Senior Analyst - Regulatory Compliance Job at CVS Health (Saint Paul)

InfoSec Compliance Senior Analyst / Analyst

Assist in achieving adequate information security control levels across the bank...

Location

Salary:

Not provided

Ethics HR

Expiration Date

Until further notice

Requirements

Bachelor's Degree in Computer Science or Electronics & Communication Engineering or a related field from a reputable university
Minimum 4 years of technical & functional experience in Information Security field for the Senior Analyst
Minimum 2 years of technical & functional experience in Information Security field for the Analyst
Analytical, self-motivated, cooperative & proactive
Excellent interpersonal, leadership and directing skills
Excellent communication & computer skills
Strong understanding of banking operations
Analytical mind-set with ability to grasp new concepts and diverse aspects of bank and risk operations
Fluency in Arabic and English written/spoken

Job Responsibility

Assist in achieving adequate information security control levels across the bank's information assets
Ensure clear understanding to information security controls necessary to remediate identified risks and follow up remediation with the concerned business lines
Assist in implementing PCI-DSS controls allowing for annual re-certification by coordinating with IT and the concerned Business lines
Follow up on all PCI-DSS activities to be delivered on time & reviewed by InfoSec Compliance Team Leader and validated by InfoSec Compliance Manager/Associate before delivering to the QSA
Ensure clear understanding for information security controls necessary to fulfil compliance and regulatory requirements (Swift, CBE, PCI-DSS, etc.) to ensure an acceptable level of security maturity across the bank
Follow up on all information security policies and security controls related to different standards are properly implemented before reviewing by InfoSec Compliance Team Leader & validating by InfoSec Compliance Manager/Associate
Follow up on the effectiveness of applied security controls and share knowledge with Information Security Governance Team of future suggested enhancements and optimization
Coordinate with Information Security Team in raising non-compliance and risk of lack of security controls
Follow up on breaches SLA’s and non-compliances & notify InfoSec Compliance Team Leader to be reported to InfoSec Compliance Manager/Associate & Cyber Security Team to consider in the watch list
Attends project design work shops and ensure that the security architecture standards are followed and considered

International Business Compliance Senior Analyst

As a full time, International Business Compliance Senior Analyst, you will enjoy...

Location

United States , Greensboro

Salary:

Not provided

Fastenal

Expiration Date

June 30, 2026

Requirements

Possess a bachelor's degree in accounting, business, analytics, business law, or related degree OR have relevant work experience in accounting, tax, law, and/or project management
Possess at least 2 years of Business Compliance, or similar relevant work experience
Excellent written and oral communication skills
Possess strong computer skills and proficient use of Microsoft Office Suite
Highly motivated, self-directed, and customer service oriented
Exhibit strong problem solving, deductive reasoning, research, and analytical skills
Ability to monitor tight deadlines or unexpected requirement changes
Demonstrate strong organizational, planning, and prioritizing abilities
Work independently as well as in a team environment
Demonstrate our core values of ambition, innovation, integrity and teamwork

Job Responsibility

Developing and training others to achieve goals, optimize business results and interpret compliance regulations and how they impact Fastenal
Leading initiatives in identifying, researching, and evaluating potential risks and regulatory changes
Coordinating and participating in development of projects, including planning, testing, implementation, and retrospect
Assigning daily requests to the team for the greatest output and effectiveness
Tracking and reporting on team output and metrics
Driving continuous improvement in quality, efficiency, effectiveness and control of processes related to projects
Communicating regulatory changes to management and other stakeholders
Assisting in implementation of required business changes
Reviewing policies, procedures, accounting documents, and training materials to identify and remediate risk
Ensuring effective controls are developed and maintained to support international regulations and initiatives

What we offer

Health Insurance
Life Insurance
Long Term Disability Insurance
Dental Insurance
Paid vacation
Sick leave
Holidays
401(k) with employer contribution

Fulltime

Senior Compliance Analyst

We are looking for a Sr. Compliance Analyst to support record governance and com...

Location

United States , Hartford

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Experience managing record retention programs involving physical files, archived materials, and system-based records
Background in compliance auditing, regulatory reviews, or internal control assessments
Ability to create clear compliance documentation, retention guidelines, and process requirements
Strong understanding of records management principles and policy interpretation across different business functions
Experience working cross-functionally with project managers, technical teams, and operational stakeholders
Strong analytical skills with the ability to evaluate current-state compliance and identify remediation needs
Effective written and verbal communication skills, including the ability to explain policy changes and support training efforts

Job Responsibility

Review hard-copy, archived, and operational records to identify retention obligations and documentation gaps
Partner with business teams to map recordkeeping needs for processes such as HR onboarding and define what information must be preserved
Assess multiple systems of record to determine whether current practices align with applicable compliance and retention requirements
Gather and organize compliance-related data for audits, reporting, and policy validation activities
Collaborate with project managers and digital or technical teams to develop effective approaches for storing and retaining records
Support initiatives to update retention policies, procedures, and related documentation across departments
Communicate policy updates to impacted groups and help deliver training that improves understanding of record retention expectations
Document findings, requirements, and recommendations to support ongoing compliance oversight and process improvement

What we offer

medical
vision
dental
life and disability insurance
401(k) plan

Senior Compliance Analyst - Card Schemes

Our fast-paced Compliance team is looking for a Senior Compliance Officer for ou...

Location

Brazil , Sao Paulo

Salary:

Not provided

Adyen

Expiration Date

Until further notice

Requirements

At least 5 years of experience in payments/Credit Card industry and/or second line compliance functions
Knowledge of the finance and/or payment industry
experience dealing with Card Networks and Scheme Rules
Fluent level of Portuguese and English, both written and spoken
Understanding of technical bulletins, scheme manuals, and payment message field requirements
Available to work 3 days per week in Morumbi/SP
Deep knowledge of the Brazilian market and exposure to global business
Analytical thinker who can draft and monitor implementation of Policies and Procedures
Solid interpersonal skills
Comfortable addressing senior management

Job Responsibility

Proactively identify compliance obligations based on Card Network and Local Payment Methods Rules
Translate identified obligations into relevant Policies and Procedures to be communicated and implemented across the global business
Represent the team on a variety of work streams and products to establish strategies that align with global objectives and ensure controlled and compliant growth
Strengthen knowledge and education management across the global business
Participate in Product Risk Assessments and advise other compliance verticals
Support and maintain oversight of the first line
Handle escalations from global internal and external stakeholders
Consider opportunities and risks from a variety of angles to achieve compliant solutions that align with commercial and strategic objectives
Advise internal stakeholders and liaise with external stakeholders as well as relevant auditors.

Fulltime

Senior Compliance Analyst

We are looking for a Senior Compliance Analyst for Enel Trading North America LL...

Location

United States , Houston

Salary:

86600.00 - 129800.00 USD / Year

Enel

Expiration Date

July 30, 2026

Requirements

Bachelor’s Degree in any field
A minimum of 3 years’ experience with a focus of ISO rules for power markets and renewable generation resources
Strong analytical skills, with the ability to review large data sets and compile information to demonstrate compliance and provide regulatory guidance for trading activities
Ability to manage multiple tasks while working in an international, cross-functional team environment
Proficient in Microsoft Office Suite
Willingness to travel as needed

Job Responsibility

Ensure compliance with applicable laws and regulations, including CFTC Dodd-Frank, U.S. exchange requirements, FERC Anti-Manipulation rules, and ISO market regulations
Track and coordinate market abuse and other regulatory training programs for ETNA staff
Prepare and submit timely regulatory filings and internal compliance reports
Collaborate with internal teams to promptly address ad hoc compliance requests, inquiries, and data needs
Maintain proper recordkeeping for all generation and trading activities
Coordinate and ensure adherence to internal compliance policies
Assist in updating and enhancing the compliance program to address regulatory or business changes
Develop, maintain, and improve automated compliance tools while identifying and implementing process improvements
Draft desk procedures and documentation as required
Security administrator for all digital certificates for all ECM staff as well as EGP CRM operators

What we offer

401k with match fully vested as of day one. Enel-NA matches 100% of the first 4% that you contribute up to set IRS limits
Generous PTO that supports work/life balance including: 4 weeks annually of vacation as well as personal days, volunteer days, your birthday off, paid holidays, and sick time
Paid leave programs
The opportunity to grow and develop your career with the support and mentorship of senior leaders
The opportunity to work for one of the world’s most recognizable and respected brands in the energy industry

Fulltime

Senior Analyst - Compliance

The JLL Real Estate Capital, LLC Compliance team serves as the second line of de...

Location

United States , Dallas, TX; McLean, VA; Pittsburgh, PA; Tampa, FL

Salary:

Not provided

JLL

Expiration Date

Until further notice

Requirements

Undergraduate degree preferred with a minimum of 3-5 years of relevant experience
Strong Microsoft Office proficiency
Strong oral and written communication skills
Strong time management skills and ability to operate under demanding deadlines
Ability to recognize, understand and mitigate risk
Excellent attention to detail
Ability to audit own work
Ability to maintain confidentiality
Familiarity and knowledge of commercial real estate loan documents
Candidates must be authorized to work in the United States without sponsorship

Job Responsibility

Ensure compliance with all Agency and regulatory requirements
Composition of policies and procedures, to include comprehensive annual reviews and updates as needed
Oversee JREC's Vendor Management program to include onboarding/offboarding, annual compliance reviews, and system updates and/ or program enhancements
Administer departmental mailbox and correspondence to ensure timely response and resolution of compliance inquiries
Manage system access administration including employee onboarding and offboarding, user permissions, and periodic auditing of access controls
Assist with internal and external audits as needed
Assist with regulatory reporting as needed
Other duties as deemed necessary

What we offer

401(k) plan with matching company contributions
Comprehensive Medical, Dental & Vision Care
Paid parental leave at 100% of salary
Paid Time Off and Company Holidays
Early access to earned wages through Daily Pay

Fulltime

Regulatory Compliance Analyst

Virta Health is on a mission to reverse metabolic disease in one billion people....

Location

United States

Salary:

60000.00 - 70000.00 USD / Year

Virta Health

Expiration Date

Until further notice

Requirements

Bachelor’s degree
Interest and/or experience in healthcare, digital health, or regulated industries
Strong organizational and time-management skills
Attention to detail and ability to work accurately with documentation and data
Clear written and verbal communication skills
Ability to manage multiple tasks and deadlines while seeking guidance and feedback as needed
Comfort using Google Workspace tools (Docs, Sheets, Slides)

Job Responsibility

Acting as first point of contact for all inbound compliance queries, routing matters as necessary to appropriate team members and tracking completion
Supporting and coordinating recurring compliance tasks that help mitigate regulatory risk to the company
Assisting and collaborating on Virta's risk assessment, hotline investigations, and compliance audits
Coordinating responses to internal and external audit and data requests by gathering and organizing documentation
Maintaining corporate records and minute books for Compliance Committee, Patient Events Committee, and Board meetings
assist with drafting minutes
Assisting with maintaining corporate calendar and tracking regulatory deadlines and maintaining legal and compliance policies, including annual reviews/updates
Managing the Legal team internal website: upload new templates, training, forms, and guides and help create new content to support the legal support process and provide opportunities for self-service
Assisting Privacy team with documentation and tracking related to incidents and investigations
Assisting with intake, tracking and responding to patient privacy rights requests (access, amendment, accounting of disclosures)

What we offer

Offers Equity

Fulltime

Compliance Senior Analyst

We’re looking for a Compliance Senior Analyst to join our Compliance Surveillanc...

Location

United Kingdom , London

Salary:

Not provided

LegalAndGeneral

Expiration Date

Until further notice

Requirements

Experience in a financial services Compliance, surveillance, or regulatory oversight role
Strong analytical capabilities with the ability to interpret data and identify emerging risks
Understanding of regulatory requirements within the asset management sector
Knowledge of trading, financial instruments or the investment decision‑making process
Experience using surveillance or analytical tools (e.g., trade/communications surveillance software, Bloomberg, Tableau, SQL or Python)
Ability to work proactively with business stakeholders to meet regulatory requirements
High attention to detail, strong organisational skills and the ability to meet deadlines
A collaborative and curious mindset, with the confidence to challenge constructively and promote good conduct and Compliance culture

Job Responsibility

Delivering high‑quality, risk‑based Compliance surveillance across Market Conduct, Customer Outcomes and Communications Oversight
Leading and contributing to the development, calibration and automation of surveillance tests
Taking ownership of allocated business areas and representing Compliance in relevant meetings
Identifying regulatory issues and risks while conducting trend analysis and escalating findings promptly
Producing clear, concise management information to support governance forums and decision‑making
Maintaining and developing knowledge of relevant regulation and supporting business areas to adapt to new requirements
Assisting with data collation and analysis for regulatory requests and internal investigations
Collaborating effectively with wider Compliance and Risk colleagues, sharing insights and supporting training initiatives

What we offer

The opportunity to participate in our annual, performance -related bonus plan and valuable share schemes
Generous pension contribution
Life assurance
Healthcare Plan (permanent employees only)
At least 25 days holiday, plus public holidays, 26 days after 2 years’ service. There’s also the option to buy and sell holiday
Competitive family leave
Participate in our electric car scheme, which offers employees the option to hire a brand-new electric car through tax efficient salary sacrifice (permanent employees only)
There are the many discounts we offer – both for our own products and at a range of high street stores and online

Fulltime

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Senior Analyst - Regulatory Compliance

Job Description

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