CrawlJobs Logo

Senior Associate, Risk Management- FRM

capitalone.com Logo

Capital One

Location Icon

Location:
United States , Richmond

Category Icon
Category:

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

101100.00 - 126900.00 USD / Year

Job Description:

Senior Associate, Risk Management- FRM (Hybrid). Capital One is seeking a motivated professional to join the Finance Risk Management (FRM) team as a Senior Analyst. As a member of FRM, the Senior Analyst will play a key role in executing robust and proactive risk management programs, partner with and influence key stakeholders to achieve business value while ensuring Finance is operating within enterprise risk management frameworks, and enable a strong culture of risk management that’s adaptable to a changing environment. The Senior Analyst performs a key role within Capital One’s line of defense risk management model, to help ensure corporate initiatives and departmental processes comply with applicable laws, regulations, business requirements and controls. This role is responsible for executing independent control assessments to evaluate the effectiveness of the organization's risk management framework and internal controls. The position involves developing and performing tests across Finance lines of business (LOBs) to ensure risk mitigation strategies are sound and operating as intended. A strong understanding of the relevant regulatory landscape and industry best practices for applying controls within business operations is essential to effectively identify, analyze, and report on potential risks. The Senior Analyst partners with numerous stakeholders and subject matter experts to support FRM’s overall objective of ensuring the Finance Division maintains an effective risk and control management environment.

Job Responsibility:

  • Collaborate with cross-functional teams to understand and drive effective risk management practices across Finance
  • Design and execute end-to-end control tests for key business processes, validating that controls are performing as designed to mitigate operational and compliance risks in accordance with Enterprise Risk Management methodology
  • Document and communicate control test results (including control gaps and failures) and drive remediation for timely closure of identified issues
  • Establish and maintain effective engagements with Risk Advisors and Business Partners to provide business value through robust and effective assessments of the control environment
  • Identify and drive process improvements within Finance’s operational risk management programs
  • Have the ability to think critically, solve complex problems, work independently, and prioritize and manage multiple tasks

Requirements:

  • Bachelor’s degree or military experience
  • At least 2 years of experience in Risk Management, Control Testing, Compliance, or Audit

Nice to have:

  • Previous experience assessing script/code logic in both Python and/or SQL
  • Demonstrated proficiency with risk management concepts and data analysis tools (e.g., Excel, SQL, Python)
  • Excellent communication and interpersonal skills with the ability to articulate complex risk concepts to a diverse audience
  • Previous experience with control testing methodologies, process mapping, and risk assessment frameworks (e.g., COSO)
What we offer:
  • performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Additional Information:

Job Posted:
January 15, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
Job Link Share:

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Senior Associate, Risk Management- FRM

Subdirector middle office afore

Jobs in this finance category are charged with administering and supervising the...
Location
Location
Mexico , Ciudad De Mexico
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6-10 years of experience
  • Prior experience in Finance, Treasury, Risk or Audit functions is required
  • Experience managing large datasets and extrapolating insights for various risk metrics
  • Deep understanding of regulatory requirements and guidance, particularly for interest rate risk, liquidity risk and market risk
  • Strong Microsoft Office skills, particularly Excel and PowerPoint
  • Strong oral and written communication skills
  • comfortable making presentations and ability to articulate complex problems and solutions
  • Strong analytical skills and ability to review and comprehend large sets of data
  • Strong attention to detail with a proven ability to explain complex concepts in simple terms
  • Exceptional project management skills with a track record of managing complex cross-functional programs/projects and achieving milestones and deadlines
Job Responsibility
Job Responsibility
  • Develop a risk management strategy for the Finance function, focusing on the identification, measurement, monitoring, and control of risks associated with the management of organizational capital resources across Citi
  • Ensure absolute compliance with all risk-related regulatory requirements, demonstrating a robust understanding of compliance standards and dedication to risk control
  • Conduct independent assurance reviews in risk management, identifying potential risks and recommending enhancements to the company's risk position
  • Devise and maintain risk policy and procedure governance documents, guaranteeing alignment with enterprise-wide risk identification, monitoring, and reporting roles and responsibilities
  • Enhance the governance structure of the organization for managing financial risks, including the measurement, monitoring, and control of risks associated with various financial asset positions
  • Monitor risk reports and indicators, identifying significant risk movements and promptly addressing potential financial risks to ensure the company's financial stability
  • Assist in consolidating and reviewing risk-related materials for various committees, guaranteeing precise risk measurement and reporting
  • Utilize effective communication skills to share insights and control risk-related information with senior stakeholders, management, regulators, and Internal Audit, contributing to Citi's financial stability and profitability
  • Contribute to the development of comprehensive controls and automation across the reporting process, ensuring consistent and accurate risk reporting
  • Foster a strong control environment within the team, driving a culture of high performance, compliance, and effective risk management in alignment with the company's financial analysis and risk management objectives
  • Fulltime
Read More
Arrow Right

Senior Associate, FRM SOX Assurance Business Process

At Uber, we're not just moving people and things; we're building a global busine...
Location
Location
United States , San Francisco
Salary
Salary:
122000.00 - 135500.00 USD / Year
uber.com Logo
Uber
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor's degree in Accounting, Finance, or a related field
  • 4+ years of relevant experience in SOX, internal audit, or public accounting
Job Responsibility
Job Responsibility
  • Program Management and Execution: Oversee the Sarbanes-Oxley (SOX) compliance program for designated business process areas. This includes managing the full project lifecycle, from initial planning and scoping through comprehensive testing and final reporting, to ensure the timely completion of all deliverables
  • Risk Assessment and Control Evaluation: Conduct end-to-end evaluations of internal controls over financial reporting (ICFR). This responsibility entails identifying key financial reporting risks, assessing the design of controls, and executing tests of their operating effectiveness in collaboration with IT SOX specialists
  • Stakeholder Engagement: Serve as a primary liaison to key stakeholders, including business process owners, as well as internal and external audit teams. Cultivate and maintain professional relationships to facilitate effective communication and alignment on program objectives
  • Deficiency Management and Remediation: Assist in the process for identifying and evaluating control deficiencies. Investigate root causes, partner with business units to ensure corrective action plans are appropriate, and monitor remediation efforts through to successful completion
  • Process Enhancements and Optimization: Drive continuous improvement initiatives within the SOX program. Identify and recommend opportunities to enhance the efficiency and effectiveness of compliance activities through control optimization, process automation, and the application of data analytics
  • Team Mentorship and Development: Provide mentorship and professional guidance to new or junior analysts. This includes reviewing work products, delivering constructive feedback, and fostering a culture of collaboration and continuous learning
  • Reporting and Analysis: Assist in the preparation of clear and concise reports for Financial Risk Management (FRM) leadership and key stakeholders. These communications will articulate the status of SOX compliance, highlight significant risks, and provide actionable insights on overall control effectiveness
  • Regulatory Compliance: Stay abreast of changes in SOX and other related regulations and best practices, and ensure the company's compliance program is updated accordingly. This includes monitoring changes to PCAOB auditing standards and SEC guidance
What we offer
What we offer
  • You will be eligible to participate in Uber's bonus program, and may be offered an equity award & other types of comp. You will also be eligible for various benefits. More details can be found at the following link https://www.uber.com/careers/benefits
  • Fulltime
Read More
Arrow Right
New

DotNet Developer

Location
Location
India , Mumbai
Salary
Salary:
Not provided
NeoQuant Solutions Pvt Ltd
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Experience in developing Web API using C#, .Net6 and Entity framework
  • Extensive NodeJS/Angular experience building web applications
  • Hands-on development experience with HTML, CSS, JavaScript, and frontend frameworks like React Js
  • Experience with Source Code management tools like Git is required
  • Hands-on development experience in writing SQL queries and database management with Postgres or MySQL
  • Experience in working with Kafka services and Message Queue
  • Experience in Agile development methods
  • Use of tools such as Eclipse, Postman, SoapUI, .Net (or any other equivalent)
  • Overall Understanding of web development lifecycle including frontend and backend using modern frameworks
  • Troubleshooting and resolution of technical problems and issues, on web applications in a production environment
Job Responsibility
Job Responsibility
  • Maintaining and developing web applications and the REST API’s
  • Building and consuming APIs – Restful and GraphQL
  • Development and use of APIs plus associated data modelling to build reusable, maintainable APIs aligning to our data strategy
  • Fulltime
Read More
Arrow Right
New

Microsoft Dynamics 365 Developer

We are seeking a skilled and experienced Microsoft Dynamics 365 Developer to joi...
Location
Location
India , Greater Noida
Salary
Salary:
Not provided
InnoAge-Technologies PVT. LTD.
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years of experience in Microsoft Dynamics 365 development and implementation
  • Proficiency in Dynamics 365 (CRM and ERP) modules
  • Strong experience with C#, .NET, JavaScript, SQL Server, and related technologies
  • Experience with Power Platform (PowerApps, Power BI, Power Automate) is a plus
  • Expertise in integrating Dynamics 365 with third-party systems such as live marketplaces, websites, WMS, EDI, and APIs
  • Experience with Azure services and API management
  • Strong problem-solving skills and the ability to analyze and address complex business requirements
  • Excellent verbal and written communication skills, with the ability to explain technical concepts to non-technical stakeholders
  • Experience with Agile/Scrum methodologies and project management tools
  • Microsoft Dynamics 365 certifications are highly desirable
Job Responsibility
Job Responsibility
  • Lead the design, development, and deployment of Microsoft Dynamics 365 solutions
  • Assist in the integration of Dynamics 365 with live marketplaces, websites, WMS, EDI, and various APIs
  • Customize Dynamics 365 modules to meet specific business requirements
  • Provide ongoing support and maintenance for existing Dynamics 365 implementations
  • Work closely with cross-functional teams including IT, operations, and sales to ensure successful implementation and integration
  • Create and maintain comprehensive documentation for all Dynamics 365 projects and integrations
  • Identify and resolve issues related to Dynamics 365 and its integrations promptly
  • Provide training and support to end-users on Dynamics 365 functionalities and best practices
  • Fulltime
Read More
Arrow Right
New

Senior Mobile App Developer

Location
Location
India , Bengaluru
Salary
Salary:
Not provided
Idea Infinity
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Must have at least 5 years of experience after qualifying examination
  • Must have good knowledge of mobile app development in hybrid environment and native environment for android and iOS
  • Must have knowledge to develop technical interfaces, specifications, and architecture to develop client displays and user interfaces, to develop and test software prototypes, to assist software personnel
  • MCA/BE (Computer engineering/ Computer science / Information technology)/BTech (Computer engineering/ Computer science / Information technology)
  • Skills: Android, database, android studio , java , Kotlin , Knowledge on Projects
Read More
Arrow Right
New

Odoo Developer II

Odoo developers are the saviors for enhancing, developing, and configuring appli...
Location
Location
India , Greater Noida
Salary
Salary:
Not provided
InnoAge-Technologies PVT. LTD.
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6+ Years of hands-on experience in Odoo Development
  • Good Exposure in Odoo Community modules for Odoo 15.0 and above
  • Knowledge in code repositories - Bitbucket, GitHub.
  • Knowledge of Linux flavoured operating system
  • Knowledge of odoo.sh
  • Should be able to validate the codes developed by different Odoo marketplace to evaluate as it is built as per OCA standards
  • Should have good knowledge of ODOO's Default Modules sales, Purchase, accounting, Warehouse, Order management etc
  • Should have a good understanding of Odoo Framework & Experience Custom Module creation
  • Good to have knowledge of Python & its related libraries
  • Proactive team member & come up with new ideas/solutions
Job Responsibility
Job Responsibility
  • End-to-end implementation of the Odoo ERP system as per the business needs.
  • Identifying the requirement and proposing a good alternative solution to the client's requirements.
  • Design and develop Odoo apps (new module development, customization).
  • consistently create quality software that meets specific designs and requirements on stated timelines.
  • Creation and set up a scalable, fault-tolerant, and resilient Odoo environment. Enhance applications, and develop and configure features and functionalities that support business requirements.
  • Be involved in the Odoo project and community.
  • Multi-Project handling
  • Fulltime
Read More
Arrow Right
New

Senior Software engineer

Location
Location
India , Bengaluru
Salary
Salary:
Not provided
Idea Infinity
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Must have at least 10 years of experience
  • Must have at least 2 years of experience in microservices
  • Must have good knowledge of rest services after qualifying examination
  • Must be able to write code for microservice based application using orchestration tool, container, creating images to be deployed
  • Should be worked on Kubernetes
  • Skills: Kubernetes, Microservices, Asp.net, MVC, WCF, WebApi, Console Applications
  • Qualification: BE (Computer engineering/ CS / IT)/B Tech (Computer engineering/ Computer science / Information technology) / MCA
Job Responsibility
Job Responsibility
  • To develop technical interfaces, specifications, and architecture to develop client displays and user interfaces
  • To develop and test software prototypes
  • To assist software personnel in handling project related work and other requirements
  • To coordinate with other software professionals and developers
Read More
Arrow Right
New

ETL Developer

Location
Location
India , Bengaluru
Salary
Salary:
Not provided
Idea Infinity
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Must have at least 5 years of experience after qualifying examination in implementation ETL in a large-scale project
  • BE (Computer engineering/ Computer science / Information technology)/B Tech (Computer engineering/ Computer science / Information technology) / MCA
  • Skills: ETL, Microservices, Informatica, SSIS, Talend
Job Responsibility
Job Responsibility
  • Analyse the business database storage and data requirement capabilities
  • Regular review of data storage and access procedures
  • Regular testing managing and providing solutions for data issues
  • Query Performance Tuning, modelling concepts
  • Informatica, SSIS, Talend
  • Large data management for Microservices
Read More
Arrow Right