Regulatory Reporting Assurance - AVP Job at Barclays (Chennai)

Regulatory Reporting Sr. Analyst - AVP

The Regulatory Reporting group is a centralized unit within ICG O&T that is resp...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Previous experience within Regulatory Reporting, such as: EMIR/CFTC/MIFID, highly desirable
6+ years of previous financial services experience, within regulatory reporting / capital markets middle office / OTC derivative products, trade lifecycle
Demonstrated experience in the successful implementation of projects, operational process change and improvement, preferably within capital markets operations
Exposure to SQL/VBA (advanced Excel) is an advantage
Experience in collecting, defining and documenting business and technology requirements, test plans and other project management artefacts
Experienced in consulting with project stakeholders, including the skills to facilitate compromises and resolve conflicting requirements. (Strong Project Management / Stakeholder Management skills)
Ability to identify and communicate risk issues, concepts, and mitigations/solutions effectively.
Ability to engage with multiple stakeholders demonstrating strong verbal and written communication skills.
Proven problem-solving and decision-making skills, capable of managing and resolving conflict with clients
Self-motivated, detail oriented well organized with strong verbal and written communication skills

Job Responsibility

Oversee and ensure the day-to-day delivery of complete, accurate and timely reporting as defined by regulation and industry practice
Manage and oversee BAU processes for EMIR Reporting, ensuring all reporting is completed accurately and on time. Controls / Reconciliation experience for BAU operations will be highly valued in this aspect.
Monitor daily reporting controls – Pairing & Matching, Reconciliations, Errors & Omissions
identify and provide transparency into reporting issues whilst working with key stakeholders across the business and technology to remediate any gaps.
Responsible for resolving regulatory reporting exceptions and rejections daily across EMIR and conducting root cause analysis
Act as point of contact for EMIR Reporting.
Ensure procedures and controls adhere to Citi’s Global Risk & Control as well as Global Regulatory Reporting policies
Conduct data analysis on large data sets to identify root causes of complex issues
Work closely with colleagues from Operations & Technology, Compliance, Legal, Risk & Control and business unit managers to ensure transparent and aligned objectives
Support in addressing questions arising from regulators, compliance assurance and internal audit

Fulltime

Non-Financial Regulatory Reporting Sr. Analyst - Avp

Non-Financial Regulatory Reporting Sr. Analyst - AVP role is responsible for the...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Bachelor's or Master's degree in Finance, Economics, Accounting, or related field
8–12 years of relevant experience in Regulatory Reporting or Financial Services Operations
Strong knowledge of Trade and Transaction Regulatory Reporting
Hands-on understanding of RBI and other regulations relating to regulatory reporting
Solid understanding of OTC derivatives and products
Experience with regulatory reporting systems and data controls
Strong analytical, problem-solving, and communication skills
Ability to manage multiple priorities in a high-pressure environment

Job Responsibility

Manage and execute end-to-end regulatory reporting for Trade and Transaction Reporting obligations
Ensure adherence to applicable RBI and other regulations relating to regulatory reporting
Interpret regulatory changes and assess impact on reporting processes
Ensure regulatory operations procedures and controls are in place and adhere to Citi’s Global Risk & Control as well as Global Regulatory Reporting policies
Conduct data analysis on large data sets to identify root causes of complex issues
Perform oversight, review, and quality assurance of reported data
Partner with Technology, Operations, Compliance, Legal and Front Office teams
Support internal and external regulatory inquiries, audits, and reviews
Collaborate with the team to drive process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process
Maintain strong governance, documentation, and control frameworks

Fulltime

Barclays Europe Compliance Assurance Avp

Join us as a Barclays Europe Compliance Assurance AVP where you will be responsi...

Location

France , Paris

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Compliance experience in a regulated firm, regulatory consultancy practice or similar
Understanding of the European regulatory framework around corporate banking, including PSD3, SEPA Instant Regulation, Cross Border Payments Regulation, MifID2 and Market Abuse
Ability to multi-task and manage projects while completing daily tasks and responsibilities
Excellent written and verbal communication skills in English and French
Proactivity and an ability to lead engagement on behalf of the team at business governance fora, providing measured and proportionate check and challenge to manage risk, escalating where appropriate

Job Responsibility

Development and refresh of the Compliance Assurance Annual Plan, ensuring that the Annual Plan focuses on areas of highest risk and value in relation to Compliance Risk
Delivery of risk-based assurance activity to validate the effectiveness of controls and processes designed to mitigate Compliance Risk
Identification of potential risks associated with non-compliance or control weaknesses in relation to Compliance Risk
Verbal and written communication of Compliance Assurance reports and issues to enhance the effectiveness of Compliance Risk management and oversight
Build, development and maintenance of effective relationships between Compliance Assurance and stakeholders across the three lines of defence
Proactive adoption of Data Analytics capabilities to increase the efficiency, effectiveness and coverage of Assurance work
Continued focus on the Barclays Mindset and Consistently Excellent to enhance the Assurance that we deliver, how it is delivered and the culture within the bank

New

Avp - Controls And Governance

Join Barclays as AVP - Controls and Governance role, you will play a critical r...

Location

India , Chennai

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Excellent written and verbal communication skills, with the ability to convey complex and sensitive information to senior audiences
Strong understanding of Data Governance requirements, including data lineage data quality, data ownership and critical data elements
Solid knowledge of Risk and Control Self‑Assessment (RCSA) requirements and practical application
Strong understanding of a bank's risk and control environment, including governance frameworks and internal control standards
Prior experience working within controls, governance, risk, or assurance function
Strong analytical and problem-solving capability, with a structured and risk-focused mindset
Experience producing data visualization & management reporting to support governance and decision making

Job Responsibility

Play a critical role in strengthening the firm's data governance framework across the Stress Testing and Impairment Finance Transaction Cycle (FTC)
Ensure the integrity, transparency, and regulatory compliance of data assets, with a strong focus on data lineage, data quality, Issue Management and governance controls
Development and implementation of stress testing methodologies and analysis of the results to identify potential vulnerabilities, assess capital adequacy, and inform risk mitigation strategies
Management of the bank's financial risks, including development and implementation of risk management strategies and communication of financial risks to relevant stakeholders
Analysis of the bank's capital position and assessment of its ability to meet regulatory capital requirements, development of capital management strategies to optimise capital utilisation and evaluation of the impact of capital allocation decisions on the bank's risk profile and financial performance
Orchestration of process cycles for the Planning and Stress Testing FTC and project managing delivery of the Planning Process and stress tests
Documentation of requirements prescribed by the Regulator, Process/Data Owner Tracking and reporting cycle progress via P&ST Steer Co, POC, Working Groups and the workflow tool
Management of data, dataflows and data quality from contributors - input through to report submission
Management of BAU systems to enable a quick outcome and iterative generation of Capital or Funding plans and separately drive process reengineering initiatives
Ownership of the control's environment, standards, conformance, partnering with BIA to ensure the FTC meets its controls and governance objectives

Fulltime

Director-FPA Operations

Responsible for direction, oversite and operational activities of the Ambulatory...

Location

United States , New York

Salary:

140000.00 - 230000.00 USD / Year

Mount Sinai Health System

Expiration Date

Until further notice

Requirements

Bachelors Degree required, Masters degree preferred
5-7 years minimum of experience in health care operations or administration
managing resources and leading successful teams

Job Responsibility

Provides administrative direction and coordination in the formulation, interpretation and administration of current and long range Ambulatory policies, procedures and programs
Under the direction of the Senior Director of Ambulatory and the AVP of Ambulatory Operations and in coordination with the Ambulatory Operations Directors, leads, directs and oversees the daily operation of Ambulatory practices, including reviewing workflows, reviewing staffing and ensuring staffing competencies are appropriate
Creates, implements and monitors consistent KPI’s tracking, reporting and disseminating information while providing guidance on and identifying areas for improvement
Manages work assignments, identifies, and supports resolution to issues working to resolve ongoing issues
Establishes goals and objectives for the Ambulatory practices that are consistent with Mount Sinai Health System or School of Medicines policies and federal, state and local regulations
Defines and documents procedures, identifies process and workflow changes for continuous improvement and implements best practices for greater efficiency
Collaborates with department and practice leadership and/ or Chairman/Vice Chair/Operations Directors to develop short term and long range plans
Will support Sr. Director for Ambulatory to define, create and implement a Practice Manager and Administrative Director on-boarding and mentorship program for the Ambulatory practices maintaining and updating as needed
Provides oversight and guidance to Ambulatory staff including practice managers, administrative assistants, front desk, scheduling staff, and other non-clinical employees to ensure compliance with established practices, to implement new policies and to keep employees aware of changes and current standards
Drive operational improvements through Epic optimization efforts, including upgrade readiness, workflow redesign, and implementation of new functionality to support ambulatory practice performance and patient care delivery

Fulltime

Avp internal audit

The Senior Auditor is responsible for delivering audit assurance activities with...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years of relevant experience in a related role
Solid understanding of Technology and Cybersecurity and the related regulatory environment
Related certifications (CPA, ACA, CFA, CIA, CISA, ACAMS or similar) preferred
Effective verbal and written communication and negotiation skills
Effective project management skills
Effective influencing and relationship management skills
Ability to remain unbiased in a diverse working environment
Bachelor’s/University degree or equivalent experience

Job Responsibility

Participate in the Citibank UAE audits including drafting audit reports, presenting issues to the business, and discussing practical and sustainable solutions
Monitor regulatory developments to ensure audit coverage addresses applicable regulatory requirements
Conduct audit and regulatory issue validations, risk assessments and business monitoring
Adhere to Internal Audit standards, policies, and regulatory requirements while providing timely and effective audit assurance
ensure established timelines and budgets are met
Apply professional judgement in evaluating risks and forming audit conclusions, escalate significant risks accordingly
Contribute to continuous improvement of audit assurance processes, including development of data analytics and usage of AI tools to enhance audit efficiency and coverage
Develop and maintain effective relationships with stakeholders to ensure strong understanding of the business

AVP Internal Audit

The Senior Auditor is responsible for delivering audit assurance activities with...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years of relevant experience in a related role
Solid understanding of Compliance Risk Management and the related regulatory environment
Related certifications (CPA, ACA, CFA, CIA, CISA, ACAMS or similar) preferred
Effective verbal and written communication and negotiation skills
Effective project management skills
Effective influencing and relationship management skills
Ability to remain unbiased in a diverse working environment
Bachelor’s/University degree or equivalent experience

Job Responsibility

Participate in the Citibank UAE audits including drafting audit reports, presenting issues to the business, and discussing practical and sustainable solutions
Monitor regulatory developments to ensure audit coverage addresses applicable regulatory requirements
Conduct audit and regulatory issue validations, risk assessments and business monitoring
Adhere to Internal Audit standards, policies, and regulatory requirements while providing timely and effective audit assurance
ensure established timelines and budgets are met
Apply professional judgement in evaluating risks and forming audit conclusions, escalate significant risks accordingly
Contribute to continuous improvement of audit assurance processes, including development of data analytics and usage of AI tools to enhance audit efficiency and coverage
Develop and maintain effective relationships with stakeholders to ensure strong understanding of the business

Fulltime

Avp internal audit

The Senior Auditor is responsible for delivering audit assurance activities with...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years of relevant experience in a related role
Solid understanding of Technology and Cybersecurity and the related regulatory environment
Related certifications (CPA, ACA, CFA, CIA, CISA, ACAMS or similar) preferred
Effective verbal and written communication and negotiation skills
Effective project management skills
Effective influencing and relationship management skills
Ability to remain unbiased in a diverse working environment
Bachelor’s/University degree or equivalent experience

Job Responsibility

Participate in the Citibank UAE audits including drafting audit reports, presenting issues to the business, and discussing practical and sustainable solutions
Monitor regulatory developments to ensure audit coverage addresses applicable regulatory requirements
Conduct audit and regulatory issue validations, risk assessments and business monitoring
Adhere to Internal Audit standards, policies, and regulatory requirements while providing timely and effective audit assurance
ensure established timelines and budgets are met
Apply professional judgement in evaluating risks and forming audit conclusions, escalate significant risks accordingly
Contribute to continuous improvement of audit assurance processes, including development of data analytics and usage of AI tools to enhance audit efficiency and coverage
Develop and maintain effective relationships with stakeholders to ensure strong understanding of the business

Fulltime

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Regulatory Reporting Assurance - AVP

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