Regulatory Reporting Sr Analyst, Citi

Citi

Location:
United States, Getzville

Category:
Finance

Contract Type:
Employment contract

Salary:

70080.00 - 105120.00 USD / Year

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Job Description:

The role focuses on but is not limited to SEC Rule 613 Consolidated Audit Trail (CAT), Large Option Position Reporting, Blue Sheet Reporting, and CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny has revealed a need to enhance the firm’s processes and technologies.

Job Responsibility:

Help develop the firm’s CAT support operating model
Review exception reports for the different Regulatory reports managed by the team
Prepare and analyze regulatory reports pursuant to SEC, FINRA, and CFTC rules & regulations
Perform gap analyses of existing reports and propose appropriate solutions
Develop supervisory oversight controls for regulatory reporting
Identify opportunities to implement systematic processes aimed at reducing the firm’s exposure to regulatory risk
Support the firm’s migration to enhanced reporting platforms as a member of User Acceptance Testing (UAT) groups

Requirements:

Bachelor’s degree or equivalent work experience
Experience dealing with annual audits and inquiries by the firm’s regulators (e.g., SEC, FINRA) is a plus
Experience in trade/transaction reporting (e.g., Blue Sheets, Large Option Position Reporting, Large Swap Trader Reporting) is a plus
Experience in Commodity Swaps, Option, and Equity products is a plus
Critical thinking
Problem-solving
Teamwork
Adaptability
Prioritization
Multi-tasking
Attention to detail
Project management
Acts as an owner and acts with urgency
Self-motivated and able to meet goals without micromanagement
Excellent written and oral communication skills and ability to facilitate discussions (including with senior management)
MS office (Excel, Access, Visio, Word, and Power Point) is a plus

Nice to have:

Experience dealing with annual audits and inquiries by the firm’s regulators (e.g., SEC, FINRA)
Experience in trade/transaction reporting (e.g., Blue Sheets, Large Option Position Reporting, Large Swap Trader Reporting)
Experience in Commodity Swaps, Option, and Equity products
MS office (Excel, Access, Visio, Word, and Power Point)

What we offer:

Discretionary and formulaic incentive and retention awards
Medical, dental & vision coverage
401(k)
Life, accident, and disability insurance
Wellness programs
Paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Additional Information:

Job Posted:
August 02, 2025

Expiration:
August 08, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Regulatory Reporting Sr Analyst