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Securities Based Lending Risk Management Lead

https://www.wellsfargo.com/ Logo

Wells Fargo

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Location:
United States, Charlotte

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Category:
Banking

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Contract Type:
Employment contract

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Salary:

100000.00 - 196000.00 USD / Year

Job Description:

Wells Fargo is seeking a Securities Based Lending Risk Management Lead responsible for leading complex initiatives to mitigate risk, assess and design protocols for risk mitigation, and strategically collaborate with senior managers and external parties. This role requires strong organizational and project management skills, with an emphasis on understanding and adhering to regulations impacting the business.

Job Responsibility:

  • Lead complex initiatives with broad impact which are designed to mitigate current and emerging business risk issues and concerns
  • act as key participant in large-scale, cross-functional planning for the business
  • assess, analyze, and design complex and multi-faceted controls, protocols, and approaches with respect to risk mitigation and the control environment, including ensuring effective planning for sustainability, ongoing control adherence, reporting, measurement, technology impacts, and monitoring
  • make decisions in complex and multifaceted situations requiring solid understanding of business’s functional area or products, operations, and regulatory environment
  • facilitate decision-making and issue resolution, and support implementation of developed solutions and plans
  • influence and lead key business partners to meet deliverables and drive new initiatives
  • strategically collaborate and consult with peers, colleagues, and mid to senior-level managers to identify current and emerging risks associated with business activities and operations, and provide guidance in interpreting, developing, and implementing risk-mitigating strategies
  • act as liaison for the business with external parties to support timeliness, appropriate response strategy, and effectiveness of communications and materials
  • may lead projects, teams, or serve as a peer mentor

Requirements:

5+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Nice to have:

  • Strong risk management leadership skills
  • ability to articulate issues, risks, and proposed solutions to various levels of staff and management
  • knowledge and understanding of the key factors impacting credit offerings, including credit risks and regulatory requirements
  • knowledge and understanding of Risk and Control Self-Assessment (RCSA) and Shared Risk Platform (SHRP)
  • knowledge and understanding of Regulatory Risk and Compliance policies and programs
What we offer:
  • Health benefits
  • 401(k) Plan
  • paid time off
  • disability benefits
  • life insurance, critical illness insurance, and accident insurance
  • parental leave
  • critical caregiving leave
  • discounts and savings
  • commuter benefits
  • tuition reimbursement
  • scholarships for dependent children
  • adoption reimbursement

Additional Information:

Job Posted:
August 29, 2025

Expiration:
September 09, 2025

Employment Type:
Fulltime
Work Type:
On-site work
Job Link Share:
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