Risk, Audit & Compliance Officer Jobs

AML Compliance Risk Management Officer

The AML Risk Management Lead Analyst is a senior professional level role respons...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of relevant experience
AML advisory experience in Corporate / Commercial Banking
Anti-Money Laundering (AML) certification
Working knowledge of regulatory requirements including local, US, and international laws
Working knowledge of industry standards and practices
Consistently demonstrates clear and concise written and verbal communication
Bachelor’s Degree/University degree or equivalent experience
Master’s degree preferred

Job Responsibility

Identify, vet and address potential risks or escalated issues with the assistance of functional partners
Collaborate with the team to provide advice to business with respect to applicability of policies and implementation of AML program and regulatory changes
Provide input/advice on business initiatives, new products, and complex transactions
Supervise and participate in internal assurance processes such as Enterprise-wide AML risk assessment, self-assessment, and internal audit
Promote global consistency of AML ACRM practices and policies within business line and cross-sector
Analyze data, prepare and present regional/global reports related to AML risk assessments, and monitor AML related issues and escalations
Develop and implement AML Compliance Risk Management (ACRM) standards and policies
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations

What we offer

Access to telehealth options, health advocates, confidential counseling
Paid Parental Leave Policy
Programs and services for physical and mental well-being

Fulltime

Compliance Officer

Location

Canada , Toronto

Salary:

37.00 - 40.00 CAD / Hour

MTFX INC

Expiration Date

Until further notice

Requirements

Thorough understanding of PCMLTFA
3-5 years of experience in risk management and compliance
Bachelor’s degree in Business, Commerce, Accounting, or a related field
Good understanding of accounting principles and financial statements
Auditing experience required
Understand the risk of non-compliance
Team player adaptable to fast-paced and changing environment
Ability to manage tight processes, accuracy and attention to detail
Sense of urgency necessary to ensure customer transactions are reviewed promptly
Outstanding customer service skills

Job Responsibility

Establish and maintain policies and procedures for assessing compliance by the firm, and individuals acting on its behalf, with securities legislation
Monitor and assess compliance by the firm, securities legislation
Report to the ultimate designated person of the firm as soon as possible if the chief compliance officer becomes aware of any circumstances indicating that the firm, or any individual acting on its behalf, may be in non-compliance with securities legislation
Act as liaison with Regulators and other industry counterparts in gathering practical and technical knowledge about various compliance issues
Respond to requests for information including production orders from various Regulators
Provide compliance support as required on various compliance or management projects or new initiatives
Respond to requests from internal departments on various compliance issues
Management of regulatory and corporate audit process, including preparation of requested material and management responses to findings
Annual review of compliance infrastructure and report to UDP for compliance certification filling, if required
Participate and represent the firm at various conferences, seminars, and industry committees in an effort to stay abreast of new and upcoming regulations and best practices, and to be aware of regulatory “hot issues”

What we offer

Eligible for wage increases and bonuses
Eligible for dental insurance and extended medical insurance

Fulltime

Business Risk Senior Officer

Join Citi's Markets Controls team to lead several critical control and governanc...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Extensive proven experience in risk and control analysis, evaluation, and management either in a first line of defence, compliance or internal audit role in Financial Services
Minimum 10 years relevant experience with ability to demonstrate deep technical knowledge of Markets sales and trading processes across multiple asset classes
Excellent relationship-building, senior stakeholder management, problem solving and communications skills (both written and verbal)
Proven track record of successful delivery to high quality standards with excellent attention to detail, an analytical mindset and drive for results
Self-starter with ability to manage and prioritize effectively and resolve conflicting priorities

Job Responsibility

Lead the design and implementation of the RCSA across multiple global businesses, including development and maintenance of standardised risk and control profiles to provide a comprehensive assessment of operational and compliance risks, tailored to specific asset classes where relevant
Accountable for engaging senior management in each global business to agree and refine applicability of standardised global risk and control profiles to their business, and for recommending changes to standardised risk and control profiles considering changes in the business operating environment including emerging risks
Establish and champion control expectations within core Markets sales and trading processes aligned to businesses own objectives and standards defined by 1LoD risk and control teams
Ensure that control expectations within core Markets sales and trading processes adhere to robust review and challenge by second and third lines of defence, and peer benchmarks
Provide subject matter expertise in all aspects of RCSA Program execution to Markets business senior management and stakeholders, including collaboration across the wider RCSA and Controls Monitoring, and Product Governance Teams
Lead responses to required and ad-hoc reviews and regulatory / supervisory examinations of accountable areas within the RCSA Program across all Markets businesses

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Compliance Assurance Officer

Serves as a senior compliance risk officer for Compliance Independent Assurance ...

Location

Mexico , Ciudad De Mexico

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
Understanding of rules, laws, and regulations, and specific regulatory requirements
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Effectiveness in working within a large scale and complex matrix organization is essential
Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
Knowledge of Compliance laws, rules, regulations, risks and typologies
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization

Job Responsibility

Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Assurance (CA) Plan
Participating in the planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CA Plan
Analysing and documenting report findings, and having preliminary discussions with corresponding control/process owners
Assisting with development of Compliance Assurance Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Assurance Methodologies and Standards for auditing, testing, monitoring, and reporting
Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities
Developing effective relationships within CA function and with other stakeholders including Business process owners and Internal Audit function
Identifying industry best practices and share insight with the CA teams on a regular basis
Informing CA management of significant compliance matters that require their attention or action
Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs
Additional duties as assigned

Fulltime

Risk Register Officer

The IT Risk Register Officer main mission is to promote the management of IT ris...

Location

Portugal , Porto

Salary:

Not provided

Inetum

Expiration Date

Until further notice

Requirements

Risk monitoring (knowledge in risk management: ability to identify, alert and suggest remediation)
Risk analysis (ability to anticipate/analyze threats and create risk scenario) and Risk opinion (ability to challenge, approve and decide (new activities, projects…))
Internal audit knowledge (knowledge of the audit process and methodology)
IT knowledge (global knowledge of IT, its major processes and assets & solutions) and Cybersecurity (general knowledge in cybersecurity risks, frameworks and requirements)
Regulatory (general knowledge in IT and cybersecurity regulators framework) and Compliance (global knowledge of compliance, its major processes or regulatory framework)
English

Job Responsibility

Management of the Risk Register: Update regularly IT risks criteria over time (risk category, owner, impact…)
Initiate & support the annual review of all IT risks in the Risk Register
Support risk assessment: Organize with relevant stakeholders the assessment/analysis about identified IT risks (e.g.: impact, mitigation…)
Organize the validation of IT risks assessment
Organize the compliance with the company's Risk Management process
Collect new risk cards and challenge them with relevant stakeholders (e.g.: mitigation suggested)
Reporting: Gather feedbacks regarding formalization of risk cards & ongoing mitigation measures from risk owners
Follow KPI defined in risk cards (mitigation, impact…)
Perform a reporting about risks and risks mitigation to the top management, raise alerts if needed
Participate to the Business Line Risk committee to share inputs about risks (risks stored in Risk Register, level of risks, impact…)

Fulltime

VP, Business Risk and Control Officer

Join Citi's Markets Controls team to lead several critical control and governanc...

Location

United States , Getzville

Salary:

92000.00 - 138000.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

Bachelor’s degree in applicable discipline required
Master’s degree preferred
A minimum of 6 years’ work experience in financial services
Experience in Risk Management / Risk and Controls, Compliance or Internal Audit
Experience in project work, process re-design and change management
Excellent relationship-building, problem solving and communications skills (written / verbal)
Results/task oriented with excellent attention to detail, an analytical mindset and follow through to deliver results
Ability to manage and prioritize effectively and resolve conflicting priorities
High level of computer literacy, specifically Excel and PowerPoint
Ability to analyze data sets in Excel, summarize and communicate results

Job Responsibility

Lead the risk assessment process, including the analysis of Operational and Compliance risks, reviewing global monitoring results and preparation of management metrics and presentations
Support the In-Business Risk & Control and Business Management teams to maintain and enhance the control environment and the continuous development of the RCSA content
Lead the mapping and tracking of Operational Risk Events and Issues impacting the RCSA Program
Lead the RCSA’s Continuous Risk Management (CRM) program in maintaining the ongoing identification, assessment and residual risk management of all Operational and Compliance risks and the Key Controls that mitigate them
Provide support in execution and oversight of the RCSA program through defined escalation pathways to governance forums on residual risk, new and existing Risk Acceptances, KRI breaches, most significant risks, control Issues, emerging Operational and Compliance Risks impacting business objectives, and on the timeliness and effectiveness of corrective actions taken to improve controls
Interact with Markets 1LOD teams, Operational Risk Management, Compliance, Internal Audit and other functions to provide deliverables and business insight
Participate as required in ad-hoc reviews and regulatory / supervisory examinations of the Markets business
Support other ad-hoc initiatives where required

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Fulltime

Compliance Officer

To be a positive member of the Compliance Team in the UK that acts as a safeguar...

Location

United Kingdom , Various location across UK

Salary:

45000.00 GBP / Year

Lawes Consulting Group

Expiration Date

Until further notice

Requirements

Keep up to date with, and understand, relevant laws and regulations
Support the business with ongoing projects to ensure regulatory changes are understood
Update documentation as appropriate for the business to remain compliant
Support the auditing and role plays across all business areas
Support the business meet its growth aspirations by supporting new business pitches
Support the Head of Compliance with responding to the regulators or PI insurers requests for information
Support the Head of Compliance with updating the Board in a timely way
Support the Head of Compliance in actions arising from the ongoing Risk Committee process
Monitor and report on available management data
Manage complaints and the complaints process

Job Responsibility

To be a positive member of the Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company as well as for our clients

Fulltime

Client Controls Business Risk Officer

We are seeking a high-performing, highly motivated professional with a backgroun...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
Ability to identify, measure, and manage key risks and controls
Strong knowledge in the development and execution for controls
Proven experience in control related functions in the financial industry
Proven experience in implementing sustainable solutions and improving processes
Understanding of compliance laws, rules, regulations, and best practices
Understanding of Citi’s Policies, Standards, and Procedures
Strong analytical skills to evaluate complex risk and control activities and processes
Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level
Strong problem-solving and decision-making skills

Job Responsibility

Assessing the effectiveness of existing controls, identifying areas for improvement, and implementing necessary changes
Help drive and manage controls enhancements focused on increasing efficiency and reducing risk
Keep Management aware of the risk and control environment of the Business, including emerging risks, through continuous and open communication
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Assist in the execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance Policies
Drive, quality, completeness, and accuracy of implementation of the control framework and maintain a robust Manager’s Control Assessment (MCA) in accordance with the ORM Policy & Framework, as well as applicable Policies, Standards, and Procedures
Assist covered teams within Client in adherence to Policies, Standards and Procedures
Collaborate with key stakeholders to develop comprehensive corrective action plans to address identified control gaps or failures, ensuring compliance with Issue Management Policy, Standards and Procedures, including identification of issue root causes, partnering with control and process owners to recommend holistic corrective actions and improvements, and providing check and challenge
Take ownership to identify and assess Operational and Compliance Risk events, ensuring these are captured accurately, timely and in accordance with requirements
Serve as a point of contact for audit groups and ensure that all audit requests are timely and appropriately provided

What we offer

In-depth and end-to-end knowledge of processes related to supported functions and partners’ organization
In-depth understanding of the firms’ risk and controls governance and framework standards and take part in strategic changes of the controls environment
Develop technical skills through process improvement and automation
Collaborate with colleagues from different functions, countries, and diverse backgrounds
Gain exposure to the Firm’s senior stakeholders within various functions
Work in a friendly, dynamic, and diversified environment, appreciating differences in style and perspective

Fulltime

Risk, Audit & Compliance Officer

ACCA

Location:
Nigeria , Lagos

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
December 27, 2025

Expiration:
January 25, 2026

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Location:Nigeria , Lagos

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Nice to have:

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Job Posted:December 27, 2025

Expiration:January 25, 2026

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Job Posted:
December 27, 2025

Expiration:
January 25, 2026