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Senior Analyst Investment Policy

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Brewin Dolphin

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Location:
United Kingdom , London

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Category:
Finance

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Contract Type:
Not provided

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Salary:

Not provided
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Job Description:

Provide support to the Investment Policy team by primarily monitoring investment restrictions related to the GAM UK & GAM Asia funds, as well as overseeing best execution, market structure and other regulatory obligations. This is a permanent, full-time role with 4 days in the office - perfect for someone who thrives in a flexible, relationship-driven environment.

Job Responsibility:

  • Develop and maintain investment policy statements for RBC GAM’s investment funds including the creation of new mandates for Institutional clients
  • Daily monitoring of investment policy statement breaches and appropriate escalation
  • Daily documentation of any investment breaches
  • Attend meetings related to new account launches/on boarding and represent the interests of Investment Policy
  • Assist with the creation of new client Investment Management Agreements and the associated on boarding of new clients
  • Set up and maintain internal and regulatory investment mandate constraints in RBC GAM’s trade order management system
  • Understand regulatory requirements in key jurisdictions where GAM operates
  • Liaise with RBC GAM’s Legal team and sell side partners to monitor regulatory changes and inform the investment management teams of any updates
  • Create daily and weekly reports of mandate/rules breaches to be distributed to Senior Management
  • Assist in monitoring trading activity within RBC GAM, including best execution monitoring, trade cost analysis, commission management and exception reporting analysis
  • Assist with answering RFP questions in a timely manner
  • Act as secretary of the Trade Management Oversight Committee helping to collate all materials required for the meeting
  • Assist with quarterly and monthly client reporting
  • Ad hoc projects as required
  • Assist in annual/ad-hoc attestation of key processes and creation/revision for documenting procedures/responsibilities
  • Attend Research Payment Oversight Committee meetings as secretary and provide management information to help oversee and test research budgets and allocations
  • Request invoices from research providers on a quarterly basis and track these invoices to ensure timely payment
  • Help automate the research payment process

Requirements:

  • Good knowledge of regional and local financial markets, economic disciplines and regulation
  • Understanding of the variety of financial instruments such as fixed income and equities
  • In depth knowledge of investment industry products and services
  • Competent computer skills and proficiency with Microsoft Office products
  • Ability to quickly adopt to the group’s investment policies, philosophy and strategies
  • Familiarity with modern portfolio theory and with portfolio optimisation techniques is a plus
  • Relevant experience in finance, preferably in an Investment Management environment

Nice to have:

  • CFA designation
  • Investment Management Certificate
What we offer:
  • Leaders who support your development through coaching and managing opportunities
  • Work in a dynamic, collaborative, progressive, and high performing team
  • Opportunities to building close relationships with clients

Additional Information:

Job Posted:
May 14, 2026

Expiration:
May 22, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
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