Securities Operations Associate - PNS

• Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations
• Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact
• Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures
• Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals
• Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation
• Assist in gathering data to support resolution of issues
• review and analyze functional operational tasks that require research and evaluation
• Resolve low complexity escalated issues within the scope of responsibility in Security Operations
• Research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests
• Support overall effectiveness of the team according to plans
• monitor daily securities and cash related production work
• Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies

6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

• Strong understanding of our order flows and the overall lifecycle of an order and financial instrument structures
• Strong attention to detail with the ability to follow documented procedures
• Analytical skills with the ability to identify issues and escalate appropriately
• Effective written and verbal communication skills
• Proficiency with standard business applications (e.g., Excel, internal systems)
• Demonstrated sense of ownership and accountability for assigned responsibilities
• Curiosity and willingness to learn complex processes and regulatory concepts
• Ability to interpret, consolidate, and document information from multiple sources
• Structured, analytical approach to problem‑solving, including basic root‑cause analysis
• Ability to prioritize tasks and manage time effectively in a fast‑paced environment
• Risk conscious with an understanding of downstream and upstream impacts while applying a regulatory lens