Risk Governance - VP Job at Barclays (Noida)

Manager, Risk Management Framework

The Second Line Risk Management team is looking for a Manager, Risk Framework wh...

Location

United Kingdom , Harrogate

Salary:

Not provided

Mastercard

Expiration Date

Until further notice

Requirements

Strong knowledge of risk management principles, including 3LoD, good risk governance, and financial services risk and compliance frameworks, standards and regulations
Experience using key Risk Management tools such as IBM OpenPages, Archer, and reporting/BI tools (PowerBI, Tableau, Domo, Access)
Ability to use AI to enhance risk management activities, including accelerated insight generation and strengthened framework documentation
High level of accuracy, attention to detail, and strong reporting and presentation capabilities, including advanced use of MS Word, Excel and PowerPoint
Proven ability to self-start, prioritize, problem solve and work effectively under pressure
Excellent communication skills and positive, professional behaviors aligned to company standards
Strong team-working skills with the ability to build and maintain collaborative relationships

Job Responsibility

Under the leadership of VP Risk Management Frameworks, develop, maintain and continuously enhance the Risk Governance, Infrastructure, and Tools which support the overarching Risk Management Framework, including all related methodologies, policies and procedures
Support the development and maintenance of the plans that are required to support the Framework rollout, ensuring reporting remains up to date, effective and relevant
Support the Risk Framework team in compiling Framework related MI and reporting for Risk Governance Forums e.g. Executive Risk Committee
Maintain, update, and govern the entity’s risk policies, standards, and procedures, coordinating periodic policy reviews, stakeholder consultations, and approval processes
Monitor adherence to risk policies and processes across 1LOD, support risk-related change initiatives, and contribute to risk assurance activities by providing required information, insight and explanation
Support the governance, rollout, embedding, and reporting of key Risk Management Framework components—such as risk appetite, risk operating model and governance and risk culture
Design, document, and maintain end-to-end process maps, workflows, and procedural guides in a central repository for process documentation and ensuring version control
Provide risk advice to 1LOD functions by leveraging knowledge of the firm’s risk management policies, processes and industry best practices
Assist in developing risk related training materials, attend training events and help ensure that colleagues at all levels are performing their desired role as per the Risk Framework
Support continuous improvement of governance processes, templates, and documentation standards while upholding confidentiality and handling sensitive information in line with organisational policies

Fulltime

Payments Product, Real Time Rail - VP

Responsible for leading the Real-Time Rail launch in Canada and driving product ...

Location

Canada , Toronto

Salary:

111600.00 - 161600.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

Bachelor’s degree/University degree
Master’s degree preferred
6+ years of relevant experience in payments, product management and/or development
experience in governance / risk and controls highly preferred
analytical skills
problem-solving and decision-making skills
consistently demonstrates clear and concise written and verbal communication
ability to work in a team-oriented environment

Job Responsibility

Lead the development of the Real-Time Rail in Canada
conduct in-depth market research, competitive analysis, and customer segment analysis to identify opportunities, pain points, and trends in real-time payments
manage, project lead, co-ordinate and complete ongoing control activities and related regulatory projects through interaction with Product, Compliance, Technology, Operational and other key stakeholders
oversee product releases, including comprehensive communication, training, and documentation for internal and external stakeholders
collaborate with sales and banking to commercialize Real-Time Rail and other payment products
drive product strategy, sales and client enablement, and P&L management
monitor key product measures, identify actions necessary and lead corrective actions
manage business risk & compliance across suite of products, including completion of all audits, legal, tax risk, vendor governance, corrective action plans, and compliance and regulatory reporting
ensure strong ongoing engagement by the Business, In-business Control, and Compliance Functions that participate in the product approval and governance processes for new product launches and enhancements to existing products

What we offer

Equal opportunity employer commitment
reasonable accommodations for persons with disabilities

Fulltime

Program Manager, Corporate Governance & Legal Department Operations

The Program Manager, Corporate Governance & Legal Department Operations is respo...

Location

United States , West Des Moines

Salary:

95311.00 - 158851.00 USD / Year

Sammons Financial Group

Expiration Date

Until further notice

Requirements

Bachelor's Degree Required
Minimum 5 years' of experience in corporate governance, legal operations, paralegal, or related roles
Experience in financial services, insurance, or highly regulated industries Preferred
Demonstrated experience owning and managing governance processes Preferred
Strong knowledge of corporate governance processes, documentation, and regulatory requirements
Proficiency in entity management systems (e.g., Athennian) and legal technology tools
Advanced proficiency in Microsoft Excel (e.g., data analysis, pivot tables) and PowerPoint
Demonstrated ability to design, document, and improve workflows, SOPs, and operational processes
Strong program and project management skills with the ability to manage multiple priorities independently
Ability to effectively interact with auditors, regulators, and senior leadership

Job Responsibility

Manage the corporate governance program for Sammons Financial Group entities, including the preparation and maintenance of minute books and written consents
Manage entity governance lifecycle activities, including formations, dissolutions, annual filings, officer/director changes, and related regulatory requirements
Maintain and continuously enhance entity management systems (e.g., Athennian) to ensure records are accurate, complete, and audit-ready
Serve as the primary point of contact for governance-related inquiries from internal stakeholders, auditors, regulators, and external partners
Exercise independent judgment in interpreting governance requirements, identifying risks, and determining appropriate courses of action
Interact regularly with senior leaders, board members, and external stakeholders with a high degree of professionalism, discretion, and confidence
Coordinate governance communications and logistics, ensuring clarity, timeliness, and accuracy
Translate complex governance, legal, and regulatory requirements into clear, actionable guidance for stakeholders
Build and maintain strong cross-functional relationships to drive alignment and execution across Legal, Finance, Risk, Compliance, and business units
Design, implement, and continuously improve corporate governance processes, workflows, and controls with a focus on scalability, efficiency, and risk mitigation

What we offer

Comprehensive health coverage for you and your family, including Medical, Dental, Vision, HSA & FSA options, and term life insurance
Competitive compensation with a performance-based incentive program tied to clear goals and individual and/or company success
Invest in your future with our 100% company-funded Employee Stock Ownership Plan (ESOP), plus automatic enrollment in our 401(k)
Work–life balance that means something. Friday afternoons off year-round, generous paid time off, and paid holidays
Commit to your growth with paid development time, tuition reimbursement, and professional development opportunities across industry, individual, and leadership programs
Make an impact beyond the workplace through volunteer time off, and our company nonprofit matching gift program, supporting the causes that matter most to you
An ownership culture that inspires
join a connected, values-driven workplace where employees take accountability, support one another, and are empowered to do their best work—together shaping our future shared success

Fulltime

Wealth Credit Risk Lead Analyst - VP

Are you looking for a career move that will put you at the heart of a global fin...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Solid Wholesale Credit Risk (corporate), including due diligence, structuring and documentation skills experience along with capital markets knowledge
Proven experience in overseeing, challenging, and reviewing credit portfolio management
Demonstrable understanding of credit analysis and counterparty risk with the ability to provide robust oversight and review
Solid experience in the review, challenge and oversight of loanable value methodology and portfolio stress testing
Ability to oversee, evaluate and challenge risk management tools and exposure monitoring processes
Proficient in accuracy and completeness of credit data with the capability to oversee, challenge and review data sets
Experience in overseeing, challenging, and reviewing risk management processes and portfolio risk reports
Comprehensive understanding of risk measurements with a proven oversight, challenge and review skill set
Competence in interpreting and analysing complex financial data and making informed decisions
Understanding of credit analysis, counterparty risk, and portfolio stress testing

Job Responsibility

Oversee credit portfolio limits and stress testing, ensuring a balance between risk and reward and maintaining the company's risk appetite
Develop advanced methodologies for limit setting within the credit portfolio, factoring in industry trends, regulatory standards, and internal risk appetite
Manage comprehensive risk profiles, coordinating with regulatory bodies, conducting regular portfolio health checks and anticipatory identification of top risk factors
Direct regular portfolio analysis, providing updates on portfolio performance, market trends, and risk factors for ongoing risk assessment and mitigation
Lead governance discussions, interpreting limit governance rules and overseeing activities related to single name and distribution risk to ensure regulatory compliance
Represent and coordinate the second line of defence in terms of risk appetite engagement, effectively communicating and managing risk statements and assessments
Supervise the end-to-end framework for the adequacy of credit reserve and stress testing, ensuring proper management of the credit portfolio
Examine, challenge, and validate new account strategies and account management development for robust checks, minimizing potential risk exposure
Conduct rigorous internal and oversight reviews, probing into internal processes and controls, and managing any ensuing internal audits or regulatory examinations
Assess risk when making business decisions, using advanced analytical skills to evaluate potential risks and protect the firm's reputation

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Legal Risk, Governance and Controls PMO VP

Join the Legal team to protect Barclays, its employees, and its brands while ens...

Location

United Kingdom , Glasgow

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Experience of large and complex regulatory change
Experience of board level and regulatory reporting
PMO background with experience in Change role supporting Legal/Compliance/Risk
Effective senior stakeholder management with strong written and verbal communication skills
Experience preparing clear, insightful presentations to communicate findings or recommendations

Job Responsibility

Development and implementation of best practice legal strategies for risk management and compliance
Legal advice and support to the business on regulatory affairs, including regulatory compliance, risk management, and transactional matters
Subject matter support in the Legal department’s representation of the bank in legal proceedings related to regulatory matters, such as litigation, arbitration, and regulatory investigations
Review of relevant legislation and regulation and creation and review of legal documents, where applicable, to ensure compliance with applicable laws and regulations
Legal research and analysis to stay up to date on changes in laws and regulations that may impact the bank's operations
Developing and delivering training programmes to educate employees on applicable legal and regulatory requirements related to the bank's operations
Pro-active identification, communication, and provision of legal advice on applicable laws, rules and regulations (LRRs)
Keeping up to date with regards to changes to LRRs in the relevant coverage area
Ensuring that LRRs are effectively allocated to, and adequately reflected within, the relevant policies, standards and controls

Fulltime

VP Relationship Sales

The Relationship Sales group within Prime Services is responsible for the overal...

Location

United States , New York

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

8 years of relevant experience
extensive experience of Futures, OTC clearing, and FX Prime Brokerage
cross-product knowledge covering equities, fixed income and repo a plus
comprehensive knowledge of the risk and control environment impacting Citi
proven self-motivation and organizational skills
consistently demonstrate clear and concise written and verbal communication
understanding of global markets, including market regulations and operational/settlement procedures
prior experience in a client facing role
FINRA Licenses SIE, 3, 7, 63
bachelor's degree/University degree or equivalent experience

Job Responsibility

Act as a senior client relationship manager for the Futures, OTC Clearing and FX Prime Brokerage (FDC) business
lead structured meetings, multi-client events, single-client events, and publish detailed call reports
monetize new opportunities line with the sales strategy
re-originate clients under minimum revenue thresholds
accountable for client profitability and revenue growth, as well as managing returns associated with the client FDC relationship
participate in structured service reviews and/or Broker Votes with follow up detail and action plans
periodic client reviews to determine overall client satisfaction and coordinate the response to client evolving requirements and any concerns
understand the client wallet, drive organic growth and identify cross sell opportunities
avoid revenue slippage via interest/commission monthly sanity checks
educate clients on tools to manage GSIB gross-notional, UMR and RWA exposure

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Fulltime

Vp, enterprise risk management and regulatory change

The Risk division of Credit Agricole Combined US Operations (“CUSO”) participate...

Location

United States Of America , New York

Salary:

150000.00 - 165000.00 USD / Year

Crédit Agricole

Expiration Date

Until further notice

Requirements

Bachelor’s/University degree or equivalent
6 -12 years in a risk and/or compliance discipline within Banking / Financial Services Industry
Experience developing executive level presentations
Proven ability to drive results and meet deadlines
Highly motivated with attention to detail, team oriented, organized, pro-active
Consistently demonstrates clear and concise written and verbal communication skills
Experience in risk management

Job Responsibility

Support the Head of EWRM and work with the broader team to execute strategic initiatives as the CUSO ERM program expands
Drive continuous enhancement and oversight of the CUSO Enterprise-Wide Risk Management Framework, ensuring processes are incorporated in 1LoD and 2LoD processes
Lead and coordinate enterprise-level risk processes including risk Identification of Top ad Emerging Risk program
Lead the governance of CUSO risk management policies and provide coordination and input for transversal risk policies and procedures, including CUSO EWRM framework and Risk Appetite Framework
Ensure consistency and effective integration of risk management processes across the organization
Lead regulatory monitoring activities related to risk management, providing analysis and guidance on the impact impacts of new or amended Laws, Rules, Regulations, and supporting their translation into policies and procedures
Maintain and update inventory of Laws, Rules and Regulation, and regulatory requirements relevant to risk management activities
Monitor regulatory developments and industry trends and drive the change management process to ensure appropriate implementation across CUSO risk programs
Support high priority regulatory initiatives and ad hoc projects, including solution development, and stakeholder communication
Continuously monitor relevant regulations (new, existing, and amended) and regulatory obligations through the regulatory Watch process

Fulltime

Southern Europe Business Execution - VP

Job Purpose/Overview: We are seeking a seasoned business manager to support the ...

Location

Spain , Madrid

Salary:

70200.00 - 115800.00 EUR / Year

Citi

Expiration Date

Until further notice

Requirements

Relevant experience in financial services, business management, risk & control, or related fields
Experience in a business management or in-business risk & control role preferred
Experience in and/or knowledge of Markets businesses preferred
Proven track record of managing responsibilities across multiple countries or jurisdictions
Master's degree required (e.g. Business, Finance, Law, or related field)
Demonstrated ability to manage complex projects and processes across multiple geographies
Strong strategic planning and presentation skills
Experience with governance frameworks, control environments, and regulatory compliance
Fluent in English (essential)
Spanish fluency strongly preferred

Job Responsibility

Manage daily operations to ensure the business can operate safely and keeps its license to trade
Support business strategy growth initiatives across multiple jurisdictions
Manage local governance and control aspects
Work closely with the Legal Entity Governance & Controls team
Provide leadership and promote business ties with internal stakeholders
Act as the Markets Business Head delegate as required
Represent the Markets Business in local and regional fora/committees
Appropriately assess risk when business decisions are made
Establish and govern Risk and Controls processes
Execute local controls and investigate operational risk events

Fulltime

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Risk Governance - VP

Job Description

Job Responsibility

Requirements

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What we offer

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