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The Securities & Derivative Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.
Job Responsibility:
Perform trade verifications to ensure accuracy of booking requests
Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates
Complete settlement tasks and daily rate revaluations accurately and on time
Coordinate transaction processing issues to the appropriate department and collaborate on a solution
Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
Prepare and submit periodic internal and external regulatory reports
Participate in the periodic General Ledger (GL) proofing exercises as directed
Appropriately assess risk when business decisions are made
Requirements:
Relevant experience in the financial services industry, specifically within banking and/or custody operations
Strong understanding of capital markets, including securities and derivatives products and their lifecycle
Excellent analytical skills with the ability to analyze data, identify trends, and propose solutions to operational challenges
Excellent communication and interpersonal skills, both written and verbal, with the ability to effectively interact with stakeholders at all levels
Proven ability to assess risk and make sound judgments in a fast-paced environment
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