Senior AML Officer Job at Trading212 (Limassol)

Senior AML Country Officer

The Primary AML Compliance Officer (‘AMLCO’) has to ensure the overall execution...

Location

Greece , Athens

Salary:

64600.00 - 103400.00 EUR / Year

Citi

Expiration Date

Until further notice

Requirements

Extensive experience in Compliance and AML space
Working knowledge of regulatory requirements including local, US, and international laws
English and Greece language fluency
Anti-Money Laundering (AML) certification preferred
Working knowledge of industry standards and practices
Consistently demonstrates clear and concise written and verbal communication
Bachelor’s Degree/University degree or equivalent experience

Job Responsibility

Serve as principal contact with local regulators on AML matters
Lead in the preparation and engagement with local regulators for AML-related regulatory examinations and supervisory visits
Respond to inquiries from local regulatory bodies, governmental agencies and/or law enforcement authorities, as required
Review the Regulatory Inventory to confirm inclusion of all AML laws, rules and regulations (LRRs) for the country or legal vehicle
Identify new AML LRRs and changes to existing LRRs
Analyse impact of regulatory changes and develop and oversee action plans to achieve compliance
Raise Corrective Action Plans (CAPs), as applicable, to ensure compliance with local AML-related laws, rules and regulations
Revise local AML policy documents to align with Global AML policy documents and LRR updates and socialize with relevant country staff
Act as KYC Risk Evaluation Management Designee as required, reviewing customer due diligence records for clients booked to the relevant jurisdiction/legal vehicle
Ensure that the relevant local rules and requirements for customer due diligence are accurate and up-to-date in critical business systems related to onboarding and account documentation

Fulltime

Senior Vice President – Anti-Money Laundering Compliance Risk Management (ACRM) Senior Officer – Asia South Markets

The Anti-Money Laundering (AML) Risk Management (ACRM) Senior Lead Analyst is se...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

10+ years of relevant experience
Anti-Money Laundering (AML) certification
Experience in managing regulatory exams and relationships with examiners and auditors
Extensive knowledge of appropriate regulatory requirements including local and United States (US) laws, international and industry standards
Extensive knowledge of AML regulations, risks, and appropriate controls
Demonstrated analytical skills
Demonstrated leadership and motivational skills
Ability to work with regional and global partners, and influence and lead people across culture and senior level
Bachelor’s degree/University degree or equivalent experience
Master’s degree preferred

Job Responsibility

Execute and implement firm-wide AML risk management policy and strategic direction
Maintain AML compliance program for the business including assessment of risks and the development of policies, procedures, and governance
Identify and assess risk, vulnerabilities, and opportunities for efficient and effective risk coverage
Work within team and across business/functional line management to assess complex issues, structure potential solutions, and drive effective resolution within permissible statutory and regulatory frameworks
Analyze data, prepare and present regional/global reports related to AML risk assessments
Monitor AML related issues and escalations with senior management and global partners
Evaluate and respond to escalated matters, further escalate as required, and advise senior management on next steps as needed
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world
We empower our employees to manage their financial well-being and help them plan for the future
We have a variety of programs that help employees balance their work and life, including generous paid time off packages

Fulltime

Company Secretary Senior Officer

You will be part of our new Company Secretarial department in India to act as a ...

Location

India , Hyderabad

Salary:

Not provided

Alter Domus

Expiration Date

Until further notice

Requirements

Hold a university degree and/or relevant professional qualification (Chartered Governance Institute or equivalent) or be working towards one
You have 3 years or more of relevant experience (company secretarial and managing corporate structures of a similar nature)
Experience in providing support to foreign jurisdictions and working with global teams would be a strong asset
You are able to work across different time zones (to be agreed) and adapt to the other offices’ working hours
You have an understanding of compliance requirements and AML regulations
You possess team spirit, the capacity to build strong client relationships, and take initiative to act without waiting for direction when appropriate
You are organised with an eye for detail
You possess good communication skills and you are able to deal with people at all levels
You demonstrate commitment to deliver excellent client service
Prior experience with company secretarial tools (e.g. Diligent or other) would be a plus

Job Responsibility

Taking care of the day-to-day company secretarial operations of client entities based in foreign jurisdictions (e.g. incorporations, board/shareholders meetings, corporate changes, power of attorney etc.), demonstrating the initiative to act autonomously without waiting for direction, when appropriate, and the ability to organise and prioritise tasks efficiently while working on multiple assignments, completing work to a high standard and on time
Supervision and mentoring of junior employees, including coaching, sharing expertise and best practice, work quality assurance, mentoring and support on their work
Building strong relationship and proactively collaborating with the Alter Domus offices you support and other internal departments to deliver excellent client service
Preparing for and participating in board and shareholder meetings, documenting, drafting and/or reviewing minutes and agreed actions, while respecting turnaround timelines
Having a full knowledge of the requirements for and where required, driving the preparation, collation and ongoing Know-Your-Customer/Client Due Diligence and corporate files
Proactively arranging a regular review (“health check”) of the entities’ records
Maintenance of statutory records for entities and ensuring annual and ad-hoc filing requirements are met
Where required, assisting with the billing process and cash collection, always being mindful of our engagement terms
Continuously developing via learning on-the-job, regular self-reviews and developing an understanding of the industry, including keeping up-to-date with any industry and regulatory changes, developing early leadership skills
Acting in line with compliance and regulatory requirements as well as internal Alter Domus Policies and Procedures (PPDs)

What we offer

Support for professional accreditations such as ACCA and study leave
Flexible arrangements, generous holidays, plus an additional day off for your birthday
Continuous mentoring along your career progression
Active sports, events and social committees across our offices
24/7 support available from our Employee Assistance Program
The opportunity to invest in our growth and success through our Employee Share Plan
Plus additional local benefits depending on your location

Fulltime

AML/KYC Senior Officer

As a world leading provider of integrated solutions for the alternative investme...

Location

Lithuania , Vilnius

Salary:

2550.00 - 3670.00 EUR / Month

Alter Domus

Expiration Date

Until further notice

Requirements

You hold a degree in law, finance or economics
You have between 3 and 5 years’ experience in compliance/AML KYC in the Private Equity, Real Estate, Debt, Infrastructure industry
You show high interest in regulatory and compliance topics
You have good communication skills
You are fluent in English
German, Spanish or any other language will be considered an advantage
You like working in a small team and you are able to think out of the box
You are a results-oriented
You combine a large autonomy with the necessary attention to detail

Job Responsibility

Reviewing subscription agreements and KYC documents for new investors
Following up KYC missing information with the Engagement team and the client
Maintenance of KYC information in the investors/clients/UBOs database(s) and in the electronic document management system (EDMS)
Performing ongoing monitoring tasks related to investors
Preparing and responding to client queries and requests
Assisting management in setting up and maintaining internal reporting and KPIs
Preparing Investor Acceptance Reports for the relevant committees
Training and support to team members
Acting as coordinator between the Manager and the Team

What we offer

Support for professional accreditations
Flexible arrangements, generous holidays, plus an additional day off for your birthday
Continuous mentoring along your career progression
Active sports, events and social committees across our offices
24/7 support available from our Employee Assistance Program
The opportunity to invest in our growth and success through our Employee Share Plan
Plus additional local benefits depending on your location

Fulltime

Sanctions & Screening Compliance Senior Officer

Adyen’s Sanctions & Screening function is entering a critical phase. With a soli...

Location

Netherlands , Amsterdam

Salary:

Not provided

Adyen

Expiration Date

Until further notice

Requirements

At least 5 years’ experience in developing or advising on sanctions and/or other screening frameworks, or equivalent experience (working with development/analytical teams in a compliance setting)
Proven track record of handling complex Sanctions and Financial Crime investigations and possess strong regulatory literacy, with the ability to confidently parse complex legal documentation and guidance papers
Excellent organizational skills and know how to manage a project from conception to launch
Quick learner and take a ‘launch fast and iterate’ approach to tackling problems
Strong communication skills and can work well with both technical and commercial teams

Job Responsibility

Inform, advise, and independently challenge the business on matters relating to Sanctions & Screening and the use of different tools to perform it
Draft and review procedures, guidelines, and technical model documentation
Support new product launches through risk assessments and design of new screening controls or methods
Create validation tools/processes and perform thematic data analysis to drive improvements to the sanction & screening framework
Partner with Compliance Data and Engineering teams to ensure robust data governance, ensuring end-to-end data lineage and completeness across payment flows to eliminate systemic detection blindspots
Liaise with internal and external stakeholders, such as model validation, internal audit, and relevant regulators and supervisors
Serve as a key 2nd Line escalation point for high-complexity Sanctions investigations, conducting deep-dives into nested corporate structures, ultimate beneficial ownership (UBO), and potential sanctions circumvention risks
Guide and independently challenge Sanctions Product & Tech on model ownership and system implementations, while providing proactive guidance, process alignment, and training to 1st Line Screening teams
Represent the wider AML Compliance team on a variety of workstreams to establish strategies that align with global objectives and ensure controlled and compliant growth
Strengthen knowledge management on Sanctions, data, and screening tools across the global business

Fulltime

Aml Senior Investigator I - Special Investigations Unit

The Anti-Money Laundering (AML) Senior Investigator I supports various AML proce...

Location

United States , McLean; Chicago; Wilmington; Plano; Richmond; Riverwoods

Salary:

74200.00 - 93300.00 USD / Year

Capital One

Expiration Date

Until further notice

Requirements

High School Diploma, GED or equivalent certification
At least 2 years of Anti-Money Laundering (AML) or Fraud investigative experience filing Suspicious Activity Reports (SARs)
At least 1 year of Microsoft Office or Google Suite experience

Job Responsibility

Build and maintain awareness of the broader context and implications of the various types of risk affecting the business
Review system generated alerts, assess impact to AML processes, conduct research as required, and document results in written format
Write suspicious activity reports (conducts enterprise wide reviews of the relationship), make closing recommendations, and other applicable AML processes in accordance with regulations and time limitations
Escalate or resolve issues as appropriate for advanced investigation and analysis
Review referrals from various sources (e.g., lines of business, Legal, Senior Management, etc.)
Self-manage a queue of alerts, cases, and closing investigations
Conduct presentations to Senior Leadership and/or Legal
Help maintain operations of a SIU Specialty Desk and actively contributes, which can include keeping desk guides current and decisioning referrals

What we offer

Performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits

Fulltime

Corporate Governance Senior Officer

As a member of the team supporting Company Secretary services to clients, you se...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Alter Domus

Expiration Date

Until further notice

Requirements

Hold a relevant professional qualification or be working towards one would be an asset but not a requirement
3 years or more of relevant experience (company secretarial and managing corporate structures of a similar nature)
Prior Diligent Board experience highly desired
Strong knowledge of compliance requirements and AML regulations
Possess team spirit, the capacity to build strong client relationships, and take initiative to act without waiting for direction when appropriate
Flexible and hands-on approach
Organised with an eye for detail
Ability to prioritise and to handle multiple projects simultaneously is essential

Job Responsibility

Interacting with clients, board members, third party intermediaries such as banks, lawyers, accountants and tax advisors both in person and via written or telephone communication
Overseeing various company secretarial transactions (e.g. incorporation, share allotment, capital reduction, change of directors, strike off, amendment of articles of association, buy back, power of attorney, loan notes etc.) to include preparation and/or review of the necessary corporate approvals, Companies House filings, statutory registers updates etc.
Managing day-to-day company secretarial operations of the entities
Monitoring changes in relevant legislation and the regulatory environment and taking the appropriate action
Training junior staff, delegating tasks, organising planning and reviewing work
Collaborating on setup and / or on-boarding of client structures, and administering complex international structures
Preparing for and attending board and shareholders' meetings, documenting, drafting and or reviewing and circulating minutes and actions agreed upon
Maintenance of statutory records for entities and ensuring annual and ad-hoc filing requirements are met
Proactively arranging a regular review (healthcheck) of the entities' records
Proactive collaboration between the Co-Sec and Accounting teams as well as other Alter Domus offices, with a focus on client service delivery

What we offer

Support for professional accreditations such as ACCA and study leave
Flexible arrangements, generous holidays, plus an additional day off for your birthday
Continuous mentoring along your career progression
Active sports, events and social committees across our offices
24/7 support available from our Employee Assistance Program
The opportunity to invest in our growth and success through our Employee Share Plan
Plus additional local benefits depending on your location

Fulltime

Legal Senior Officer

As a world leading provider of integrated solutions for the alternative investme...

Location

Lithuania , Vilnius

Salary:

Not provided

Alter Domus

Expiration Date

Until further notice

Requirements

Hold a relevant professional qualification or be working towards one would be an asset but not a requirement
3 years or more of relevant experience (company secretarial and managing corporate structures of a similar nature)
Prior Diligent Board experience highly desired
Strong knowledge of compliance requirements and AML regulations
Possess team spirit, the capacity to build strong client relationships, and take initiative to act without waiting for direction when appropriate
Flexible and hands-on approach
Organised with an eye for detail
Ability to prioritise and to handle multiple projects simultaneously is essential

Job Responsibility

Interacting with clients, board members, third party intermediaries such as banks, lawyers, accountants and tax advisors both in person and via written or telephone communication
Overseeing various company secretarial transactions (e.g. incorporation, share allotment, capital reduction, change of directors, strike off, amendment of articles of association, buy back, power of attorney, loan notes etc.) to include preparation and/or review of the necessary corporate approvals, Companies House filings, statutory registers updates etc.
Managing day-to-day company secretarial operations of the entities
Monitoring changes in relevant legislation and the regulatory environment and taking the appropriate action
Training junior staff, delegating tasks, organising planning and reviewing work
Collaborating on setup and / or on-boarding of client structures, and administering complex international structures
Preparing for and attending board and shareholders' meetings, documenting, drafting and or reviewing and circulating minutes and actions agreed upon
Maintenance of statutory records for entities and ensuring annual and ad-hoc filing requirements are met
Proactively arranging a regular review (healthcheck) of the entities’ records
Proactive collaboration between the Co-Sec and Accounting teams as well as other Alter Domus offices, with a focus on client service delivery

What we offer

Support for professional accreditations such as ACCA and study leave
Flexible arrangements, generous holidays, plus an additional day off for your birthday
Continuous mentoring along your career progression
Active sports, events and social committees across our offices
24/7 support available from our Employee Assistance Program
The opportunity to invest in our growth and success through our Employee Share Plan
Plus additional local benefits depending on your location

Select Country

Senior AML Officer

Job Description

Job Responsibility

Requirements

Nice to have

What we offer

Looking for more opportunities?