Regulatory Reporting Senior Analyst, Citi

Citi

Location:
United States, Getzville

Category:
Finance

Contract Type:
Not provided

Salary:

70080.00 - 105120.00 USD / Year

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Job Description:

The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate the inherent risk of non-compliance with the SEC's Client Asset Protection rule (15c3-3), a Tier 2 US regulation. This is deemed a Financial Responsibility rule by the SEC, requiring an annual attestation by CGMI's executives CEO, COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report).

Job Responsibility:

Lead teammates and work cohesively with peers across the firm to: design, execute, and monitor efficacy of controls to ensure customer securities are segregated in our international network of custody locations on a timely basis
monitor that the firm’s trade/system flows are operating within the confines of this regulation to ensure client positions are not at risk of being utilized
Monitor and manage key metrics associated with reports to identify challenges and issues
Support implementation of processes and controls to mitigate the risk of inaccurate reporting
Collaborate with the team to drive process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process
Assist the team during regulatory inquiries and examinations, delivering accurate information and analysis to aid regulatory reviews
Work with peers and program leaders on the implementation of U.S. regulatory changes within the reporting framework
Partner with Risk & Controls team to maintain and enhance an effective internal control’s structure
Has the ability to operate with a limited level of direct supervision
Can exercise independence of judgement and autonomy
Perform analysis of financial results and conclude cause of variances

Requirements:

3+ years of extensive experience within the financial services industry and regulatory reporting
Foundational knowledge of U.S. regulatory agencies and customer protection requirements
Able to navigate through a large organization to streamline and summarize multiple information points and create repeatable processes to build consistency in presenting information
Strong oral and written communication skills, with ability to synthesize complex concepts, and influence change
Strong technical problem-solving skills and an ability to identify conflicts, discrepancies and other issues and bring together the right team to solution them
Ability to manage competing priorities and tasks in a complex and dynamic and work well as part of a team
Experience managing large tasks in complex environments
MS Office, particularly Excel: basic understanding and functions for ad-hoc analysis, such as filtering, sorting, pivoting, lookups, etc.
Broker/Dealer books and records fluency, such as stock record
Bachelor's/University degree in Finance, Accounting or related field

What we offer:

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Additional Information:

Job Posted:
August 16, 2025

Expiration:
August 21, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Regulatory Reporting Senior Analyst

Citi

Location:United States, Getzville

Category:Finance

Contract Type:Not provided