Securities Operations Associate, Wells Fargo

Wells Fargo

Location:
India, Bengaluru

Category:
Banking

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Wells Fargo seeks a Securities Operations Associate to participate in business operations, establish documentation guidelines, and identify process improvement opportunities. Applicants must meet specific qualifications and collaborate with leaders and peers to achieve goals.

Job Responsibility:

participate in a variety of assigned and ongoing business operations, establishing documentation guidelines and procedure audits to ensure success in meeting business goals and objectives
review regulatory changes or partner with regulatory change agents to proactively identify required updates
identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics
determine areas of strength or Business Execution opportunity within defined scope of work
review and research strategies and action plans to establish effective processes while meeting performance metrics and policy expectations
utilize independent judgment to guide moderate risk deliverables
present recommendations to develop, implement, and monitor strategic approaches, effectiveness of support function, and business performance improvement opportunities for managing risks of the business
exercise independent judgment and provide guidance in diverse support functions and operations for a single business group within a line of business
collaborate and consult with leaders and executive management
provide work direction to less experienced Strategy and Execution staff
maintain document library or repository and update tables in appropriate systems
review changes to business operations for potential impact to other documentation or resources
create, edit and format moderately complex to complex internal manuals, materials, or other documentation related procedures and policies
edit and publish moderately complex web content in accordance to standards
utilize knowledge of HTML, JavaScript languages, and other web-based tools to assist in web-publishing projects
conduct audience analysis and present recommendations for resolving moderately complex to complex problems and projects
assist others to resolve process gaps, providing input and suggestions based on observations
research, review and translate technical information to users
provide guidance to less experienced staff
collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
partner with subject matter professionals to understand business needs as it relates to procedures
edits technical documentation authored by others and ensures documentation is in compliance with internal standards and external regulations

Requirements:

2+ years of Securities Operations, Procedure Writing, or Documentation, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
experience in Securities world (custodian, Broker dealer, Fund Accounting)
excellent written and verbal communication skills

Nice to have:

experience with HTML, JavaScript languages and other web-based tools to assist in web-publishing projects, including OpenText
finance, banking or operational experience
experience documenting processes or procedures

What we offer:

equal opportunity employer
focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture
workplace free of discrimination
support for employees with disabilities
drug-free workplace

Additional Information:

Job Posted:
April 28, 2025

Expiration:
May 04, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Securities Operations Associate