Senior AML Internal Audit Manager Job at Audit & Risk Recruitment (Brussels)

Manager / Senior Manager - Financial Services Consulting - Information Technology

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

University degree majoring in Finance, Accounting, Business, Legal, Information Systems, Computer Science/ Engineering or related subjects
Minimum 4-5 years’ experience gained in professional services firms, commercial banks or other financial institute experience will be an advantage
Demonstrate good analytical, problem solving and presentation skills. Flexible, self-starter possessing intellectual curiosity. Effective time and project management with excellent interpersonal skills
Keen on career development on any of the following areas: financial services regulatory consulting, compliance, governance and internal controls, risk management, operational / technology risk management, business & system processes review, internal audit, cyber-security and business consulting
Interested in gaining experience in any of the following industries: Banking and capital markets (client on-boarding / KYC / AML / investment product suitability and other regulatory compliance, front office activities in products / sales channels, middle and/or back office control, operational / technology risk management – commercial banking, private banking, investment banking)
Asset management (distribution channels, controls and processes – prime brokerage, fund administration, fund management (retail, institutional, and/or real estate / private equity, etc.))
Digital asset management/ trading (Cybersecurity, custodian management, licensing requirements)
Insurance (underwriting, claims, reserving, Solvency II, policy administration systems – general or life insurance)
Payment industry (Cybersecurity, settlement and clearing)
Ability to identify and assess business process controls and linkage to IT systems

Job Responsibility

Lead a client-centric advisory team in financial services industry
Support the development on consulting engagement plans and project approaches, analyse client’s current business processes and understanding the risk management environment for financial institutions
Support the planning, execution and delivery of consulting engagements covering regulatory, operational and IT advisory with FS clients in areas such as client onboarding, KYC, AML, system architecture/ pre- or post-implementation, reviews
IT regulatory & licensing reviews (e.g. cybersecurity requirements on C-RAF and iCAST requirements, IS guideline, MCRA membership application, etc.)
Utilise your skills in the areas of structured problem solving, business analysis, analytics, design thinking and lean process improvement to help our FS clients drive profitability and performance through their business operations
Use of technology and data including FinTech/ RegTech/ InsuTech innovation with respect to financial institutions to promote innovation and achieve regulatory compliance
Support change management including the revision or formulation of new policies, systems and controls aligned with regulatory requirements and regulators’ expectations
Plan, execute and communicate with engagement stakeholders of the financial institutions
Identify current and emerging trends of regulatory requirements for the financial services sector in Hong Kong, Singapore, Mainland China and other Asian markets and global regulatory expectations

What we offer

medical and dental insurance
life insurance
a 5-day working week
discretionary performance bonus
birthday leave
marriage leave

Fulltime

Senior Manager, Financial Crime Compliance

The Senior Manager, Financial Crime Compliance is responsible for leading and ma...

Location

Malaysia , Kuala Lumpur

Salary:

Not provided

Randstad

Expiration Date

July 18, 2026

Requirements

Minimum of 10 years of Post-Qualification Experience (PQE) in a relevant Compliance or Regulatory role
Candidates who have previously worked within the Financial Services sector possess a clear advantage
Deep familiarity with the Financial Services Act and all relevant central bank regulatory frameworks relating to Financial Services
Tertiary education with a recognized degree from a reputable university

Job Responsibility

Lead the development, implementation, and ongoing enhancement of the financial crime compliance framework
Oversee AML/CFT, sanctions, and anti-bribery risk assessments to ensure effective controls are firmly in place
Oversee transaction monitoring, investigate suspicious transaction activities , and lead internal investigations into potential financial crime compliance incidents to ensure appropriate remediation
Allocate tasks, set priorities, and ensure critical deadlines are consistently met
Report on financial crime compliance metrics and trends to leadership to assist in strategic decision-making
Drive change management initiatives resulting from shifting regulatory or group requirements
Work cross-functionally with Legal, Internal Audit, and Risk Management teams on financial crime compliance-related risks

Fulltime

Sanctions & AML Senior Analyst Operations Expert for Digital Assets

Sanctions & AML Senior Analyst Operations Expert for Digital Assets, the purpose...

Location

Malaysia , Kuala Lumpur

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Sanctions
risk management
compliance – banking ops or fin tech industries

Job Responsibility

Analyzing on-chain and off-chain data using specialized blockchain analytics tools to identify suspicious transactions and Travel Rule packages
Analyzing non-digital transactions in securities and cash transfers for their compliance with relevant sanctions regimes
Investigating and dispositioning alerts generated by digital asset, non-digital securities, and cash transactions
Screening customer wallet addresses against applicable sanctions, internal, and other relevant watchlists
Screening non-digital securities holdings of Citi’s clients against applicable sanctions
Conducting and documenting enhanced due diligence on digital asset, non-digital securities, and cash transactions
Preparing comprehensive case files with clear justifications for escalation to the second line of defense or for potential regulatory reporting
Executing control actions, such as blocking transactions, in response to confirmed matches with sanctioned parties or prohibited activities
Identifying and assessing emerging AML, fraud and sanctions evasion typologies and risks specific to the digital and non-digital assets ecosystem
Contributing to the development, testing, and tuning of blockchain, securities on-exchange, and OTC transactions monitoring rules to enhance detection accuracy and reduce false positives

Fulltime

Assessment & Design Senior Manager

This strategic role focuses on developing, designing, and implementing robust co...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience in Risk and Control within financial services
Demonstrated understanding of AML and operational risk management, compliance, audit, or other control-related functions
Strong knowledge and proven experience in developing, executing, and implementing sustainable control solutions in the financial industry
Understanding of compliance laws, rules, regulations, and best practices, as well as Citi's Policies, Standards, and Procedures
Strong analytical skills to evaluate complex risk and control activities
Excellent verbal and written communication skills, with demonstrated ability to engage and present effectively to senior management
Strong problem-solving and decision-making skills
Advanced organizational skills with attention to detail, ability to multitask, and follow up
Experience using databases and other tracking tools for global consistency
Proficiency in Microsoft Office Suite (Excel, PowerPoint, Word)

Job Responsibility

Oversee Risk & Control functions across Asia South CG/CPC Operations (Core Ops, Citiphone, and Credit Ops)
Strengthen existing controls, maintain audit-readiness, and lead internal and external audits
Implement advanced tools, including AI, to enhance controls across teams
Contribute to the development and implementation of enterprise-wide standards and strategies for the Bank's Risk and Control program
Provide guidance to global partners and collaborate with Risk and Control teams for effective monitoring
Manage frameworks for identifying and assessing all types of risks (processing, emerging, operational) and regulatory compliance across lines of business, particularly for transaction monitoring
Lead strategic program implementations and cross-functional projects for the Global Monitoring Risk Management & Policy team, ensuring alignment with business objectives
Manage and execute strategic design and process improvement projects across the enterprise
Support the design, development, and continuous enhancement of Citi's comprehensive controls program, focusing on efficiency and risk reduction
Coordinate with stakeholders to assess and mitigate potential risks, ensuring operations remain within the firm's defined Risk Appetite, considering business environment changes and regulatory requirements

What we offer

Access to telehealth options, health advocates, confidential counseling
Programs and services for physical and mental well-being
Empowerment to manage financial well-being and help plan for the future

Fulltime

Senior AML Country Officer

The Primary AML Compliance Officer (‘AMLCO’) has to ensure the overall execution...

Location

Greece , Athens

Salary:

64600.00 - 103400.00 EUR / Year

Citi

Expiration Date

Until further notice

Requirements

Extensive experience in Compliance and AML space
Working knowledge of regulatory requirements including local, US, and international laws
English and Greece language fluency
Anti-Money Laundering (AML) certification preferred
Working knowledge of industry standards and practices
Consistently demonstrates clear and concise written and verbal communication
Bachelor’s Degree/University degree or equivalent experience

Job Responsibility

Serve as principal contact with local regulators on AML matters
Lead in the preparation and engagement with local regulators for AML-related regulatory examinations and supervisory visits
Respond to inquiries from local regulatory bodies, governmental agencies and/or law enforcement authorities, as required
Review the Regulatory Inventory to confirm inclusion of all AML laws, rules and regulations (LRRs) for the country or legal vehicle
Identify new AML LRRs and changes to existing LRRs
Analyse impact of regulatory changes and develop and oversee action plans to achieve compliance
Raise Corrective Action Plans (CAPs), as applicable, to ensure compliance with local AML-related laws, rules and regulations
Revise local AML policy documents to align with Global AML policy documents and LRR updates and socialize with relevant country staff
Act as KYC Risk Evaluation Management Designee as required, reviewing customer due diligence records for clients booked to the relevant jurisdiction/legal vehicle
Ensure that the relevant local rules and requirements for customer due diligence are accurate and up-to-date in critical business systems related to onboarding and account documentation

Fulltime

Aml Operations Manager

At Mews, we're building a robust, scalable and future-ready compliance function....

Location

Netherlands; Spain

Salary:

83000.00 - 101000.00 EUR / Year ▼

Mews

Expiration Date

Until further notice

Requirements

7+ years of experience in AML operations, CDD or financial crime operations within a European regulated financial services environment
Strong understanding of AML and CTF regulation and best practice, including EU AML frameworks, Dutch AML requirements and FATF recommendations
Experience operating in a first line role with meaningful accountability for AML outcomes
Proven experience working with or overseeing outsourced or centralised operational teams
Strong familiarity with transaction monitoring systems and CDD technology solutions
Sound judgement and confidence making risk-based decisions in a regulated environment
Ability to translate regulatory requirements and risk findings into practical operational controls and scalable processes
Excellent communication skills in English, with the ability to work effectively across senior stakeholders, control functions and delivery teams
A proactive, hands-on and detail-oriented approach
Compliance qualifications such as ICA, ACAMS or CAMS are a strong plus

Job Responsibility

Own the quality and effectiveness of AML and CTF operational controls across Mews FS
Ensure initial and ongoing customer due diligence, including KYC, KYB, onboarding and customer risk assessments, are completed to policy and regulatory standards
Review and approve enhanced due diligence decisions and risk-based approaches for higher-risk customers
Oversee first line AML alerts, exceptions and investigations, ensuring high-risk matters are escalated appropriately and followed through to resolution
Approve customer acceptance decisions and direct offboarding where required for CDD-related reasons
Own the quality and effectiveness of transaction monitoring activities delivered by central or third-party teams
Approve or escalate suspicious activity reports and ensure investigations and reporting are timely, traceable and audit-ready
Oversee sanctions, PEP and adverse media screening frameworks, including decisioning on escalations and positive matches
Ensure AML and CTF policies, procedures, playbooks and escalation frameworks are applied consistently and remain effective as the business evolves
Drive remediation and process improvements following audits, regulatory findings or internal lessons learned

What we offer

Participation in our company share program
Best-in-class parental leave (6 months fully paid for primary caregivers, 2 months for secondary, available within your first year)
Unlimited paid holiday
Work from anywhere - enjoy the flexibility to work from other countries for a few weeks each year through our compliant and flexible Workation policy
Relocation options available after 1 year
Monthly 'EDGE' time - dedicated to Explore, Develop, Grow, and Elevate yourself
Flexible, hybrid working options
One-off home office setup budget to make your workspace your own
Monthly working-from-home and healthcare allowances (where local healthcare benefits are not in available)

Fulltime

KYC Operations Senior Group Manager - Director

Location

Malaysia , Kuala Lumpur

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

15+ years of experience in relevant field
Master's degree preferred
Proven experience in managing and leading large teams, including direct reports and potentially multiple sub-teams
Demonstrated ability to operate at a senior level, influencing stakeholders and driving strategic initiatives
Experience in leading and executing complex projects, particularly those related to regulatory compliance, process improvement, or system enhancements
Strong understanding of financial crime risks, including money laundering, terrorist financing, sanctions, and fraud. Ability to conduct robust risk assessments
Capacity to develop and implement long-term strategies for KYC operations and compliance
Strong analytical and problem-solving skills, with the ability to make sound decisions under pressure
Excellent verbal and written communication skills to articulate complex issues to senior management, regulators, and team members
Proven ability to build and maintain effective relationships with internal and external stakeholders, including business units, legal, compliance, internal audit, and regulators

Job Responsibility

Oversee Global Screening Operations (GSO) to manage and disposition Sanctions and Anti-Money Laundering (AML) screening alerts (real-time, batch, and re-screening) across Services, Markets, Banking, USCC, and Wealth
Direct the Enterprise-Wide Review (EWR) team to identify client profiles across KYC systems and business lines, ensuring holistic Client Due Diligence (CDD) reviews are completed for high-risk clients
Oversees the SMB KYC Name Screening Centralized unit, responsible for processing batch screening work-items within the Citi KYC system
Serve as the Senior Lead for screening operational risk management and regulatory commitments, providing global leadership for cross-sector AML programs by strengthening controls, escalating key risks, and ensuring regulatory-aligned execution for the functions managed
Lead the design and implementation of global operational capacity and productivity framework to ensure an effective and sustainable end-to-end KYC process across the KYC Business Support Unit (BSU) and ensure global compliance with KYC standards
Develop, manage, and continuously optimize productivity strategies in accordance with global standards and partner with business and Compliance to ensure throughput is accurately reflected
Work with global operational teams to set productivity targets at a global, regional, hub, satellite, team lead and individual level
Lead impact analysis assessment sessions related to technology change requirements, operational procedures and processes, Citi external clients, Business Risk and Controls, etc
Ensure adequate capacity planning/workload prioritization across Regional BSU Hubs and Satellites relative to identified targets, SLAs and Regulatory commitments and participate in management forums for establishing vision and setting management strategy relating to the KYC Program
Lead AML KYC projects and transformation programs that improve operational productivity, manage critical project activities, inter-dependencies, risk components, progress communication, coordination, and collaboration across teams / KYC commitments

Fulltime

Kyc Operations Senior Group Manager

The KYC Operations Senior Group Manager a senior management-level position respo...

Location

United States , Tampa

Salary:

170000.00 - 300000.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

15+ years of experience in relevant field
Master's degree preferred
Proven experience in managing and leading large teams, including direct reports and potentially multiple sub-teams
Demonstrated ability to operate at a senior level, influencing stakeholders and driving strategic initiatives
Experience in leading and executing complex projects, particularly those related to regulatory compliance, process improvement, or system enhancements
Strong understanding of financial crime risks, including money laundering, terrorist financing, sanctions, and fraud. Ability to conduct robust risk assessments
Capacity to develop and implement long-term strategies for KYC operations and compliance
Strong analytical and problem-solving skills, with the ability to make sound decisions under pressure
Excellent verbal and written communication skills to articulate complex issues to senior management, regulators, and team members
Proven ability to build and maintain effective relationships with internal and external stakeholders, including business units, legal, compliance, internal audit, and regulators

Job Responsibility

Oversee Global Screening Operations (GSO) to manage and disposition Sanctions and Anti-Money Laundering (AML) screening alerts (real-time, batch, and re-screening) across Services, Markets, Banking, USCC, and Wealth
Direct the Enterprise-Wide Review (EWR) team to identify client profiles across KYC systems and business lines, ensuring holistic Client Due Diligence (CDD) reviews are completed for high-risk clients
Oversees the SMB KYC Name Screening Centralized unit, responsible for processing batch screening work-items within the Citi KYC system
Serve as the Senior Lead for screening operational risk management and regulatory commitments, providing global leadership for cross-sector AML programs by strengthening controls, escalating key risks, and ensuring regulatory-aligned execution for the functions managed
Lead the design and implementation of global operational capacity and productivity framework to ensure an effective and sustainable end-to-end KYC process across the KYC Business Support Unit (BSU) and ensure global compliance with KYC standards
Develop, manage, and continuously optimize productivity strategies in accordance with global standards and partner with business and Compliance to ensure throughput is accurately reflected
Work with global operational teams to set productivity targets at a global, regional, hub, satellite, team lead and individual level
Lead impact analysis assessment sessions related to technology change requirements, operational procedures and processes, Citi external clients, Business Risk and Controls, etc
Ensure adequate capacity planning/workload prioritization across Regional BSU Hubs and Satellites relative to identified targets, SLAs and Regulatory commitments and participate in management forums for establishing vision and setting management strategy relating to the KYC Program
Lead AML KYC projects and transformation programs that improve operational productivity, manage critical project activities, inter-dependencies, risk components, progress communication, coordination, and collaboration across teams / KYC commitments

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
discretionary and formulaic incentive and retention awards

Fulltime

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Senior AML Internal Audit Manager

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