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We are looking for an experienced Senior Associate Trade Operations specialist to take ownership of critical aspects of the trade lifecycle within our centralized trading function. This role focuses on ensuring smooth operations across equities, fixed income securities, and mutual funds. The ideal candidate will bring hands-on expertise in trade settlement, exception management, and operational risk controls.
Job Responsibility:
Manage the full trade lifecycle, including allocations, settlements, and reconciliations
Monitor and troubleshoot order execution and allocation flows, resolving issues with brokers, custodians, and internal teams
Maintain and enhance multi-custodian connectivity and broker relationships
Address and resolve trade exceptions while implementing robust operational controls
Provide oversight for workflows that influence trading outcomes
Ensure compliance with documented processes and support supervisory reviews
Coordinate corporate actions and proxy-related workflows, focusing on voluntary events and deadline-driven operations
Operate and optimize trade-away, step-out, and prime brokerage workflows
Utilize multiple trading platforms and protocols to support efficient operations
Requirements:
Bachelor’s degree in any field
Minimum of 3–5 years of experience in trade operations, trading support, or middle office roles
Proven expertise in managing equity trade lifecycles, including blocks, allocations, settlements, and reconciliations
Ability to resolve operational exceptions independently under tight deadlines
Experience working within compliance-focused environments, including process documentation and incident management
Hands-on experience with diverse trading platforms and service models
Familiarity with the Financial Information eXchange (FIX) protocol
Background in handling corporate actions and proxy-related workflows