Research Associate - Financial Officers Practice Job at Kernel (London)

New

Client Service Associate

Under direct supervision, uses intermediate skills obtained through experience a...

Location

United States , Lakewood Ranch

Salary:

Not provided

Raymond James

Expiration Date

Until further notice

Requirements

High School Diploma or equivalent
One (1) or more years securities industry or related work experience preferred
Knowledge of company’s working structure, policies, mission, and strategies
Knowledge of general office practices, procedures, and methods
Knowledge of investment concepts, practices and procedures used in the securities industry
Knowledge of financial markets, products and industry regulations
Skill in Client Relationship Management (CRM) software, or similar contact management software
Skill in Excel, including developing spreadsheets
Effective communication across multiple client interactive platforms (in-person, virtual, phone and mail)
Ability to operate standard office equipment and using required software applications

Job Responsibility

Service a high volume of daily interactions, including basic inquiries and scheduling of meetings, with prospective and existing clients on the phone, in-person, virtually and through mailings
Work both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office
Process client financial transactions and financial advisor and branch office expenses and expense reports
Open new client accounts and research client and security information using internal databases and other technologies
Ensure client paperwork and documentation is accurate and correct prior to submission and processing
Prepare letters, forms and reports to assist with servicing existing clients and prospecting for new clients
Prepare various business summary reports and client-specific reporting as needed for review by the financial advisor
Create and maintain records and files utilizing Client Relationship Management (CRM) software
Assist Financial Advisors with marketing efforts including seminars and other client-facing events
May enter orders at the direction of the Financial Advisor

Fulltime

New

Client Service Associate

Advise clients about a range of banking products (including savings products, in...

Location

United States , Oklahoma City

Salary:

Not provided

Raymond James

Expiration Date

Until further notice

Requirements

High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred
Knowledge of company’s working structure, policies, mission, and strategies
Knowledge of general office practices, procedures, and methods
Knowledge of investment concepts, practices and procedures used in the securities industry
Knowledge of financial markets, products and industry regulations
Skill in Client Relationship Management (CRM) software, or similar contact management software
Skill in Excel, including developing spreadsheets as needed and for ongoing reporting
Skill in effective communication across multiple client interactive platforms (in-person, virtual, phone and mail)
Ability to operate standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets, and databases
Ability to analyze and research account information

Job Responsibility

Services a high volume of daily interactions, including basic inquiries and scheduling of meetings, with prospective and existing clients on the phone, in-person, virtually and through mailings
Works both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office
Processes client financial transactions and financial advisor and branch office expenses and expense reports
Opens new client accounts and researches client and security information using internal databases and other technologies
Ensures client paperwork and documentation is accurate and correct prior to submission and processing
Prepares letters, forms and reports to assist with servicing existing clients and prospecting for new clients
Prepares various business summary reports and client-specific reporting as needed for review by the financial advisor
Creates and maintains records and files utilizing Client Relationship Management (CRM) software
Assists Financial Advisors with marketing efforts including seminars and other client-facing events
May enter orders at the direction of the Financial Advisor

Fulltime

New

Client Service Associate

Celebrating more than 60 years of rich history and recognition for service and e...

Location

United States , Duluth

Salary:

45000.00 - 80000.00 USD / Year

Raymond James

Expiration Date

Until further notice

Requirements

High School Diploma or equivalent
one (1) or more years securities industry or related work experience preferred
knowledge of company’s working structure, policies, mission, and strategies
knowledge of general office practices, procedures, and methods
knowledge of investment concepts, practices and procedures used in the securities industry
knowledge of financial markets, products and industry regulations
skill in Client Relationship Management (CRM) software, or similar contact management software
skill in Excel, including developing spreadsheets
skill in effective communication across multiple client interactive platforms (in-person, virtual, phone and mail)
ability to operate standard office equipment and using required software applications

Job Responsibility

Service a high volume of daily interactions, including basic inquiries and scheduling of meetings, with prospective and existing clients
work both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office
process client financial transactions and financial advisor and branch office expenses and expense reports
open new client accounts and research client and security information using internal databases and other technologies
ensure client paperwork and documentation is accurate and correct prior to submission and processing
prepare letters, forms and reports to assist with servicing existing clients and prospecting for new clients
prepare various business summary reports and client-specific reporting as needed
create and maintain records and files utilizing Client Relationship Management (CRM) software
assist Financial Advisors with marketing efforts including seminars and other client-facing events
may enter orders at the direction of the Financial Advisor

Fulltime

Executive director prospect development

The Executive Director (ED) oversees prospect management and prospect research a...

Location

United States of America , Rochester

Salary:

96860.00 - 145290.00 USD / Year

University of Rochester

Expiration Date

Until further notice

Requirements

Bachelor’s degree required
Advanced degree preferred
A minimum of 8 years of related experience, particularly in advancement research, development, fundraising, or financial analysis required
or equivalent combination of education and experience
Previous management experience required.
Strong staff management, team building, and training skills.
Proven ability to interact with varied constituencies in a professional manner.
Ability to set priorities and manage several projects simultaneously and exercise critical thinking skills to determine the best use of resources for reaching goals to support the University’s mission.
Excellent analytical, interpersonal, and communication skills, including strong written and verbal skills preferred.
Must understand the need to maintain the confidentiality of donor and prospect information.

Job Responsibility

Develop and implement best practices for research to foster an innovative, creative, cutting-edge, and results oriented research enterprise.
Oversee the identification of new high-capacity prospects, and volunteer leaders through proactive research projects.
Oversee strategies for identifying and rating the capacity of potential prospects, including analyzing hard and soft financial data in the context of gift capacity.
Actively identify new major gift and planned giving prospects through data mining techniques, push technology, demographic, and other searches.
Work closely with the Fundraisers and Development Events team to develop solicitation strategies.
Partner with the data analytics to implement a plan for identifying new and emerging prospects specific to the Institute’s current and future fundraising goals and priorities.
Ensure proper system and data maintenance are in place to support the fundraising efforts of Advancement.
Provide effective leadership of the Prospect Management and Research team to help ensure successful fundraising efforts.
Develop, implement, and maintain a prospect management program that ensures the placement of high-quality prospects in dynamic major gift officer portfolios.
Ensure that all research requests are completed accurately and in a timely manner.

Fulltime

New

Client Service Associate

Celebrating more than 60 years of rich history and recognition for service and e...

Location

United States , Cincinnati

Salary:

45000.00 - 55000.00 USD / Year

Raymond James

Expiration Date

Until further notice

Requirements

High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of experience, education, and/or training as approved by Human Resources
Knowledge of company’s working structure, policies, mission, and strategies
Knowledge of general office practices, procedures, and methods
Knowledge of investment concepts, practices and procedures used in the securities industry
Knowledge of financial markets, products and industry regulations
Skill in Client Relationship Management (CRM) software, or similar contact management software
Skill in Excel, including developing spreadsheets as needed and for ongoing reporting
Skill in effective communication across multiple client interactive platforms (in-person, virtual, phone and mail)
Ability to operate standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets, and databases
Ability to analyze and research account information

Job Responsibility

Services a high volume of daily interactions, including basic inquiries and scheduling of meetings, with prospective and existing clients on the phone, in-person, virtually and through mailings
Works both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office
With a high level of organization and accuracy, processes client financial transactions and financial advisor and branch office expenses and expense reports
Opens new client accounts and researches client and security information using internal databases and other technologies
For proper maintenance and to meet firm and industry requirements, ensures client paperwork and documentation is accurate and correct prior to submission and processing. Follows up to ensure accurate completion
Prepares letters, forms and reports to assist with servicing existing clients and prospecting for new clients
Prepares various business summary reports and client-specific reporting as needed for review by the financial advisor
Creates and maintains records and files utilizing Client Relationship Management (CRM) software
Assists Financial Advisors with marketing efforts including seminars and other client-facing events
May enter orders at the direction of the Financial Advisor

Fulltime

Ssc associate - kyc quality assurance

The firm is looking to recruit an SSC Associate who will join the ATEQA Team (Af...

Location

United Kingdom , Liverpool

Salary:

Not provided

BDO UK LLP

Expiration Date

Until further notice

Requirements

Knowledge and experience of the Anti-Money Laundering Regulations, and the implementation/application of these regulations in real world scenarios
IT skills - strong working knowledge of MS Office including Access, Outlook, PowerPoint, Internet research
Well presented with a professional level of communication
Strong verbal communication, and experience dealing with difficult conversations
Strong written communication with experience collating information into navigable and clear reports, with a high-level summary of key points
Experience with time management and meeting deadlines
Ability to prioritise and support an organised workload

Job Responsibility

Undertaking internal “After the Event” Quality Assurance reviews, to confirm that all appropriate On-Boarding due diligence have been carried out
Creation and management of internal review reporting
Be a subject matter expert and maintain knowledge, expertise
Dealing with internal queries from Client/Project teams, and SSC teams on the firm’s “AML Guidance”
Liaising with Partners and other senior stakeholders to resolve and remediate any deficiencies identified
Support the BAU team
Providing on-going support to the firm’s Money Laundering Reporting Officer (MLRO) and Economic Crime Team
Administration support: Escalating more complex matters
Management and input over an internal ‘Issues Log’
Sharing knowledge and expertise

What we offer

Agile working
Programmes, resources, and frameworks that provide clarity and structure around career development
Informal success conversations to formal mentoring and coaching
State-of-the-art collaboration spaces in our offices
Multidisciplinary events and dedicated resources

New

Client Service Associate

Celebrating more than 60 years of rich history and recognition for service and e...

Location

United States , Evansville

Salary:

Not provided

Raymond James

Expiration Date

Until further notice

Requirements

High School Diploma or equivalent
one (1) or more years securities industry or related work experience preferred
knowledge of company’s working structure, policies, mission, and strategies
knowledge of general office practices, procedures, and methods
knowledge of investment concepts, practices and procedures used in the securities industry
knowledge of financial markets, products and industry regulations
skill in Client Relationship Management (CRM) software, or similar contact management software
skill in Excel, including developing spreadsheets
effective communication across multiple client interactive platforms (in-person, virtual, phone and mail)
ability to operate standard office equipment and using required software applications

Job Responsibility

Services a high volume of daily interactions, including basic inquiries and scheduling of meetings, with prospective and existing clients on the phone, in-person, virtually and through mailings
works both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office
with a high level of organization and accuracy, processes client financial transactions and financial advisor and branch office expenses and expense reports
opens new client accounts and researches client and security information using internal databases and other technologies
ensures client paperwork and documentation is accurate and correct prior to submission and processing
follows up to ensure accurate completion
prepares letters, forms and reports to assist with servicing existing clients and prospecting for new clients
prepares various business summary reports and client-specific reporting as needed for review by the financial advisor
creates and maintains records and files utilizing Client Relationship Management (CRM) software
assists Financial Advisors with marketing efforts including seminars and other client-facing events

Fulltime

New

Client Service Associate

Celebrating more than 60 years of rich history and recognition for service and e...

Location

United States , Denver

Salary:

45000.00 - 65000.00 USD / Year

Raymond James

Expiration Date

Until further notice

Requirements

High School Diploma or equivalent
One (1) or more years securities industry or related work experience preferred
Knowledge of company’s working structure, policies, mission, and strategies
Knowledge of general office practices, procedures, and methods
Knowledge of investment concepts, practices and procedures used in the securities industry
Knowledge of financial markets, products and industry regulations
Skill in Client Relationship Management (CRM) software, or similar contact management software
Skill in Excel, including developing spreadsheets as needed and for ongoing reporting
Skill in effective communication across multiple client interactive platforms (in-person, virtual, phone and mail)
Ability to operate standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets, and databases

Job Responsibility

Services a high volume of daily interactions, including basic inquiries and scheduling of meetings, with prospective and existing clients on the phone, in-person, virtually and through mailings
Works both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office
With a high level of organization and accuracy, processes client financial transactions and financial advisor and branch office expenses and expense reports
Opens new client accounts and researches client and security information using internal databases and other technologies
For proper maintenance and to meet firm and industry requirements, ensures client paperwork and documentation is accurate and correct prior to submission and processing
Prepares letters, forms and reports to assist with servicing existing clients and prospecting for new clients
Prepares various business summary reports and client-specific reporting as needed for review by the financial advisor
Creates and maintains records and files utilizing Client Relationship Management (CRM) software
Assists Financial Advisors with marketing efforts including seminars and other client-facing events
May enter orders at the direction of the Financial Advisor

Fulltime

Research Associate - Financial Officers Practice

Kernel

Location:
United Kingdom , London

Category:
Human Resources

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
January 16, 2026

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for Research Associate - Financial Officers Practice

Client Service Associate

Client Service Associate

Client Service Associate

Executive director prospect development

Client Service Associate

Ssc associate - kyc quality assurance

Client Service Associate

Client Service Associate

Research Associate - Financial Officers Practice

Kernel

Location:United Kingdom , London

Category:Human Resources

Contract Type:Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:January 16, 2026

Looking for more opportunities? Search for other job offers that match your skills and interests.

Similar Jobs for Research Associate - Financial Officers Practice

Client Service Associate

Client Service Associate

Client Service Associate

Executive director prospect development

Client Service Associate

Ssc associate - kyc quality assurance

Client Service Associate

Client Service Associate

Location:
United Kingdom , London

Category:
Human Resources

Contract Type:
Not provided

Job Posted:
January 16, 2026