CrawlJobs Logo

Securities & Prime Brokerage Counsel

axiomlaw.com Logo

Axiom Law

Location Icon

Location:
United States , Boston

Category Icon
Category:
Legal

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

104500.00 USD / Year
Save Job
Save Icon
Apply Position

Job Description:

Join our Financial Services team. In this role, you will provide expert legal advice and support to our clients in securities trading and prime brokerage, ensuring compliance with evolving margin lending rules and regulatory frameworks. This position offers a unique opportunity to collaborate with leading financial institutions, advising on complex securities agreements, margin regulations, and cross-asset transactions.

Job Responsibility:

  • Drafting, reviewing, and negotiating securities trading agreements, prime brokerage agreements, and related margin documentation
  • Providing legal guidance on margin lending regulations, FINRA Rule 4210, Regulation T, and Regulation U compliance
  • Collaborating with internal teams, trading desks, and clients on cross-asset transactions including swaps, options, futures, equities, and fixed income instruments
  • Managing regulatory compliance, risk mitigation, and operational issues for clients in financial services and capital markets
  • Staying ahead of industry trends and updated margin rules to provide proactive counsel

Requirements:

  • 3+ years of experience in securities law, prime brokerage, or financial services legal practice
  • Strong knowledge of U.S. securities regulations, including the Securities Act of 1933 and Securities Exchange Act of 1934
  • Proven track record of advising clients on securities trading agreements, margin lending, and regulatory compliance
  • Excellent communication, negotiation, technology, and problem-solving skills
  • Juris Doctor (JD) degree or equivalent and licensed to practice law in an applicable jurisdiction

Nice to have:

  • Experience with fixed income and synthetic prime brokerage agreements
  • Hands-on experience integrating updated margin and credit regulations into transactional or advisory work
  • Familiarity with multi-asset trading agreements and cross-border transactions
What we offer:
  • health, dental, and vision insurance
  • paid holidays and PTO
  • flexible work arrangements
  • professional development opportunities and tools

Additional Information:

Job Posted:
February 13, 2026

Employment Type:
Fulltime
Icon
Axiom Law - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon
PREMIUM
More languages and countries
+ Unlock 29953 hidden job offers
Languages
English Čeština Deutsch Ελληνικά Español Français +15
Countries
United States United Kingdom India Canada Australia +
See plans
Plans from $2.99 / month

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Securities & Prime Brokerage Counsel

Investment Funds & Securities Counsel

We are seeking an Investment Funds & Securities Lawyer to join our growing team ...
Location
Location
United States , New York
Salary
Salary:
147000.00 USD / Year
axiomlaw.com Logo
Axiom Law
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • JD or equivalent with active bar membership in good standing
  • 4–15 years of experience advising on ETFs, mutual funds, private funds, or investment products
  • Documented experience with new Margin Lending rules
  • Experience with trading agreements, underwriting, and 33/34 Act compliance
  • Familiarity with prime brokerage agreements, including fixed income and synthetic prime arrangements
  • Strong drafting, communication, and independent working skills
Job Responsibility
Job Responsibility
  • Advise on the formation, operation, and ongoing compliance of registered investment funds, including ETFs and mutual funds
  • Provide legal counsel on securities trading agreements, including swaps, options, futures, and equity/debt transactions
  • Support prime brokerage arrangements, including fixed income and synthetic prime agreements, with familiarity in FINRA 4210, Regulation T, and Regulation U
  • Counsel on Margin Lending compliance, including application and integration of updated margin rules
  • Interpret and apply SEC regulations, including the Investment Company Act of 1940 and related federal securities laws
  • Draft, review, and negotiate fund governance materials, offering documents, shareholder communications, and advisory agreements
  • Collaborate with in-house counsel, compliance teams, and investment professionals to ensure alignment across fund products and securities transactions
  • Monitor developments in asset management, trading, and margin regulations and provide proactive legal guidance
What we offer
What we offer
  • health benefits
  • 401k
  • professional development tools and resources
  • learning and development programs
Read More
Arrow Right

Counterparty Credit Risk Underwriter

The Counterparty Credit Underwriter supporting and working on coverage of a glob...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Good track record of experience in Hedge fund credit or related experience
  • Good knowledge of hedge fund/family office/private equity structures/operations and strategy types, prime brokerage and derivatives/capital market products, ISDA/other trading agreements, securities based lending (margin lending)
  • Strong grasp of current technologies including stress testing is highly beneficial
  • Knowledge of capital markets and securities based lending products
  • Strong analytical skills and ability to decompose transactions into the core risks
  • Good quantitative skills a plus
  • Solid Risk and Business judgment on the full spectrum of risk issues including Operational and Franchise Risk
  • University Degree/Graduate Degree in Business, Finance or Economics or equivalent is a plus
Job Responsibility
Job Responsibility
  • Implementing and applying the Credit Risk Framework for IFOs
  • Working closely with the IFO UW team lead to maintain and develop further the Wealth IFO governance framework, including the running and administration of regional IFO Forums, the stewardship of the Wealth IFO List, and the provision of advice as needed
  • Credit manage an assigned portfolio of IFOs globally
  • Lead, coordinate, or join due diligence (DD) meetings to understand the risk profile and dominant strategy of the IFOs and ensure risk appetite at the Citi level remains adequate
  • Assess key risks including portfolio concentration and diversification, liquidity, redemption risks if any
  • Assign Risk Ratings by using appropriate risk methodologies and scoring sheets
  • Assess risk rating methodology on a periodic basis
  • Decide client margin tiering and apply appropriate tiering guidelines and margins
  • Understand key risk dynamics and assessments at a fund/entity level as well as at the investment manager level
  • Understand the IFOs holding structure and investors base
What we offer
What we offer
  • Best-in-class benefits
  • Work-life balance
  • Fulltime
Read More
Arrow Right

Equity Derivatives Negotiation Counsel

Axiom is transforming the legal services landscape by delivering innovative solu...
Location
Location
United States , New York
Salary
Salary:
145000.00 USD / Year
axiomlaw.com Logo
Axiom Law
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • JD or equivalent with active bar admission
  • Experience negotiating ISDA Master Agreements and related derivatives documentation
  • Understanding of collateral mechanics, netting provisions, and margin requirements
  • Strong attention to detail and ability to manage multiple agreements concurrently
  • Excellent communication, negotiation, and organizational skills
  • Located in NYC or open to occasional on-site client work
Job Responsibility
Job Responsibility
  • Negotiate and advise on ISDA Master Agreements (including CSAs), MSFTAs, MRAs (repo transactions), and securities lending agreements (GMSLAs, if applicable)
  • Support prime brokerage agreements and related documentation for financial institutions, hedge funds, and asset managers
  • Advise internal teams on collateral arrangements, netting, and regulatory compliance in relation to equity derivatives
  • Assist with counterparty onboarding, documentation workflows, and playbook maintenance, ensuring market standards and regulatory alignment
  • Track negotiation status, manage escalations, and support high-volume documentation efforts
  • Stay up to date on regulatory developments impacting equity derivatives documentation
What we offer
What we offer
  • Health benefits
  • 401k
  • Professional development tools and resources
  • Learning and development programs
  • Fulltime
Read More
Arrow Right
New

Early Career Teacher (Ect) Of Geography

We are seeking a dynamic, innovative, and hardworking Geography Teacher to join ...
Location
Location
United Kingdom , Braintree
Salary
Salary:
28000.00 - 38000.00 GBP / Year
https://www.randstad.com Logo
Randstad
Expiration Date
June 10, 2026
Flip Icon
Requirements
Requirements
  • Educated to degree level with a passion for Geography
  • Key Stage 3 experience
  • Key Stage 4 experience
  • Key Stage 5 experience
  • BA Hons (QTS)
  • BEd
  • BSc Hons (QTS)
  • PGCE
  • PGCE
  • QTS
Job Responsibility
Job Responsibility
  • Provide outstanding education across a wide range of qualifications
  • Ensure that no child is left behind
  • Enthuse and inspire students
  • Shape the future of the Geography curriculum
What we offer
What we offer
  • Investors in People status
  • Cutting-edge resources in ICT-rich brand-new specialist learning environment
  • Collaborative culture with skilled creative supportive team
  • Real impact in lives of young people
  • Excellence as standard from outstanding school
  • Fulltime
Read More
Arrow Right
New

Oracle HCM Technical Consultant

We are looking for experienced and passionate Oracle HCM Technical Consultants t...
Location
Location
India , Mohali
Salary
Salary:
Not provided
relinns.com Logo
Relinns Technologies Pvt. Ltd
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor's degree in Computer Science, IT, or related field
  • 5–10 years overall experience with 3+ years of relevant Oracle HCM Technical experience
  • Strong experience in Oracle Fusion HCM Technical
  • Expertise in Fast Formula, HDL, HCM Extracts, OTBI, and BI Publisher Reports
  • Experience with REST/SOAP APIs and integrations
  • Hands-on experience in SQL and PL/SQL
  • Good understanding of Oracle HCM data models
  • Experience with data migration and inbound/outbound integrations
  • Knowledge of security roles and data access
  • Familiarity with Git/version control systems
Job Responsibility
Job Responsibility
  • Develop and maintain Oracle HCM Cloud technical components
  • Create and manage HDL/HSDL data loads
  • Design and develop BI Publisher Reports and OTBI dashboards
  • Build and maintain integrations using REST/SOAP APIs and OIC
  • Develop Fast Formulas and HCM Extracts
  • Collaborate with functional consultants and business stakeholders
  • Troubleshoot and resolve technical issues in HCM applications
  • Ensure performance optimisation and data security compliance
  • Prepare technical documentation and support deployment activities
  • Participate in testing, debugging, and enhancement activities
What we offer
What we offer
  • Work on enterprise-scale Oracle Cloud implementations
  • Be part of a fast-growing AI and technology-driven organisation
  • Exposure to global clients and large-scale transformation projects
  • Flexible work culture with strong learning opportunities
  • Collaborative and innovation-driven engineering environment
  • Opportunity to work with modern cloud technologies and integrations
  • Fulltime
Read More
Arrow Right
New

Sen Teaching Assistant

Are you a compassionate and dedicated individual looking to make a real impact i...
Location
Location
United Kingdom , Chelmsford
Salary
Salary:
90.00 - 95.00 GBP / Day
https://www.randstad.com Logo
Randstad
Expiration Date
June 05, 2026
Flip Icon
Requirements
Requirements
  • Teaching experience
  • ability to track progression in attainment
  • background in youth work
  • behaviour management
  • building relationships
  • classroom management
  • communication
  • de-escalation techniques
  • empathy
  • experience in administering medication
Job Responsibility
Job Responsibility
  • 1:1 & Small Group Support: Provide tailored academic and emotional support to students, helping them access the curriculum at a pace that works for them
  • EHCP Implementation: Work closely with the SENCO to deliver the specific goals outlined in a student's Education, Health, and Care Plan (EHCP)
  • Inclusion Advocacy: Act as a bridge between the student and the wider classroom, ensuring they feel included and supported during all school activities
  • Behavioural Coaching: Use positive reinforcement and de-escalation techniques to help students manage their emotions and stay engaged with their learning
  • Progress Tracking: Observe and record student development, providing valuable feedback to teachers and parents to ensure a consistent approach to their care
  • Resource Adaptation: Help modify learning materials (such as using visual aids or simplified instructions) to suit the individual needs of the learner
What we offer
What we offer
  • Training and education
  • E-learning modules
  • Referral Rewards: Earn a £300 voucher for every friend or colleague you successfully refer to our team
  • Professional Development: Access free, specialist training modules such as Autism Awareness and Behaviour Management
  • Stability: Many of our SEN TA roles are long-term and can lead to permanent contracts for the right candidate
  • Fulltime
Read More
Arrow Right
New

Cover Supervisor

Are you a confident, adaptable individual looking for a rewarding role? Can you...
Location
Location
United Kingdom , Purfleet
Salary
Salary:
120.00 - 130.00 GBP / Day
https://www.randstad.com Logo
Randstad
Expiration Date
June 06, 2026
Flip Icon
Requirements
Requirements
  • Confidence & Presence
  • Adaptability
  • Communication
  • Experience (Preferred): Prior experience working with children or young people-such as coaching, tutoring, or youth work-is highly beneficial
  • Compliance: An enhanced Child DBS on the Update Service (or a willingness to process a new one via Randstad)
  • Teaching
  • 121 teaching experience
  • ability to communicate with parents
  • ability to work well under pressure
  • able to inspire
Job Responsibility
Job Responsibility
  • Classroom Management: Oversee secondary classes (KS3 & KS4), ensuring a safe and productive learning environment by following pre-set lesson plans
  • Behaviour Leadership: Consistently apply the school's behaviour policy, managing the room with a firm but fair approach to keep students on task
  • Student Guidance: Support students with their work, answering questions and clarifying learning objectives to ensure continuity in their education
  • Versatile Delivery: Be prepared to cover a wide range of subjects, from core lessons like English and Maths to practical subjects like PE or Drama
  • Reporting: Take accurate registers and provide detailed handover notes for the returning teacher, highlighting student progress and any notable incidents
What we offer
What we offer
  • training and education
  • E-learning modules
  • Flexibility: Work as much or as little as you want with daily supply, or secure a full-time, long-term booking
  • Career Path: Gain the practical classroom hours required for successful PGCE, SCITT, or School Direct applications
  • Referral Rewards: Earn a £300 voucher for every qualified teacher or cover supervisor you successfully refer to our team!
  • Fulltime
Read More
Arrow Right
New

Teaching Assistant - Autism Support

Teaching Assistant | Autism (ASC) Specialist | Local Specialist Schools Positio...
Location
Location
United Kingdom , Chelmsford
Salary
Salary:
89.00 - 95.00 GBP / Day
https://www.randstad.com Logo
Randstad
Expiration Date
June 06, 2026
Flip Icon
Requirements
Requirements
  • Naturally Observant
  • Relevant Experience
  • Resilient & Kind
  • Committed
  • hold an enhanced DBS on the update service (or are willing to apply)
  • 100% dedicated to Safeguarding
Job Responsibility
Job Responsibility
  • Promoting Predictability
  • Supportive Interventions
  • Managing Meltdowns with Empathy
  • Social Coaching
What we offer
What we offer
  • training and education
  • Safeguarding & Prevent
  • PAYE
  • Referral Bonus
  • Fulltime
Read More
Arrow Right