Regulatory Reporting Sr. Analyst - AVP Job at Citi (Mumbai)

Job Description

The Regulatory Reporting role is a senior analyst position within the Global Regulatory Operations (RegOps) within Services Markets and Banking Operations group. The individual will support the preparation, analysis and submission of regulatory reports to various constituencies (Securities and Futures Commission (SFC)of Hong Kong, South Korea Financial Supervisory Service (FSS), Monetary Authority of Singapore, Securities and Exchange Board of India, National Securities Depository Limited, The Stock Exchange of Thailand, etc.) based on applicable requirements local regulatory reporting rules and instructions. The position will have a high level of visibility within the organization with opportunities to work directly with other functions within and outside Operations throughout Citi, including the Compliance, Business, Legal, Finance and Technology.

Job Responsibility

Ensure completeness, accuracy and timely preparation of the monthly and daily reports submitted to multiple Regulators across the APAC region
Establish controls for monitoring regulatory reports such as reconciliations, validation checks and variance analysis
Serve as a subject matter expert and central point of contact for regulatory advice and interact with Business, Legal and Compliance as needed to provide responses to regulatory inquiries
Mitigate, manage, escalate, track, and ensure resolution on issues that pose operational regulatory risk to the firm
Develop and maintain effective partnerships with all stakeholders on regulatory related issues
Implement changes to reporting process based on new or changing regulations in conjunction with Business, Operations, Technology, Compliance and Legal
Responsible front to back testing of business and regulatory change, ensuring results are documented and presented for sign off by the supervisor
Automation and Change Management for on-boarding of new reports into the Regulatory Operations Group
Assist the team during regulatory inquiries and examinations, delivering accurate information and analysis to aid regulatory reviews
Has the ability to operate with a limited level of direct supervision
Can exercise independence of judgement and autonomy

Requirements

6+ years of financial industry work experience in Operations, Middle Office, or Projects with an in depth understanding of financial products
Operations Regulatory reporting experience will be considered favorably
Strong technical problem-solving skills and an ability to identify conflicts, discrepancies and other issue
Strong work ethic and highly motivated individual with outstanding record of professional achievement
Attention to detail, proactive in identifying, escalating and resolving potential issues
Strong control and Compliance focus
Material experience with operational risk disciplines
processes, risks, and controls
Strong leadership, interpersonal skills and project management skills
Demonstrated ability to thrive in meeting Regulatory and Compliance requirements would have an added advantage
Understanding of trade lifecycle would be a plus
Good verbal and written communication skills in English and in Chinese would be an advantage
Utilizing Digitalization Tools to automatize processes and create controls for data quality and flow
Excel to create macros to analyze large amount of data across reports
Bachelor’s/University degree or equivalent experience

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Regulatory Reporting Sr. Analyst - AVP

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