Risk Assessment Manager Job at Barclays (Northampton)

Manager - Compliance Risk Assessment Program

Global Compliance and Ethics (GCE), is responsible for establishing and maintain...

Location

United States , New York; Sandy

Salary:

89250.00 - 150250.00 USD / Year

Amex

Expiration Date

Until further notice

Requirements

Bachelor’s and/or master’s degree in finance, law, business, or a related field
5–7 years of experience in Compliance, Risk, Audit, or related field in financial services
Foundational understanding of risk assessment principles, regulatory compliance, and internal control frameworks
Highly organized with strong attention to detail and problem-solving skills
Strong written and verbal communication capabilities
Excellent understanding of compliance risk management frameworks and the three lines of defense model
Professional experience in handling Risk Assessments and clear understanding of inherent risk, residual risk and control effectiveness principles
Strong leadership and interpersonal skills with the ability to influence and collaborate with people at all levels of the organization
Exceptional problem-solving, analytical, and decision-making skills, with the ability to balance business objectives with regulatory requirements
Excellent project management and organizational skill, with the ability to manage multiple priorities in a fast-paced environment while maintaining attention to detail

Job Responsibility

Support the implementation and continuous improvement of the CRA methodology and supporting procedures
Maintain documentation, templates, and job aids used by business compliance teams
Facilitate CRA-related communications, including training sessions, guidance documents, and forums
Track CRA execution status across 2LOD and escalate delays or inconsistencies
Analyze CRA submissions to identify thematic risks, trends, and opportunities for challenge
Assist in the preparation of executive reports and risk summaries for governance committees
Participate in the evaluation of CRA tooling and system enhancements
Support regulatory, audit, and testing reviews related to the CRA process

What we offer

Competitive base salaries
Bonus incentives
6% Company Match on retirement savings plan
Free financial coaching and financial well-being support
Comprehensive medical, dental, vision, life insurance, and disability benefits
Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need
20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy
Free access to global on-site wellness centers staffed with nurses and doctors (depending on location)
Free and confidential counseling support through our Healthy Minds program
Career development and training opportunities

Fulltime

Risk Manager, Risk Assessments

As a Manager within the Commercial Risk Office, you will join a high-performing ...

Location

United States , Charlotte; McLean; Richmond; Plano

Salary:

138100.00 - 173400.00 USD / Year

Capital One

Expiration Date

Until further notice

Requirements

Bachelor’s Degree or military experience
At least 5 years of experience in financial services
At least 2 years of experience in a project management role

Job Responsibility

Orchestrate Flagship Risk Programs: Lead the strategic execution and governance of Capital One’s four flagship risk assessment programs for the Commercial Bank: Divisional Risk Identification, Business Unit Risk Assessments, Process Level Assessments, and Product Risk Assessments
Cross-Functional Portfolio Exposure:Provide expert risk oversight and advisory across diverse Commercial Banking lines of business, including Capital Markets, Commercial Real Estate (CRE), Corporate Banking, and Treasury Management
Multi-Dimensional Risk Management: Analyze and mitigate a broad spectrum of risk disciplines, ensuring comprehensive coverage of Operational, Compliance, Strategic, Reputational, Market, Liquidity, and Credit risks
Strategic Ecosystem Collaboration: Act as a critical 1st Line partner by collaborating with 2nd Line (Enterprise Risk Management, Operational Risk Management, Compliance, AML) and 3rd Line (Audit) stakeholders to drive exam readiness and develop leading-edge mitigation solutions
Analytical Trend Identification:Utilize advanced analytical skills to identify internal and external risk trends, transforming data-driven insights into actionable improvements for the broader Risk Management Framework
Thought Leadership & Innovation: Serve as a subject matter expert by challenging the status quo and evaluating current practices to evolve the Commercial Risk Assessment Program in alignment with a changing regulatory landscape
AI-Driven Risk Innovation:Identify and implement opportunities to leverage Artificial Intelligence to automate risk identification, enhance the control environment across risk profiles, and drive efficiency across high-volume assessment workstreams
Relationship Management: Build and maintain high-trust partnerships across Legal, Fraud, and Tech/Cyber teams to ensure risk assessments are integrated, holistic, and supportive of long-term business growth

What we offer

performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Fulltime

Senior Manager / Manager, Risk Advisory Services

Risk Advisory Services team provides a wide range of consultancy services, inclu...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

Bachelor’s degree or above in Accounting / Finance or related discipline
Member of professional qualification preferred such as HKICPA / ACCA / CPAA / CIA
A minimum of 7 years of relevant experiences in professional accounting firms
Experience working within risk assessment, internal audit, internal control, operation audit or compliance function as an internal employee or as part of a professional services firm
Fluency in spoken English and Cantonese
Putonghua is a must
Good written presentation skills in both English and Chinese (HKDSE Level 5 or above in Writing, or equivalent)
Attention to details, able to work independently to deliver timely, accurate and high-quality work
Strong business acumen, strategic planning, and project management skills
Logical thinker with excellent interpersonal and communication skills

Job Responsibility

Responsible for designing and take the lead in executing the day-to-day activities of risk management and internal audit review engagements and / or advisory engagements for our listed clients / undergoing IPO applications in Hong Kong
Obtain good understanding of business operations, processes and controls
Plan activities related to development of audit programme, and execution of internal audits
Participate in proposal development, project scoping, delivery risk management and the review of deliverables
Participate in seminar, forum, in house / external training session
Provide insights to client via qualitative and quantitative risk analysis and rating, risk management strategy and relevant internal control objective
Review, analyse, inspect and evaluate the implementation of control operations, identify internal control weaknesses and provide value-added recommendations
Familiar to prepare ESG reporting in accordance with ESG Reporting Guide of The Hong Kong Stock Exchange and / or similar requirements in worldwide countries

What we offer

medical and dental insurance
life insurance
5-day working week
discretionary performance bonus
birthday leave
marriage leave
employee activities

Fulltime

Construction Risk Manager / Project Manager

Notable construction company is seeking an experienced Project Manager from the ...

Location

United States , Phoenix

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

5–7 years of experience in the construction industry, ideally in project management, operations, and/or prequalification
Strong understanding of project management processes, construction contracts, subcontracts, purchase orders, and related documentation
Experience evaluating and mitigating subcontractor default risk
Strong financial acumen and ability to assess subcontractor risk preferred
Proven ability to build relationships, solve problems creatively, and communicate complex information clearly
Strong work ethic, sound judgment, and ability to anticipate issues and drive positive outcomes

Job Responsibility

Partner with Preconstruction and Operations teams to evaluate subcontractors and bid packages and provide risk mitigation recommendations
Build and maintain strong relationships within the subcontractor community, including tracking performance history, work in progress, prequalification status, and entity structure
Guide project teams through subcontractor prequalification, exception requests, SDI carrier referrals, and risk mitigation planning
Support procurement strategy development, bidder list reviews, and subcontractor assessments for large or complex trade packages
Monitor implementation of risk mitigation plans and promote accountability for compliance
Review annual subcontractor prequalification compliance and assist with renewal processes as needed
Participate in project risk assessments and help monitor subcontractor performance concerns, reserves, and default risk exposure
Serve as a resource on subcontractor risk transfer tools, including bonds, contractual language, and letters of credit
Develop and deliver training materials in in-person, virtual, and on-demand formats
Collaborate with internal business leaders, project teams, and business partners across the country

What we offer

medical, vision, dental, and life and disability insurance
401(k) plan

Fulltime

Construction Risk Manager / Project Manager

Notable construction company is seeking an experienced Project Manager from the ...

Location

United States , Phoenix

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

5–7 years of experience in the construction industry, ideally in project management, operations, and/or prequalification
Strong understanding of project management processes, construction contracts, subcontracts, purchase orders, and related documentation
Experience evaluating and mitigating subcontractor default risk
Strong financial acumen and ability to assess subcontractor risk preferred
Proven ability to build relationships, solve problems creatively, and communicate complex information clearly
Strong work ethic, sound judgment, and ability to anticipate issues and drive positive outcomes
All applicants applying for U.S. job openings must be legally authorized to work in the United States

Job Responsibility

Partner with Preconstruction and Operations teams to evaluate subcontractors and bid packages and provide risk mitigation recommendations
Build and maintain strong relationships within the subcontractor community, including tracking performance history, work in progress, prequalification status, and entity structure
Guide project teams through subcontractor prequalification, exception requests, SDI carrier referrals, and risk mitigation planning
Support procurement strategy development, bidder list reviews, and subcontractor assessments for large or complex trade packages
Monitor implementation of risk mitigation plans and promote accountability for compliance
Review annual subcontractor prequalification compliance and assist with renewal processes as needed
Participate in project risk assessments and help monitor subcontractor performance concerns, reserves, and default risk exposure
Serve as a resource on subcontractor risk transfer tools, including bonds, contractual language, and letters of credit
Develop and deliver training materials in in-person, virtual, and on-demand formats
Collaborate with internal business leaders, project teams, and business partners across the country

What we offer

medical, vision, dental, and life and disability insurance
401(k) plan

Senior Risk Manager - Third Party Risk

Location

United Kingdom , London

Salary:

Not provided

Social Value Portal Ltd

Expiration Date

Until further notice

Requirements

Degree level educated or an equivalent combination of education training and experience with third-party frameworks and industry standards
and/or relevant professional qualification (e.g., IRM International Certificate in Operational Risk, Practitioner Certificate in Information Management, etc.)
Proven third party risk expertise, preferably with knowledge of relevant standards such as ISO 27001, ISO 22301, NIST, and COBIT
A strong understanding of the Lloyd’s or wider company insurance market and frameworks is preferable
Knowledge and experience of risk management frameworks and tools
Demonstrate effective understanding of relevant TPRM regulations for a global organisation operating across the UK, EU, US and Asia
Understanding of the commercial drivers and dynamics affecting risk decisions in the insurance sector, as well as operational and risk processes found within an international insurance group
Ability to build strong partnering relationships with a wide range of stakeholders, in particular the 1st Line TPRM team
Ability to interact professionally and with credibility and manage expectations of management and key stakeholders
Ability to manage time, meet deadlines and prioritise

Job Responsibility

Provide independent oversight and effective challenge to first-line operational risk activities
Review, challenge and contribute to the Third Party Risk Management (TPRM) framework, policies and standards
Support the Head of Operational Risk in facilitating regular Risk & Control Self Assessments (RCSAs) with first line risk owners and stakeholders, ensuring the assessments are performed and documented accordingly
Oversee the management of delegated authority risk within Underwriting, Claims and Operations as part of the TPRM framework
Ensure consistent risk tiering and materiality assessments for all third parties
Review and challenge residual risk assessments, risk acceptances, and exceptions related to Operational Risk
Oversee integration of Third Party Risk into operational resilience, technology, cyber, and data frameworks
Support the implementation and maintenance of a robust control environment with clear ownership and accountability within the business, ensuring control documentation remains accurate and current
Develop and monitor key risk indicators (KRIs) and support risk appetite monitoring and management
Work collaboratively with 1st Line and Risk domain teams, supporting the embedding of the Operational Risk and TPRM framework into the organisation and across the 3 Lines of Defence model

Fulltime

It Senior Manager / It Manager, Risk Advisory Services

Forvis Mazars is a leader in audit, tax and advisory services worldwide, operati...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

Bachelor's degree in computer science, Information Management, Accounting, or other related disciplines
Manager should possess 5+ years' working experience within IT Audit, Cybersecurity, IT Information Security or IT Risk
more experienced may be considered for the position of Senior Manager
Professionally qualified in CISA, CPA other specialist skills/qualifications
Strong command of written and oral communication skills (English, Mandarin & Chinese)
Strong teamwork ability and able to work independently
Good interpersonal, communication and problem-solving skills

Job Responsibility

Analyse and evaluate client's IT risks and controls, provide IT risk reduction recommendations, and assist in implementing solutions
Conduct benchmarking and gap analysis with IT risk-related industry frameworks (i.e. NIST, ISO, COBIT, C-RAF etc.) and provide recommendations
Assist with scoping, financial management, delivery risk management and the initial review of deliverables
Conduct fieldwork and manage small project teams to deliver value-added assurance services to clients
Identify and communicate IT audit findings to senior management and clients
Provide IT general controls and application controls audit support to external audit
Determine the objectives, scope and extent of each IT audit and ensure that the IT audit is professionally and efficiently completed within deadlines
Perform security and vulnerability assessment, assist in compliance monitoring review to identify control weaknesses and recommend remedial actions
Provide an advisory role to business units and IT groups to assess security requirements and controls
to enforce security control policies as planned

What we offer

medical and dental insurance
life insurance
5-day working week
discretionary performance bonus
birthday leave
marriage leave
employee activities

Fulltime

Senior Risk Manager - Third Party Risk

The role supports the Head of Operational Risk in the oversight and management o...

Location

United Kingdom , London

Salary:

Not provided

Social Value Portal Ltd

Expiration Date

Until further notice

Requirements

Degree level educated or an equivalent combination of education training and experience with third-party frameworks and industry standards
and/or relevant professional qualification (e.g., IRM International Certificate in Operational Risk, Practitioner Certificate in Information Management, etc.)
Proven third party risk expertise, preferably with knowledge of relevant standards such as ISO 27001, ISO 22301, NIST, and COBIT
A strong understanding of the Lloyd's or wider company insurance market and frameworks is preferable
Knowledge and experience of risk management frameworks and tools
Demonstrate effective understanding of relevant TPRM regulations for a global organisation operating across the UK, EU, US and Asia
Understanding of the commercial drivers and dynamics affecting risk decisions in the insurance sector, as well as operational and risk processes found within an international insurance group
Ability to build strong partnering relationships with a wide range of stakeholders, in particular the 1st Line TPRM team
Ability to interact professionally and with credibility and manage expectations of management and key stakeholders
Ability to manage time, meet deadlines and prioritise

Job Responsibility

Provide independent oversight and effective challenge to first-line operational risk activities
Review, challenge and contribute to the Third Party Risk Management (TPRM) framework, policies and standards
Support the Head of Operational Risk in facilitating regular Risk & Control Self Assessments (RCSAs) with first line risk owners and stakeholders, ensuring the assessments are performed and documented accordingly
Oversee the management of delegated authority risk within Underwriting, Claims and Operations as part of the TPRM framework
Ensure consistent risk tiering and materiality assessments for all third parties
Review and challenge residual risk assessments, risk acceptances, and exceptions related to Operational Risk
Oversee integration of Third Party Risk into operational resilience, technology, cyber, and data frameworks
Support the implementation and maintenance of a robust control environment with clear ownership and accountability within the business, ensuring control documentation remains accurate and current
Develop and monitor key risk indicators (KRIs) and support risk appetite monitoring and management
Work collaboratively with 1st Line and Risk domain teams, supporting the embedding of the Operational Risk and TPRM framework into the organisation and across the 3 Lines of Defence model

Fulltime

Select Country

Risk Assessment Manager

Job Description

Job Responsibility

Requirements

What we offer

Looking for more opportunities?