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Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Senior Associate interested in becoming part of our Audit Professional Practices - Methodology team. As a member of the Methodology team, the candidate will focus on aligning our audit methodology with the best in the world, board reporting, regulatory management, audit technology, and department-wide improvement initiatives implementing creative solutions to challenging problems.
Job Responsibility:
Support the audit methodology update and related enhancement efforts, including conducting research and analysis
Design and execute best-in-class operational processes
Coordinate and execute on small to moderately complex projects (e.g., methodology related issues, gap assessments, regulatory requests for information), owning completion of assigned work
Design and deliver verbal and written communication to audit teams and audit leadership
Leverage available data and analytical tools to drive deeper insights on department behaviour and challenges
Establish and maintain good relations with audit teams and other key stakeholders
Ability to manage and prioritize multiple tasks and meet deadlines
Provide training to audit team members, i.e., during new hire audit foundations or practices updates (introduction of new or updated methodology, best practices, and quality expectations
Provide guidance and coaching to audit teams on the application of methodology across various audit activities (e.g., standard audits, issue validation)
Work independently under general supervision, and can exercise latitude for initiative and independent judgment.
Requirements:
Bachelor's Degree or military experience
At least 2 years of experience in auditing, accounting, financial analysis, compliance, or a combination.
Nice to have:
Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or a relevant certification
2+ years of experience in Banking or in the financial services industry.
What we offer:
performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits.