Risk and Compliance Professional Job at Axiom Law (Sydney)

Senior Vice President Compliance Risk Management Head

Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by ...

Location

Taiwan , Taipei

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expertise of Compliance laws, rules, regulations, risks and typologies
Excellent written, verbal and analytical skills
Must be a self-starter, flexible, innovative and adaptive
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Ability to work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization
to influence and lead people across cultures at a senior level
Experience in managing regulatory exams and relationships with examiners, auditors, etc.
Awareness of regulatory requirements including local and US laws, international and industry standards

Job Responsibility

Designing, developing, delivering and maintaining best-in-class Compliance programs, policies and practices for ICRM
Translates ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner
provide direction and guidance on the programs
Managing a team or multiple teams of Compliance professionals
Responsible for hiring, compensation, performance appraisals, staff development, training, etc.
Serving as a subject matter expert on Citi’s Compliance programs
Provides expert guidance on function/business/product regulations on a real-time basis to manage compliance risk
Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings
Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product
Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact

What we offer

We’ll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future

Fulltime

Compliance and Risk Manager

Join an Expanding Compliance and Risk Team. An International law firm is seeking...

Location

United Kingdom , London

Salary:

65000.00 - 85000.00 GBP / Year

Jameson Legal

Expiration Date

Until further notice

Requirements

Extensive experience in risk and compliance within a law firm
Advanced knowledge of relevant laws, regulations, and codes of conduct
Excellent communication and report-writing skills
Strong analytical skills, numeracy, and attention to detail

Job Responsibility

Providing expert advice on complex risk and compliance matters, including professional standards, ethics, regulatory compliance, data protection, and conflict of interest
Owning and managing various risk and compliance-related projects, working closely with divisional and business leads
Producing and monitoring risk and compliance data to identify strengths and weaknesses in current processes
Assisting in updating the firm’s precedent documents and creating concise, professional policies and training materials
Developing and delivering bespoke training programmes for different divisions, enhancing the firm’s overall compliance knowledge
Leading the escalation of higher-risk matters to the Risk Committee and coach junior team members

Fulltime

Junior Risk & Compliance Analyst

A prestigious UK law firm is seeking an ambitious Junior Risk & Compliance Analy...

Location

United Kingdom , Manchester

Salary:

Not provided

Douglas Scott

Expiration Date

Until further notice

Requirements

A law degree or equivalent legal training
A meticulous eye for detail and strong organisational skills
Confidence to work independently and handle a varied workload
Previous compliance or legal experience is a bonus, but not essential.

Job Responsibility

Conducting procedural file reviews across all departments
Monitoring SmartSearch alerts and liaising with fee earners
Responding to internal risk and compliance queries
Managing regulatory records via mySRA and overseeing practising certificate renewals
Onboarding new legal professionals, including compliance checks and regulatory updates
Supporting internal and external training on compliance matters
Maintaining internal registers and assisting with data breach responses
Preparing for key accreditations (e.g., Lexcel, CQS) and staying ahead of regulatory developments
Working closely with client services and reviewing referral agreements.

What we offer

Generous benefits package including 25+ days’ annual leave, private medical insurance, income protection, and more
Early Friday finishes
Paid charity days
An active calendar of social events.

Fulltime

Senior Risk and Compliance Manager

Senior Risk and Compliance Manager (m/f/d) to build and unite processes across b...

Location

Germany , Berlin

Salary:

Not provided

Project A Ventures GmbH

Expiration Date

Until further notice

Requirements

Several years of experience working in an asset management company, bank, insurance company, or auditing or auditing firm
Professional background in legal, commercial, or business administration, ideally with tax knowledge (including legal, administrative, or banking or insurance qualifications)
Experience in risk management and compliance including ESG knowledge (required) and experience with DORA (desirable)
Strong affinity for numbers, structures, and processes
Business-level proficiency in both German and English

Job Responsibility

Manage risk and compliance processes in a licensed asset management company with more than ten closed-end “Spezial-AIFs”
Strengthen the Risk Management & Regulatory Affairs Department through enhancing reporting and processes in the areas of risk management, ESG compliance, and outsourcing controlling
Actively communicate with external service providers and outsourcing companies, as well as with internal front- and back-office units
Conduct ESG due diligence on investments in portfolio companies while also supporting the Investment Team with ESG-related documentation
Create and continuously maintain SFDR disclosures and ESG policies
Drive the development of new and ongoing risk and compliance reporting
Continuously enhance risk management and regulatory compliance across multiple front and back office units
Be at the interface between Project A and its regulated UK subsidiary

Fulltime

Manager, Capital Markets Risk, Operations & Compliance

We are seeking a Manager, Capital Markets Risk, Operations & Compliance to join ...

Location

United States , Reston, VA

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree in finance, accounting, risk, or a related business field
At least 7+ years of professional experience in capital markets, banking, financial services, or a similar industry & 3+ years of progressive leadership/project management experience
Demonstrated knowledge of capital markets operations, compliance, risk management, and business continuity practices
Fluency with Microsoft Office (Excel, PowerPoint, Word) and data analysis software
Familiarity with Governance Risk Compliance tools or similar systems is a plus
Strong ability to collaborate with diverse teams and stakeholders throughout the organization, listen actively, integrate ideas, and resolve conflicts constructively
Familiarity with testing, evaluating, and documenting controls for compliance is a definite advantage

Job Responsibility

Manage and support capital markets and debt services operational processes, including End User Computing testing and remediation
Identify and implement process enhancements to improve business outcomes and achieve more effective risk management and compliance
Partner with cross-functional teams to schedule and assess business continuity tests
Work closely with legal teams to develop and maintain operational agreements
Draft and maintain Risk Controls Self-Assessments and perform validation testing
Act as a Business Owner on agile project teams for Capital Markets modernization
Develop and execute project test plans and attest to compliance with changing regulatory requirements
Build relationships and maintain understanding of partner organizations' operational activities
Work with banks, bond dealers, external regulators, and auditors to drive compliance and operational excellence

What we offer

Competitive compensation and benefits
Free online training
Medical, vision, dental, and life and disability insurance
Eligibility to enroll in company 401(k) plan

Fulltime

Sr. Director, Cybersecurity Governance, Risk & Compliance

The Sr. Director of Cybersecurity Governance, Risk Management, and Compliance (G...

Location

United States

Salary:

173500.00 - 419500.00 USD / Year

Hewlett Packard Enterprise

Expiration Date

Until further notice

Requirements

Bachelor's degree or higher in Information Technology, Cybersecurity, Computer Science, or a related field
Minimum of 10 years of experience in cybersecurity and/or IT Risk, with at least 5 years focus on GRC
Proven track record in a senior leadership role within a large organization
Experience in developing and implementing cybersecurity strategies
Strong knowledge of relevant regulations and standards, such as GDPR, NIST CSF, and ISO 27001
Exceptional leadership and management skills
Strong analytical and problem-solving abilities
Excellent communication and interpersonal skills
Ability to work collaboratively across departments and build consensus
Proficient in cybersecurity technologies and tools.

Job Responsibility

Define and execute a comprehensive cybersecurity GRC strategy that aligns with business objectives and legal/regulatory requirements
Partner with cross-functional teams, including Legal, IT, Audit, and Business Units, to integrate security and compliance requirements into business processes
Recruit, mentor, and develop a high-performing team of GRC professionals
Develop and maintain the cybersecurity governance framework, ensuring it aligns with the organization's overall business objectives
Create policies, procedures, and guidelines that support the cybersecurity strategy
Ensure compliance with industry standards, regulations, and best practices
Identify, assess, and prioritize cybersecurity risks facing the organization
Develop risk mitigation strategies and allocate resources to address key risk areas
Collaborate with other departments to integrate risk management practices across the organization
Monitor and report on the effectiveness of risk management strategies

What we offer

Comprehensive suite of benefits supporting physical, financial, and emotional wellbeing
Career development programs to help achieve career goals
Inclusive work environment valuing diverse backgrounds.

Fulltime

Life Sciences Ethics & Compliance Professional

We are seeking early‑ to mid‑career professionals to support global ethics & com...

Location

United States

Salary:

125000.00 USD / Year

Axiom Law

Expiration Date

Until further notice

Requirements

Bachelor’s degree in a relevant field
5–10 years’ experience in life sciences ethics & compliance, or legal roles in pharma/biotech/medical devices/diagnostics
Strong writing and communication skills
Organized, detail‑oriented, and comfortable managing multiple projects and working cross‑functionally
Strong analytical and problem-solving skills

Job Responsibility

Assist with Code of Conduct and global policy development (e.g., anti‑bribery, HCP interactions, conflicts of interest, third‑party risk)
Help create and deliver training and communications (e‑learning, live sessions, guides, intranet content)
Support conflicts‑of‑interest processes, hotline and investigations tracking, risk assessments, and culture/engagement surveys
Drafting FDA letters and responding to FDA audits
Advising on questions related to the Stark Law and the Anti-kickback Statute/AKS
Partner with Legal, Quality, Medical, Commercial, HR, Finance, IT and others to review projects and contracts for compliance considerations

What we offer

health benefits
401K
professional development resources
learning and development programs

Fulltime

Manager, Financial Crime Enterprise-Wide Risk Assessments & Monitoring

Working with the Senior Manager and other senior members of the FCT, the role wi...

Location

United Kingdom , Multiple UK locations

Salary:

Not provided

The Emerald Group Ltd, Search and Selection

Expiration Date

Until further notice

Requirements

A relevant professional qualification (e.g., ICA, CAMS) is highly desirable
A good understanding of the requirements and best practice for a regulated firm’s financial crime risk and controls framework, including its financial crime standards and policies and specific controls such as CDD, EDD and third-party due diligence
A strong knowledge of the legal and regulatory requirements and guidelines to which the firm is subject in relation to financial crime
Experience reviewing, assessing and approving high-risk clients, third parties and other high-risk escalations such as gifts and hospitality, and knowledge of the financial crime risk management systems

Job Responsibility

Undertaking and maintaining group-wide financial crime risk assessments designed to identify, assess, and mitigate financial crime risks across the firm and the wider group
The design, build and maintenance of risk assessments within the Arctic Intelligence system and the gathering of data to feed into assessments
Maintaining and updating the EWRA Control Library within Arctic Intelligence in response to risk assessments and controls monitoring

Fulltime

Risk and Compliance Professional

Axiom Law

Location:
Australia , Sydney

Category:
Finance

Contract Type:
Employment contract

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
January 05, 2026

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