Regulatory Reporting Senior Analyst, Citi

Citi

Location:
United States, Getzville, New York

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

The role involves responsibilities in regulatory reporting with a focus on SEC Rule 613 Consolidated Audit Trail (CAT), Large Option Position Reporting, Blue Sheet Reporting, and CFTC Part 20 Swaps Large Trader Reporting. The candidate will be expected to help develop the firm’s CAT support operating model, review exception reports, prepare regulatory reports, perform gap analyses, and develop supervisory oversight controls. Ideal candidates should demonstrate critical thinking, problem-solving, teamwork, and adaptability while using tools like MS Office.

Job Responsibility:

Help develop the firm’s CAT support operating model
review exception reports for the different Regulatory reports managed by the team
prepare and analyze regulatory reports pursuant to SEC, FINRA, and CFTC rules & regulations
perform gap analyses of existing reports and propose appropriate solutions
develop supervisory oversight controls for regulatory reporting
identify opportunities to implement systematic processes aimed at reducing the firm’s exposure to regulatory risk
support the firm’s migration to enhanced reporting platforms as a member of User Acceptance Testing (UAT) groups

Requirements:

Bachelor’s degree or equivalent work experience
experience dealing with annual audits and inquiries by the firm’s regulators (e.g., SEC, FINRA) is a plus
experience in trade/transaction reporting (e.g., Blue Sheets, Large Option Position Reporting, Large Swap Trader Reporting) is a plus
experience in Commodity Swaps, Option, and Equity products is a plus

Nice to have:

experience dealing with annual audits and inquiries by the firm’s regulators (e.g., SEC, FINRA)
experience in trade/transaction reporting (e.g., Blue Sheets, Large Option Position Reporting, Large Swap Trader Reporting)
experience in Commodity Swaps, Option, and Equity products
MS office (Excel, Access, Visio, Word, and Power Point)

What we offer:

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
discretionary and formulaic incentive and retention awards

Additional Information:

Job Posted:
August 22, 2025

Expiration:
August 28, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Regulatory Reporting Senior Analyst