spans multiple licensed entit...

Location

United Kingdom

Salary:

Not provided

Shopify

Expiration Date

Until further notice

Requirements

Qualified accountant (ACA, ACCA, CIMA, CPA, or equivalent)
Experience inside an FCA-regulated payment institution or money services business in a compliance or finance function
Proven ability to manage regulatory filing obligations across multiple jurisdictions and entity types in a regulated environment

Job Responsibility

Own the regulatory reporting cycle across Shopify's licensed entities — prepare and file periodic returns accurately and on time as our licensing footprint grows
Monitor regulatory requirements as Shopify's money movement licensing expands into UK and EU markets
Support the AML compliance program, including transaction monitoring controls, recordkeeping, and internal control documentation
Partner with Legal and product teams on licensing obligations as new jurisdictions are added
Track regulatory developments and flag changes affecting licensed entities
Support international statutory audits and compilations across Shopify's global entity portfolio
Coordinate with external auditors on audit requests, workpapers, and filings
Contribute to subsidiary reviews and variance analysis
Support intercompany reconciliation and close processes as needed Safeguarding (designated role)
Act as the designated safeguarding person for Shopify EMI UK Ltd. under CASS 15

Fulltime

Compliance Testing and Monitoring Officer

Summary: This role positions you as a critical line of defense in a major bankin...

Location

United States Of America , NEW YORK

Salary:

145000.00 - 160000.00 USD / Year

Crédit Agricole

Expiration Date

Until further notice

Requirements

At least 7 years' experience in the financial services industry with a focus on compliance
5 years of Audit or Compliance Testing experience required, with a focus on capital market
Good knowledge of risks and controls, including analyzing risks, identifying and documenting controls, and assessing control design and operating effectiveness
Strong knowledge of areas such as capital markets, debt capital markets, investment banking, and corporate banking coverage as well as broker-dealer / swap dealer regulatory framework such as SEC, FINRA, NFA, CFTC
General knowledge of one or more of other banking products/services and regulations preferred: Banking regulations, Business Conducts (Anti-Bribery & Corruption, Whistleblowing, Conflicts of Interest, Conduct Risks, Fraud risks etc.), Financial Crime (AML, Sanctions/OFAC), Other regulations (privacy, tax compliance, cybersecurity etc.)
Ability to manage multiple projects using technology and analytic techniques (advanced in excel) to work effectively and efficiently in a fast-paced environment
Strong attention to details and analytical skills
Ability to work with minimum supervisions and prioritize multiple tasks to focus on meeting the expected timelines
Good communication skills to be able to present clearly and concisely to all levels of stakeholders
Ability to engage with stakeholders and build rapport and partnership with stakeholders

Job Responsibility

Strategic Testing Leadership: Orchestrate high-impact compliance reviews across diverse banking operations, serving as the architect of the Annual Compliance Testing Plan. You'll design and execute sophisticated testing strategies that safeguard organizational integrity while enabling business growth
Craft Compelling Compliance Narratives: Transform complex regulatory findings into crystal-clear documentation that tells the story. Your work papers won't just meet third-party standards—they'll set the benchmark for clarity, thoroughness, and professional excellence that auditors and regulators applaud
Detective Work That Drives Change: Uncover hidden risks and decode the 'why' behind compliance gaps. You're not just identifying issues—you're the investigative force that traces problems to their source and architects innovative solutions that strengthen the entire organization
Command the Boardroom: Present your findings to the people who matter most: Department Heads, the Chief Compliance Officer, and the Executive Committee. Your insights shape strategy, influence policy, and drive decision-making at the highest organizational levels
Author Reports That Move Mountains: Draft executive-level reports that don't just inform—they inspire action. Your communications bridge the gap between technical compliance and business strategy, making complex regulatory matters accessible and actionable for senior leadership
Own the Accountability Engine: Be the driving force ensuring nothing falls through the cracks. Track issues from discovery to resolution, holding action owners accountable and maintaining the momentum that turns findings into fixed processes
Validate Victory: Close the loop with authority. Verify remediation effectiveness, document successful closures, and provide the validation memos that give leadership confidence in the organization's compliance posture
Monitor What Matters: Execute strategic monitoring activities that keep the organization ahead of regulatory curves. Your proactive surveillance identifies emerging risks before they become problems, positioning the bank as a compliance leader rather than a follower
Empowered: Every testing review you conduct, every report you author, and every issue you resolve strengthens the organization's reputation, protects its assets, and advances your career as a trusted compliance authority
Be the Intelligence Hub: Serve as the vital communication nexus between frontline execution and executive leadership. Your proactive status updates don't just report progress—they provide strategic visibility that enables leadership to make informed decisions, allocate resources effectively, and maintain organizational agility in a dynamic regulatory environment

Fulltime

Financial Crime Manager & DMLRO

An exciting opportunity has arisen for an experienced Financial Crime Manager to...

Location

Isle of Man , Douglas

Salary:

Not provided

Capital International

Expiration Date

Until further notice

Requirements

The role holder must hold a recognised compliance qualification, equivalent to ICA International Diploma level, or relevant financial services qualification, or be deemed to be qualified by extensive and relevant experience in Financial Crime in the financial service sector
5+ years' experience in an FSA regulated (or equivalent) Financial Crime environment is desirable
Significant experience across all Financial Crime related disciplines within the financial service sector
Good technical knowledge of Financial Crime, Regulatory, and Legislative requirements, predominantly from an Isle of Man, UK, and EU perspective
Good knowledge of banking and investment products and processes and industry best practice, particularly in the offshore market
Experience of dealing with relevant external stakeholders, to include the Financial Intelligence Unit and the Attorney General’s office, including day to day relationships and visits
Practical experience of translating regulation into a working document understood by the business
Experience of dealing with complex structures, Trusts and High-Risk clients
Strong report writing skills
Excellent interpersonal skills and the ability to relate with all parts of the business particularly Senior Management

Job Responsibility

Support in managing the end‑to‑end Financial Crime framework, ensuring compliance with relevant Isle of Man AML/CFT legislation and Codes, IOM FSA regulatory requirements and guidance, and applicable local, UK, EU and international Sanctions regimes
Provide support in the maintenance and enhancement of Financial Crime policies, procedures and standards across the Financial Crime framework
Ensure the framework is embedded operationally by supporting with the performance of thematic reviews, deep dives and assurance testing on the compliance monitoring programme
Gather and assess information for input into reporting on the outputs of the agreed monitoring programme to senior stakeholders
To develop and maintain excellent working relationships with client departments
To gather information for input into the MLRO reporting for all relevant entities within the Capital International Group Limited group of companies where required
Conduct Horizon Scanning where appropriate, supporting with Gap Analysis where regulatory outputs require and provide reports in this regard to senior stakeholders
Ensure any changes to regulatory requirements are understood, communicated and impact assessed within the required timetable
To gather information, as required, to assist with the preparation and maintenance of Capital International’s Jurisdictional lists
Provide the correct and technical and commercial interpretation of regulatory requirements as they relate to, and should be applied across, the business activities of Group

What we offer

Private health care
life insurance
flexible working hours
pension scheme
volunteering opportunities
extensive training and development programmes

Fulltime

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Senior Auditor - Markets, Services, Banking & International Compliance

Job Description

Job Responsibility

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