Retail Equities Trader, Wells Fargo

Wells Fargo

Location:
United States, Charlotte

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

Wells Fargo is seeking a Retail Equities Trader focused on electronic order routing within Wealth and Investment Management. This role involves executing equity and option orders, collaborating with colleagues, driving system efficiencies, and analyzing trading-related technology issues.

Job Responsibility:

Develop an in-depth understanding of internal order entry platforms, order routing systems, execution venues, and other sources of electronic order flow
Support monitoring and oversight activities related to electronic equity and options order flow
Develop an in-depth understanding of order entry and market access controls across internal platforms and external execution venues
Review and analyze trading-related technology issues and other potential risk events, including communication and escalation to trading desk leadership
Utilize data analytics to drive system enhancements and efficiencies
Collaborate and consult with Electronic Order Desk colleagues, trading desk managers, and other internal partners
Assist other traders with the execution of equity and option orders from financial advisors, internal/external money managers, and self-directed retail clients

Requirements:

2+ years of Trading, Customer Service experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Successfully completed FINRA Series 7 and Series 63 (or FINRA recognized equivalents) to qualify for immediate registration

Nice to have:

FINRA Series 55 (or FINRA recognized equivalents)
Equity or options trading experience
Knowledge and understanding of trading desk operations, order management platforms, market data systems, and U.S. equity markets
Experience collaborating with financial advisors or other investment professionals
Strong attention to detail, accuracy, and multi-tasking skills
Analytical and organizational skills
Ability to work in a fast-paced, deadline driven environment
Bachelor's degree, preferably in business

What we offer:

Equal opportunity employer
Employee-focused risk and compliance-driven culture
Proactive monitoring and governance

Additional Information:

Job Posted:
May 30, 2025

Expiration:
June 06, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Retail Equities Trader