Securities & Derivatives Group Manager

• Lead, mentor, and coach a team of 70+ transaction processing professionals
• foster a positive and collaborative work environment, promoting employee development and engagement
• conduct performance reviews, identify training needs, and implement development plans
• oversee resource allocation, workload balancing, and succession planning
• ensure timely and accurate processing of all securities and derivatives transactions, including trade capture, confirmation, settlement, and reconciliation
• implement and maintain robust quality control measures to minimize errors and ensure data integrity
• monitor transaction volumes, identify bottlenecks, and implement process improvements to enhance efficiency and scalability
• develop and maintain comprehensive documentation of transaction processing procedures
• ensure compliance with all relevant regulations and internal policies
• implement and maintain a robust risk management framework to mitigate operational, financial, and regulatory risks
• build and maintain strong relationships with key stakeholders, including trading desks, branch offices, fund accounting, and compliance
• stay abreast of industry best practices and emerging technologies in transaction processing
• identify opportunities to leverage technology to improve efficiency, accuracy, and automation
• develop and manage the annual budget for the transaction processing team
• monitor expenses and identify cost-saving opportunities

• 10+ years of relevant experience in securities and derivatives operations, with a focus on transaction processing
• proven experience managing large teams (70+ members) in a fast-paced, high-volume environment
• deep understanding of financial instruments, trade lifecycle events, and fund accounting principles
• strong leadership, communication, and interpersonal skills
• excellent analytical, problem-solving, and decision-making skills
• proven ability to manage multiple projects simultaneously and meet tight deadlines
• bachelor’s degree in finance, accounting, or a related field
• experience with fund accounting software and systems
• Lean Six Sigma or other process improvement certifications

Master’s degree preferred