Regulatory Reporting Junior Analyst

• Processing of daily client money and shortfall calculations
• Engaging with key stakeholders, business lines, control groups and client asset oversight teams
• Input of daily payments to adjust books and records
• Collation and completion of monthly Client Money Asset Return (CMAR & MCAR)
• Timely and accurate collation and distribution of key MIS reports for all relevant CASS processes
• Adherence to all Control and Compliance requirements and updating procedures
• Identification of areas for improving existing regulatory reporting processes and controls
• Supporting the Change Team, Technology and other relevant stakeholders to deliver technology solutions
• Assisting with UAT where required
• Participation in ad-hoc projects
• Developing regulatory understanding with opportunity to develop into a CASS subject matter expert

• Experience in Securities & Banking Operations, or in a Control or Regulatory/Compliance function
• Strong product knowledge
• Working understanding of systems and product flows
• Knowledge of CASS rules and regulations would be advantageous
• Team player who works well with colleagues of all levels
• Ability to build productive working relationships across Operations
• Ability to consistently deliver work of a high standard whilst under pressure
• Understand the front to back technology used within the day to day processes
• Self-motivation, flexibility and a strong desire to succeed
• Eagerness and willingness to learn and develop within a team environment
• Good communication skills

Knowledge of CASS rules and regulations

• Generous holiday allowance starting at 27 days plus bank holidays
• Discretional annual performance related bonus
• Private medical insurance packages
• Employee Assistance Program
• Pension Plan
• Paid Parental Leave
• Special discounts for employees, family, and friends
• Access to an array of learning and development resources