CrawlJobs Logo

Senior Associate - Regulatory

jobs.360resourcing.co.uk Logo

360 Resourcing Solutions

Location Icon

Location:
United Kingdom , Birmingham, Exeter, Leeds, London, Manchester, Winchester

Category Icon
Category:

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided

Job Description:

We are consistently ranked in the top tier in the Legal 500 and Chambers UK directories for Professional Discipline. Our expertise in both health and regulation sets us apart from the competition. Our purpose is to deliver results that matter. We are proud to be the firm of choice for organisations who work to make a difference. We are committed to putting people first, doing the right thing and forward thinking. We have handled many thousands of regulatory cases over the last 20 years, covering case investigation, preparation and presentation. We work for seven of the ten health and social care regulators, as well as regulators in legal services and education. We have worked on some of the most complex and high profile cases faced by professional regulators, including for our own regulators, the Solicitors Regulation Authority (SRA) and the Bar Standards Board (BSB). Our reputation across the regulatory sectors built on providing proportionate, timely and high quality case preparation and presentation and a service that demonstrates value for money. Our breadth of experience means that we are at the forefront of regulation, legislative and policy changes and best practice. We have the experience, resources and systems in place to deliver the services to a high quality and within agreed time frames.

Job Responsibility:

  • Managing an investigatory caseload where it is alleged that the registrant's fitness to practise is impaired through misconduct, competence or health issues
  • Preparing cases for hearings before panels and committees of the relevant regulators
  • The work is varied, challenging and rewarding and the cases cover everything from large-scale fraud or multi-patient clinical failings through to inappropriate sexualised behaviour

Requirements:

  • Prepare the case plan at the outset of the case
  • Prepare advice on procedural or evidential issues
  • Correspond with the defence
  • Ensure that all factual evidence required to prove the allegations is obtained
  • Are the key point of contact for all witnesses
  • Interview key witnesses in complex cases or if the witness deals with novel or sensitive issues or is a vulnerable witness
  • Supervise witness statements taken by paralegals
  • Instruct experts and identify if any amendments are necessary to the expert report
  • Prepare instructions to counsel (both our internal advocates and the external bar)
  • Attend conferences with counsel
  • Ensure that all action points following the conference are completed
  • Either draft the charge or review the draft charge against the evidence if drafted by counsel
  • Carry out disclosure of unused material
  • Liaise with the defence in the run up to the hearing
  • Supervise the preparation of the hearing bundle by the paralegal
  • Attend hearing at outset only, unless there are legal issues or problems with the case
  • Seek instructions from the client on any issues that arise in the course of the hearing
  • Prepare final reports at the conclusion of a case
  • Present cases to Practice Committees/Interim Orders Committees

Additional Information:

Job Posted:
March 02, 2026

Work Type:
Hybrid work
Job Link Share:

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Senior Associate - Regulatory

Healthcare Regulatory Senior Associate

My client is a national top tier law firm, and they are looking to recruit a Hea...
Location
Location
United Kingdom , Birmingham
Salary
Salary:
75000.00 - 90000.00 GBP / Year
https://www.douglas-scott.co.uk Logo
Douglas Scott
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 8+ years PQE
  • Experience in healthcare regulatory law, including advocacy
  • A proactive, client-focused approach
Job Responsibility
Job Responsibility
  • Advise clients across the health, social care, and education sectors on a broad range of regulatory issues, both contentious and non-contentious
  • Manage a varied caseload that includes advocacy at inquests, Court of Protection hearings, and Tribunals
  • Advisory work on complex regulatory matters
  • Get involved in strategic business development initiatives
  • Supervise Solicitors within the team
What we offer
What we offer
  • Private healthcare
  • Enhanced maternity/paternity
  • 25 days annual leave (with buy/sell options)
  • Generous bonus scheme
  • Flexible hybrid working
  • Strong support for career progression, with direct mentorship from Partners and early responsibility
  • Fulltime
Read More
Arrow Right

Regulatory Affairs Senior Director - Global Regulatory Leader - Obesity

In this vital role you will support products in the Obesity Therapeutic Area. Gl...
Location
Location
United States
Salary
Salary:
220356.00 - 269853.00 USD / Year
amgen.com Logo
Amgen
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Doctorate degree and 5 years of regulatory experience in biotech or science
  • Master’s degree and 8 years of regulatory experience in biotech or science
  • Bachelor’s degree and 10 years of regulatory experience in biotech or science
Job Responsibility
Job Responsibility
  • To lead GRTs within Amgen’s GRAAS organization
  • To independently develop a comprehensive regulatory strategy for one or more high complexity programs, typically in late-stage development and/or with multiple indications, that takes into account worldwide regulatory requirements to drive product development, global registration, achievement and maintenance of desired regional labeling, and effective regulatory agency interactions
  • To provide Regulatory leadership to cross-functional teams for high complexity programs with major Regulatory deliverables such as global original marketing applications
  • Develop and implement global regulatory product strategies designed to achieve approval and target product labeling for prioritized assets in late development with highly complex development programs
  • Represent GRA on the product team and other key commercialization governance bodies, guide and influence the organization to achieve Regulatory objectives
  • Independently develop the Global Regulatory Strategic Plan and provide regulatory input into the product’s Global Strategic Plan. Obtain input from the GRT members to develop a global regulatory strategy which supports product development, registration and lifecycle maintenance. Identify and communicate regulatory risks
  • Provide regulatory direction in the development of the core data sheet to align commercial objectives in the context of available and expected scientific data, regulatory guidance, and precedent
  • Independently lead the planning and implementation of global regulatory filings (eg, clinical trial applications, marketing applications, label extensions)
  • Ensure consistency of evidence-based global product communication (eg, regulatory submission documents)
  • Monitor and assess impact of relevant global regulations, guidance, and current regulatory environment
What we offer
What we offer
  • Comprehensive employee benefits package, including a Retirement and Savings Plan with generous company contributions, group medical, dental and vision coverage, life and disability insurance, and flexible spending accounts
  • A discretionary annual bonus program, or for field sales representatives, a sales-based incentive plan
  • Stock-based long-term incentives
  • Award-winning time-off plans and bi-annual company-wide shutdowns
  • Flexible work models, including remote work arrangements, where possible
  • Fulltime
Read More
Arrow Right

Senior Associate Data Management

The Senior Associate, Data Management, will help drive key business operation in...
Location
Location
India , Hyderabad
Salary
Salary:
Not provided
amgen.com Logo
Amgen
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Familiarity with Global Clinical Trial Applications, Marketing Authorizations, Regulations, and Regulatory Guidance
  • In depth understanding of the Veeva Vault system
  • Good written and verbal communication skills
  • Detail oriented
  • Independent time management and prioritization skills
  • Work efficiently with little support and minimal to no supervision
  • Ability to work well with others in demanding situations with a positive attitude demonstrating tact, diplomacy, and respect
  • Critical thinking skills
  • Appropriate software skills as required
  • Strong analytical and problem solving, communication and presentation skills
Job Responsibility
Job Responsibility
  • Responsible for maintaining data within the Regulatory Information Management (RIM) system
  • Create and archive clinical trial, marketing application submissions and health Authority correspondence within Amgen’s RIM system
  • Serve as a Data Management SME within cross-functional collaborative initiatives
  • Deliver the implementation of new processes within Veeva Vault, XeVMPD, IDMP and other key regulatory initiatives, ensuring alignment with global regulatory standards and business objectives
  • Provide support on creating, running and analysing reports for data streamline projects
  • Develop and deliver training materials and presentations to a global audience
  • Manage the protocol Amendment New Investigator (PANI) submission updates
  • Manage 1572 forms for FDA submission
  • Provide support within the global data management team on US Certificate of Pharmaceutical Product (CPP) and EU Certificate of Medicinal Product (CMP) during additional workload periods
  • Adhere to Amgen processes, policies, guidelines, SOPs and training documentations
What we offer
What we offer
  • Competitive and comprehensive Total Rewards Plans aligned with local industry standards
Read More
Arrow Right

Senior Associate

Senior Associate position in the Dopkins Assurance Services Group. The role invo...
Location
Location
United States , Buffalo
Salary
Salary:
Not provided
dopkins.com Logo
Dopkins & Company, LLP
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Taking responsibility for client work being performed on time, appropriate scope of services and within budget
  • Taking responsibility for service quality, thoroughness and accuracy
  • Staying current on regulatory and industry issues and shares applicable information with others
  • Managing risk in the client service process by following professional standards
  • Keeping current with a changing Federal and State regulatory environment
  • Assessing problem/issue materiality and interpreting the implications for the client
  • Consistently taking on work outside of “comfort zone”, asking for stretch assignments to develop
  • Conducting self-review to ensure work is complete and no open issues exist
  • Demonstrating an understanding of and applying assurance-based concepts
  • Developing the ability to recognize assurance issues
What we offer
What we offer
  • Access to department and Firm leaders at all levels through our open-door policy
  • Opportunity to serve a wide array of clients, as to size, complexity and industry
  • Opportunity to advance your career based upon hard work and merit
  • Close-knit group of young professionals who work well together and with whom you develop friendships
  • Strong support to develop technical expertise
  • Be recognized, and also recognize your peers for exceptional service, through the Firm’s internal communications system
Read More
Arrow Right

Senior Associate, Compliance

Heitman is currently looking for a Senior Associate to join our Compliance team ...
Location
Location
United States , Chicago
Salary
Salary:
85000.00 - 100000.00 USD / Year
heitman.com Logo
Heitman
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 2-4 years of compliance related experience within private equity, public equities, investment management, or financial institutions
  • Possess high attention to detail with an ability to effectively manage multiple deadlines
  • Highly motivated, intelligent, hardworking, team player with proven excellence in prior endeavors
  • Understanding of the investment management business and key processes typical to the industry including back-office processes or fund operations
  • Demonstrates substantive knowledge of the rules and regulations associated with the Securities Exchange Commission (SEC), the Securities Act Of 1933, the Securities Exchange Act of 1934, and the Investment Company and Investment Advisers Acts of 1940
  • Strong written and oral communication skills
  • Intermediate Microsoft Word, PowerPoint, and Excel skills
  • Positive attitude and ability to build relationships across the business
Job Responsibility
Job Responsibility
  • Promote and protect Heitman’s reputation for ethics, integrity and honesty
  • Hold Code of Ethics orientation meetings for new employees, manage employee certifications, pre-clear personal trade requests, monitor and test employee trading and manage COE logs
  • Maintain corporate governance for investment and corporate entities, including drafting consents and resolutions
  • Prepare client-mandated compliance reports/certifications
  • Prepare and submit regulatory filings, including Form ADV, Form PF, Form 13F, Form N-PX, TIC SLT, and others
  • Maintain compliance calendar and review/address regulatory changes as directed
  • Review processes for compliance with contractual provisions of client contracts
  • Perform periodic tests of procedures and/or transactions to monitor the effectiveness of the compliance programs
  • Prepare and conduct training programs
  • Liaise with various groups within the firm and external service providers as needed
What we offer
What we offer
  • Competitive compensation
  • Annual bonus plan
  • Human-centric benefits package
  • Fulltime
Read More
Arrow Right

Senior Compliance Associate

Are you an experienced compliance professional with a strong background in finan...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
weareorbis.com Logo
Orbis Consultants
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum 5 years’ compliance/risk experience within general insurance
  • Strong knowledge of financial crime regulations and the FCA Handbook
  • Familiarity with the Lloyd’s market is highly desirable
  • Experience reviewing and negotiating TOBAs
  • Detail-oriented, collaborative, and confident in managing competing priorities
Job Responsibility
Job Responsibility
  • Conduct sanctions and financial crime checks on new and renewing business
  • Research UK and international regulatory frameworks, sanctions regimes, and market developments
  • Review and negotiate TOBAs and other trading agreements
  • Support horizon scanning and regulatory reporting
  • Assist with sign-off of financial promotions and marketing materials
  • Provide training and guidance to business teams
Read More
Arrow Right

Cyber Incident Response Senior Associate

A leading global law firm is seeking a skilled associate to join its Cybersecuri...
Location
Location
United Kingdom , Greater London
Salary
Salary:
140000.00 - 170000.00 GBP / Year
https://www.douglas-scott.co.uk Logo
Douglas Scott
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Strong academic credentials
  • 4–7 PQE in incident response within a national or international law firm
  • Demonstrated ability to manage complex, cross-border cybersecurity incidents
  • Excellent communication and client management skills
Job Responsibility
Job Responsibility
  • Lead and support clients through complex cybersecurity incidents, including data breaches and ransomware attacks
  • Advise on regulatory compliance and risk mitigation strategies
  • Collaborate with multidisciplinary teams to develop and implement incident response plans
  • Contribute to thought leadership and business development initiatives
What we offer
What we offer
  • Collaborative environment
  • Continuous professional development
  • Opportunity to work on high-profile, cross-border incidents
  • Fulltime
Read More
Arrow Right

Housing Solicitor - Senior Associate

An outstanding opportunity has arisen for a Senior Associate to join the thrivin...
Location
Location
United Kingdom , Birmingham
Salary
Salary:
60000.00 - 80000.00 GBP / Year
https://www.douglas-scott.co.uk Logo
Douglas Scott
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Qualified Solicitor, Chartered Legal Executive or Licensed Conveyancer
  • Strong experience with housing associations, especially in the affordable home ownership space
  • Comfortable managing site set-ups and advising developers and investors (desirable but not essential)
  • Passionate about team collaboration, client service, and mentoring junior colleagues
  • Able to work well under pressure, managing a busy caseload and meeting deadlines with a calm, proactive approach
  • Excellent written and verbal communication skills with the ability to build strong client relationships
  • A positive, forward-thinking mindset and a commitment to professional development
Job Responsibility
Job Responsibility
  • Manage a varied caseload of shared ownership, new build, and after-sale transactions, including lease extensions, disposals, RTB/RTA, deeds of variation and more
  • Provide high-quality legal advice to a range of real estate clients, particularly housing associations and developers
  • Contribute to business development initiatives and the continued expansion of the team
  • Ensure compliance with all regulatory and internal policies
  • Actively support junior team members and contribute to their ongoing development
  • Engage with internal training and external networking opportunities
  • Manage billing and work towards income and profitability targets
What we offer
What we offer
  • Flexible working
  • Hybrid options
  • Ongoing technical and career development support
  • Strong culture of mentoring
  • Fulltime
Read More
Arrow Right