CrawlJobs Logo
Wells Fargo Logo Wells Fargo · IT - Administration

Securities Operations Manager

United States, Charlotte · Job Posted June 03, 2026
Apply Position
Job Link Share

Job Description

Wells Fargo is seeking a Securities Operations Manager as part of Account Opening and Maintenance team within Wealth and Investment Management. The Operations Manager will be managing an onshore and offshore team that supports account opening and maintenance for the end client. Learn more about our career areas and lines of business at wellsfargojobs.com.

Job Responsibility

  • Manage a team of specialists in transactional tasks ensuring quality and compliance in securities operations
  • Provide support for being a first point of contact for all delivery tasks and escalations
  • Identify opportunities for process improvement and risk control development
  • Ensure team consistently meets delivery expectations and resolve issues related to reporting, career path and related activities for direct reports
  • Collaborate and influence all levels of professionals including more experienced managers
  • Lead team to achieve objectives
  • Manage allocation of people and financial resources for securities operations
  • Develop and guide a culture of talent development to meet business objectives and strategy
  • Provide accountability for the development of operational strategy and may serve on line of business project teams
  • Develop the operational infrastructure on financial accounting, tax reporting and client services
  • Perform specific duties including accurate financial reporting of funds, sourcing of proprietary fund vendors, and ensuring operational due diligence of external investment managers
  • Identify opportunities for process improvement and risk control development
  • Ensure effective operational due diligence of external investment managers
  • Manage administration of third party distribution of alternative investments through wealth and brokerage divisions
  • Make decisions and resolve issues regarding company wide tasks that steer the company's operational direction
  • Develop policies and procedures for functions with low to moderate complexity within scope of responsibility
  • Collaborate and influence all levels of professionals including managers
  • Lead team to achieve objectives
  • Manage allocation of people and financial resources for securities operations
  • Mentor and guide talent development of direct reports and assist in hiring talent

Requirements

  • 5+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
  • 2+ years of leadership experience
  • Registration for FINRA SIE and Series 99 must be completed within 120 days of hire date if it is not available for transfer upon hire
  • Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position
  • Ability to work hybrid in-office schedule, additional hours and shifts as needed
  • This position is not eligible for Visa sponsorship

Nice to have

  • 4+ years of experience working with brokerage/trust account (SmartStation, BETA, SEI) systems
  • 2+ year of experience supporting account opening and maintenance
  • Experience working with financial DataFeeds, including data validation and exception handling
  • Proven organizational, multi-tasking, and prioritizing skills, as well as the ability to influence and negotiate
  • Proven analytical and problem-solving skills, along with the ability to work independently and/or as a member of a high-performance team against aggressive deadlines
  • Ability to motivate staff to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
  • Ability to interact with all levels of an organization, including management
  • Excellent verbal, written, and interpersonal communication skills
  • Leadership skills including coaching, training, and mentoring
  • Advanced Microsoft Office skills
Wells Fargo - All Job Offers

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Suggested Tags: Frontend Developer Secretary Talent Manager Salesforce Administrator Data Analyst
Similar Jobs for

Securities Operations Manager

8 matching positions

Security Operations Manager

As the Security Operations Manager, you will lead Cyera’s security operations fu...
Location
Location
United States , St. Louis
Salary
Salary:
Not provided
cyera.io Logo
Cyera
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 6–8 years of progressive experience in security operations, incident response, or threat management roles
  • 2+ years of experience managing or leading a SOC or security operations function
  • Deep technical understanding of modern security tools and technologies (SIEM, EDR, SOAR, IDS/IPS, CSPM, vulnerability scanners)
  • Strong knowledge of cloud security (AWS, Azure, GCP) and modern DevSecOps practices
  • Proven ability to lead cross-functional incident response efforts and drive resolution under pressure
  • Excellent communication, leadership, and stakeholder management skills
  • Solid understanding of compliance frameworks (SOC 2, ISO 27001, NIST, etc.)
Job Responsibility
Job Responsibility
  • Own the Security Operations function, including 24/7 monitoring, detection, triage, and incident response
  • Develop and maintain Cyera’s Security Operations Center (SOC) processes, playbooks, and escalation paths
  • Lead investigations of security alerts and incidents, ensuring timely response, containment, and remediation
  • Manage and continuously improve security tooling (SIEM, EDR, SOAR, vulnerability management, etc.)
  • Build and mentor a high-performing team of security analysts and engineers
  • Partner with Engineering, IT, and Product to embed security into all stages of the development lifecycle
  • Conduct regular threat modeling, risk assessments, and post-incident reviews to identify and mitigate systemic weaknesses
  • Oversee vulnerability management and coordinate patching or mitigations across infrastructure and SaaS environments
  • Collaborate with Compliance to support audit readiness (SOC 2, ISO 27001, GDPR, etc.) and maintain evidence of operational controls
  • Develop and report security KPIs and metrics to leadership and key stakeholders
What we offer
What we offer
  • Ability to work remotely, with office setup reimbursement
  • Competitive salary
  • Unlimited PTO
  • Paid holidays and sick time
  • Health, vision, and dental insurance
  • Life, short and long-term disability insurance
  • Fulltime
Read More
Arrow Right

Security Operations Manager

Location
Location
Ireland , West Dublin
Salary
Salary:
50000.00 - 55000.00 EUR / Year
sgsco.com Logo
Executive Talent
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum 5 years’ operational leadership experience in the security guarding industry
  • Strong understanding of rostering, site coverage, incident response and regulatory compliance in a security environment
  • Proven ability to lead, motivate and support frontline officers
Job Responsibility
Job Responsibility
  • Manage and lead the security division
  • Ensure consistent, high-quality guarding across a variety of client locations
  • Maintain full compliance with all licensing requirements, Health & Safety standards and internal operating procedures
  • Act as primary operational contact for clients, building strong relationships based on reliability, responsiveness and service excellence
  • Conduct site audits, welfare visits and performance assessments to ensure continuous improvement and staff engagement
What we offer
What we offer
  • Car Allowance
  • Fulltime
Read More
Arrow Right

Service Delivery Manager - Managed Security

HPE Operations is our innovative IT services organization. It provides the exper...
Location
Location
India , Bangalore
Salary
Salary:
Not provided
https://www.hpe.com/ Logo
Hewlett Packard Enterprise
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years of experience in managed security services, cybersecurity delivery management, or IT service management
  • Proven track record of managing complex client relationships and delivering managed services
  • Experience working with Security Operations Centers (SOC) or MSSPs is highly desirable
  • Should have managed a team of Cyber Security engineers including SIEM, Vulnerability, IAM, HSM, etc
  • Experience in at least 3 of the below products is desirable: Microsoft Sentinel with Copilot, Microsoft Defender including VA, Thales HSM & Cipher Trust Manager, CyberArk PAM, Nexus Smart ID
Job Responsibility
Job Responsibility
  • Oversee the end-to-end delivery of managed security services, such as threat monitoring, incident response, vulnerability management, endpoint protection, and other cybersecurity services
  • Ensure services are delivered in compliance with Service Level Agreements (SLAs) and established security frameworks (e.g., NIST, ISO 27001)
  • Monitor and measure the performance of managed security services, identifying areas for improvement and ensuring high-quality service delivery
  • Manage and coordinate teams responsible for delivering managed security services, including security analysts, engineers, and consultants
  • Collaborate with internal teams (e.g., SOC, engineering, compliance) to ensure seamless service delivery and resolution of client issues
  • Provide leadership, guidance, and support to team members, fostering a culture of accountability and continuous improvement
What we offer
What we offer
  • Health & Wellbeing
  • Personal & Professional Development
  • Unconditional Inclusion
  • Fulltime
Read More
Arrow Right

Group Manager, Cash Securities Operations

This senior leadership position focuses on overseeing Equity and Fixed Income se...
Location
Location
Japan , Tokyo
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Extensive progressive experience in Equity and Fixed Income Settlements and Operations Management within a global investment bank or major financial institution in Japan, with proven leadership or managerial capacity
  • Deep expertise in equity settlements and products, fixed Income and investment trust fund in either or both in international markets and Japanese domestic markets
  • Demonstrated track record of managing complex operational environments, leading process re-engineering, and delivering significant efficiency/control improvements
  • Strong understanding of operational risk management frameworks and the regulatory landscape in Japan
  • Advanced proficiency in Microsoft Office Suite (Excel, PowerPoint) for data analysis and presentations
  • Extensive experience with Back Office settlement applications
  • JSDA Class 1 (Sales Representative Qualification) is a mandatory requirement
  • Fluent in Japanese (both written and verbal) is essential
  • Strong business-level English (both written and verbal) is required for effective communication with regional and global stakeholders
  • Exceptional leadership, people management, and motivational capabilities
Job Responsibility
Job Responsibility
  • Lead, manage, and develop a team of Cash Securities Operations professionals in Japan, cultivating a culture of high performance, accountability, and continuous improvement
  • Develop and implement strategic objectives for the Japan Cash Securities Operations, ensuring alignment with global Markets Operations goals and local business priorities
  • Drive robust and efficient settlement and post-settlement process and controls for equity and fixed income products, including pre-matching, settlement instructions, fail management, reporting, reconciliations
  • Oversee daily reconciliation processes and ensure timely resolution of all breaks, exceptions, and discrepancies, while optimizing workflows to maximize Straight-Through Processing (STP) rates
  • Cultivate and maintain strong relationships with Japan-based Equity and Fixed Income trading desk, Sales desk, institutional clients, custodians, and external counterparties, serving as a trusted operational advisor
  • Own and manage the operational risk profile for the Japan Cash Securities Operations, ensuring robust controls are in place and actively monitored, with strict adherence to all financial regulations in international and Japan (e.g., JFSA, JSDA rules, BOJ guidelines), and global Citi policies
  • Identify, champion, and lead change-the-bank initiatives and strategic projects aimed at enhancing operational efficiency, reducing costs, and improving the control environment within the Japan Cash Securities Operations.
What we offer
What we offer
  • Career growth opportunities
  • Equal opportunity employer policies promoting inclusivity
  • Strong focus on work-life balance benefits.
  • Fulltime
Read More
Arrow Right

Global Security Operations Operator

Figure is seeking a dedicated and detail-oriented Global Security Operations Ope...
Location
Location
United States , San Jose
Salary
Salary:
35.00 - 40.00 USD / Hour
figure.ai Logo
Figure
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • A minimum of 3 years of experience within a GSOC environment
  • Proven track record in writing intelligence products, particularly situation reports and risk assessments
  • Strong analytical skills with experience monitoring open-source information to proactively identify physical security threats that could impact the organization
  • Interest or direct experience in Executive Protection, Intelligence Operations, Critical Incident Management, or Corporate Security
  • Proficient in current technologies and open-source search methodologies to aid in effective risk assessment
  • Proficient in verifying, processing, and maintaining badging and access control information, along with generating necessary occupancy and access reports
  • Strong competency in Microsoft Office Suite, particularly Excel, Word, and Outlook
Job Responsibility
Job Responsibility
  • Proactively monitor emergency and non-emergency security systems, ensuring efficient security dispatch and emergency notification services
  • Prepare comprehensive security incident investigation reports to effectively communicate situational awareness and risks to management and stakeholders
  • Collect, analyze, and disseminate intelligence to inform proactive action plans regarding potential security threats based on their credibility and potential impact
  • Collaborate in the planning and execution of risk assessments and situational reports, accounting for both internal and external factors
  • Contribute to the development of standardized procedures and processes that enhance risk management strategies
  • Facilitate the onboarding of new employees by managing access control, badging, parking access, and the decommissioning of users as necessary, ensuring accurate access control levels
  • Work closely with various internal and external security teams to ensure seamless communication and response to security incidents
  • Organize and maintain an extensive array of files, logs, reports, and forms to uphold accuracy and compliance
  • Utilize multiple external sources to analyze data, identifying and mitigating potential threats to corporate assets and personnel
  • Fulltime
Read More
Arrow Right

Security Operations Center Operator

The Security Operations Center (SOC) Operator is staffed twenty-four (24) hours ...
Location
Location
United States , New York
Salary
Salary:
31.45 - 32.45 USD / Hour
aus.com Logo
Allied Universal®
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Must possess New York State Security Guard License
  • 2+ Years of Security Experience
  • Must possess a high school diploma or equivalent
  • Must possess one or more of the following: Service in Military Occupational Specialty related to law enforcement, security (such as Military Police, Elite Military Forces, combat arms) or any support role in a Combat Zone
  • Graduate of a Certified Public Safety Academy (military or civilian) in the law enforcement, adult corrections, or firefighter field
  • Bachelor’s degree in protective services, business, or related field
  • A minimum of 8 or more years of active service in any military branch
  • Associate’s degree (or 60 credits) or higher in criminal justice with current or prior active military service
  • 2 years of work experience in public sector dispatch or emergency operations center
  • 2 years of verifiable data center security experience
Job Responsibility
Job Responsibility
  • Monitor all security, communications, and fire/life safety systems within the designated region via the provided monitoring systems
  • Proactively monitor all surveillance cameras and CCTV remote viewer programs. Monitors and responds to all security/life safety system alarms
  • Answer and respond to events and situations received over regular and emergency phones and intercoms
  • speak clearly, give direction, and provide guidance to employees and security staff during emergencies
  • Serve as the liaison between all departments and the security department
  • Handle (without delay) complaints and unusual/critical event information to Shift Supervisor, Account Manager, and Security Director
  • Accurately document routine and unusual events occurring on or near the facilities
  • Accurately maintain control of all equipment and keys in the Control Room. Accurately logs all equipment and keys signed out and returned by security, parking, and shuttle bus staff
  • Complete “task work orders" for all reported maintenance needs
  • Inform (without delay) the Shift Supervisor / Account Manager of any missing, damaged, or inoperative equipment or communications, alarm, CCTV, or other systems
What we offer
What we offer
  • Employee Assistance Program
  • Employee Discount Program
  • Tuition Discount Program
  • Training & Career Development Programs
  • Fulltime
Read More
Arrow Right

Cyber Security Engineer

Cyber Security Engineer position at Sopra Steria, a major Tech player in Europe ...
Location
Location
India , Noida
Salary
Salary:
Not provided
https://www.soprasteria.com Logo
Sopra Steria
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Governance - Security Operational Tasks support & governance. Compliance and Risk Management
  • Vulnerability Management - vulnerability (infra and app) scans and remediation plans
  • SMP (Security Management Plan) - preparing, reviewing and managing
  • Authorisation management - should have managed the accounts & controls in the Infra scope
  • Security Patch management - end-to-end coordination and implementation
  • Security product management - Antivirus Management, like TrendMicro, Defender, etc...
  • Security incident management - Managing the end-to-end security incident lifecycle with corrective measures
  • Audit support - support auditors' mandate on the security system and artefacts
  • Mitigation - thinking analytically and executing efficiently. Analyse and optimise orchestration and automation between security tools
  • Vendor Management, Collaboration, Facilitation - Excellent customer-facing skills and significant experience building strong client relationships
What we offer
What we offer
  • Commitment to fighting against all forms of discrimination
  • Inclusive and respectful work environment
  • Open to people with disabilities
  • Fulltime
Read More
Arrow Right

Security Account Manager

As an Account Manager, you are the driving force behind daily security operation...
Location
Location
United States , Los Angeles
Salary
Salary:
68640.00 USD / Year
aus.com Logo
Allied Universal®
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • High school diploma or equivalent
  • Licensing requirements are subject to state and/or local laws and regulations and may be required prior to employment
  • Valid driver’s license if driving a company vehicle, or personal vehicle while conducting business
  • Minimum of two (2) years of experience in business operations, security management, or supervising teams in a fast-paced environment
  • Experience in leading, developing, and retaining a dynamic team while building positive client relationships
  • Knowledge of emergency preparedness, physical security protocols, risk assessments, and law enforcement coordination
  • Proven ability to evaluate situations, make sound independent decisions, and resolve conflicts in an efficient manner
  • Proficiency in web-based applications and computer systems, including Microsoft Office
  • Ability to communicate effectively with clients and employees while managing multiple projects and driving operational excellence
  • Financial acumen
Job Responsibility
Job Responsibility
  • Manage scheduling: Leverage AI-powered technology to effectively schedule security officers, meeting client contract hours while minimizing unbilled overtime
  • Lead and Develop Security Teams: Hire, coach and manage security officers and supervisors while overseeing payroll, performance, and employee relations
  • Enhance Client Relationships: Serve as the primary point of contact for clients, ensuring high-quality service that protects people and property
  • Handle Security Incidents and Emergencies: Respond to escalated issues professionally, coordinating with clients and internal teams
  • Direct Compliance and Security Operational Excellence: Oversee training, safety, and site operational standards as well as managing inventory (uniforms, equipment, and other essential supplies)
What we offer
What we offer
  • Medical, dental, vision, basic life, AD&D, and disability insurance
  • Enrollment in our company’s 401(k)plan, subject to eligibility requirements
  • Eight paid holidays annually, five sick days, and four personal days
  • Vacation time offered at an accrual rate of 3.08 hours biweekly
  • Employee Assistance Program
  • Employee Discount Program
  • Tuition Discount Program
  • Training & Career Development Programs
  • Fulltime
Read More
Arrow Right