Regulatory Policy VP Jobs

VP, Regulatory Execution - Data Governance Lead Analyst

The position will part of the Regulatory Execution team within Risk Data and Tec...

Location

Canada , Mississauga

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-8+ years experience in a financial industry and risk management function
Client focused, able to operate as partner to senior business stakeholders
Experience in Audit, Data Governance and/or Project Management Transformation role
Technical and Analytics skills to perform policy gap assessment
Bachelor’s degree in Business, Economics or Financial Engineering or equivalent experience, Masters degree a plus

Job Responsibility

Assist with the successful implementation and adoption of the Citi Data Governance Policy (CDGP) for the Risk Division globally
Assess and track compliance of Risk function with Citigroup Data Governance Policy which may include the establishment of appropriate Data Governance forums
Develop strong relationships with the different Risk functions to ensure appropriate levels of communication to drive awareness as well as to collect feedback to support process improvement
Assist in the development and ongoing maintenance of a set of Risk-owned procedure documents which will be used to direct functional teams within Risk on how to implement the policy standards
Contribute to the adherence of ‘best practices’ related to data management, implementation of controls, and escalation of detected exceptions across the Risk organization
Assist with managing execution of Regulatory and Internal Audit Corrective Action Plans related to Risk data and coordinating responses and execution plans across Functional Data teams
Support the Data governance forums to communicate status, risks and issues related to the relevant forum with escalation to senior management where appropriate
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards
Assist with data risk and controls governance initiatives such as ensuring adequately designed controls are in place to mitigate inherent risks, support Management Control Assessments to monitor and measure control effectiveness, etc
Assist with the governance and oversight activities related to Privacy capabilities, establish, and oversee the process for the system of record identification, and support assessments to ensure that privacy requirements records are monitored and measured effectively

Fulltime

Head of Public Policy (Benelux & EU)

As Head of Public Policy (Benelux & EU), you will report to the VP Northern Euro...

Location

Belgium , Brussels

Salary:

Not provided

Creandum

Expiration Date

Until further notice

Requirements

A Bachelor degree in Law, Political Science, Public Policy, Business, Economics, Communications or similar
Professional fluency in English and Dutch
Experience in public affairs within mobility, transport, tech or other policy-driven sectors
Strong understanding of the Benelux and EU political environment and experience influencing regulatory and political processes
Ability to use data and evidence in policy development and advocacy
Ability to draft regulatory positions, consultation responses and policymaker-facing arguments
Experience leading complex cross-functional work with local and central stakeholders
Experience managing direct reports and developing teams

Job Responsibility

Developing and implementing the Benelux and EU policy strategy in collaboration with the VP Northern Europe, the local team and other central stakeholders
Leading policy development work by outlining regulatory positions, interpreting new rules and producing clear material for EU and national engagement
Working with Analytics and Product teams to strengthen Voi’s evidence base and advocacy positions
Identifying, monitoring and preparing for tenders across the region, ensuring the right policy positioning
Engage proactively with city and regional authorities to shape upcoming mobility tenders and secure opportunities for participation
Collaborating with Product, Operations, Legal, PR and Tender team to align regulatory positions and support readiness for upcoming rules
Owning and developing senior political, technical and administrative relationships across the Benelux and within relevant EU institutions
Representing Voi in consultations, conferences and working groups, on European and national level, ensuring consistent and professional presentation of Voi’s positions
Maintaining oversight of compliance matters in the region and on European level, and preparing internal processes for regulatory change
Managing and mentoring the regional policy team, setting goals, supporting development and ensuring alignment with Voi’s strategic priorities

What we offer

Get “skin in the game” through our employee stock options program and influence policy development in the Benelux and EU
Work with inspiring, motivated and fun colleagues towards a shared mission
Join the micromobility-revolution and be a part of creating sustainable cities made for living, free from noise and pollution

Fulltime

Compliance Independent Assessment (CIA) - VP

Serves as a Vice president for Independent Compliance Risk Management (ICRM)’s I...

Location

Ireland , Dublin

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
Understanding of rules, laws, and regulations, and specific regulatory requirements
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Effectiveness in working within a large scale and complex matrix organization is essential
Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
Excellent oral communication and writing skills in interacting with non-executives and executive management and across several business lines and control functions
Willingness to travel
Knowledge of Compliance laws, rules, regulations, risks and typologies
Must be a self-starter, flexible, innovative and adaptive

Job Responsibility

Developing, implementing, and executing compliance testing and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan for Issuer Services and Investor Services
Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CIA Plan for Issuer Services and Investor Services
Analysing and documenting report findings and leading preliminary discussions with corresponding control/process owners
Assisting with development and enhancement of the CIA Methodologies and Standards for testing, monitoring, and reporting
Utilizing innovative CIA solutions including Data Analytics to increase value and reduce costs of compliance-related activities
Developing effective relationships within CIA function and with other stakeholders including Business process owners and Internal Audit function
Identifying industry best practices and share insight with the CIA teams on a regular basis
Informing CIA management of significant compliance matters that require their attention or action
Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs
Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

Competitive base salary (annually reviewed)
Hybrid working model (up to 2 days working at home per week)
Additional benefits supporting well-being, living well, and saving well

Fulltime

VP, Risk Identification Senior Analyst

Citi’s Enterprise Risk Identification function is responsible for the comprehens...

Location

Canada , Mississauga

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-7 years of relevant experience in risk management or closely related areas
Ability to influence the organization and to affect change up to the most senior levels
Efficiently solves complex, ambiguous problems / situations
Displays a high degree of proactivity and is able to operate independently with minimal guidance
Displays excellent organizational skills and can multi-task effectively
Critical thinking skills, sound business judgment, and demonstrated result orientation
Consistently demonstrates clear and concise written and verbal communication
Collaborative work style i.e., effectively interacts with partners across organizational boundaries / hierarchies
Displays a leadership presence i.e., commands respect from colleagues and ability to earn trust of senior leaders
Good understanding of banking products and environment

Job Responsibility

Support the execution of the Risk Identification frameworks including policy, procedures, process and governance
Provide active guidance and oversight to the First and Second Lines of Defense for the continued alignment of risk identification, measurement, monitoring and reporting practices across Citi’s businesses and functions
Supporting implementation of explicit Risk Identification linkages to other risk management framework components / Enterprise programs such as risk appetite, stress testing, etc.
Display strong understanding of applicable regulatory guidance and support Citi’s continued efforts to address its various regulatory commitments
Support Risk Identification training maintenance and roll-out to applicable stakeholders
Support continued enhancement of Risk Identification technology capabilities and user support for the execution of the quarterly Risk Identification process
Identify opportunities to add value beyond the scope of formal projects e.g., develop and deliver impactful presentations for senior management and stakeholder decisions, drive closure of identified issues
Establish and leverage cross-functional partnerships and network with key internal stakeholders
Perform other duties and functions as assigned

Fulltime

Vp business financial crime risk

This role is a team leader role responsible for driving the implementation of Gr...

Location

Taiwan , Taipei

Salary:

Not provided

HSBC

Expiration Date

December 31, 2025

Requirements

Minimum of Bachelor's degree in business or related field is required
Experienced in the banking field is required
Familiar with HSBC banking services, systems and process
Have a strong concept of banking risk control and management to review the appropriateness of Operational Risk Management processes across IWPB
Operational Risk Management experience
Attention to detail and familiarity with the local regulatory environment
Strong communications, project management, and interpersonal skills

Job Responsibility

IWPB Group Financial Crime Risk (particularly AML/Sanction) policies interpretation
Local policy / regulatory requirement implementation
Central coordination point to ensure all above regulatory and Group policy changes are disseminated to the relevant teams and channels within IWPB
Supervise daily control operations the effectiveness of control
In charge of Customer Selection and Exit Management (CSEM)
Providing guidance on 1LoD quality control for EDD/CDD approvals
Providing guidance and support to front line leadership to ensure their understanding of AML/Sanction policy requirements
Assisting the Business in designing QC as required to ensure EDD/CDD policy requirements are met
Working with the Customer Experience team to identify and address any customer issues resulting from BFCR policies

Fulltime

Senior Analyst: Consulting - Growth & Innovation

ATI Advisory is seeking a high-performing Senior Analyst to join our Growth & In...

Location

United States , Washington, DC

Salary:

Not provided

ATI Advisory

Expiration Date

Until further notice

Requirements

3+ years of experience in strategy consulting, management consulting, corporate strategy, or equivalent roles
Expertise in healthcare (Medicaid and/or Medicare)
Demonstrated ability to perform market research, competitive analysis, financial modelling, business case development, and strategic growth planning
Strong quantitative and qualitative analytical skills
Excellent written and verbal communication skills
Confidence working with senior executives and contributing to proposals and thought leadership
Ability to manage multiple projects and priorities, work autonomously and cross-functionally
High level of professional maturity, initiative, resourcefulness, and growth orientation
Bachelor’s degree

Job Responsibility

Provide Direction & Build Company Assets
Collaborate with the VP of Strategic Initiatives and executive sponsors to define and drive the ATI’s growth agenda
Build and maintain market intelligence tools
Analyze Medicaid and Medicare ecosystems and map supporting services that operationalize healthcare
Lead market scans, competitive landscape analyses, and opportunity assessment for go-to-market insights
Map key stakeholders, regulatory and policy drivers, value chain shifts, and growth levers in target markets
Monitor ongoing market developments, regulatory changes, policy shifts, and competitive moves
Test & Evaluate Market Strategies
Partner with internal teams to support go-to-market strategy, product/solution ideation, and new business development
Develop recommendations and support implementation planning for new business initiatives, partnerships, offerings, or business models

VP, Product Compliance Officer, Wealth

Serves as a Wealth Market Product Compliance risk officer for Independent Compli...

Location

Hong Kong , Kowloon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Knowledge of Hong Kong and Singapore Compliance laws, rules, regulations, risks, preferably of Consumer banking
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong written and verbal communication and interpersonal skills
Ability to both work collaboratively and independently
ability to navigate a complex organization
Excellent project management and organizational skills and capability to handle multiple projects at one time
Demonstrated knowledge in area of focus
Bachelor’s degree
experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof

Job Responsibility

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Providing guidance on rules and regulations relating to Consumer and Citi Private Bank ("Wealth") Market business/products which include Equity, Fixed Income, Structured Product and Derivatives, as well as provide transactional/product reviews and interpretation of internal compliance policies
Assisting with regulatory inquiries and/or examinations
Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product
Supporting the function/business/product in performing timely compliance reviews of new products
Assisting in the development and administration of Compliance training for the supported function/business/product
Additional duties as assigned.

What we offer

Extensive on-the-job training and exposure to senior leaders
Opportunity to grow your career, give back to your community and make a real impact
Resources to meet your unique needs, empower you to make healthy decisions and manage your financial well-being to help plan for your future.

Fulltime

Assistant Controller

The chosen candidate will play a vital role in our financial operations, includi...

Location

United States , Pearland

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of 5 years of experience in an Assistant Controller role or similar
Bachelor's degree in Accounting, Finance, or related field
Comprehensive understanding of Generally Accepted Accounting Principles (GAAP)
Strong analytical and problem-solving skills
Proficiency in accounting software and spreadsheet programs
Ability to work independently and as part of a team
Good communication skills, both written and verbal
Certified Public Accountant (CPA) designation is a plus

Job Responsibility

Contribute to the creation and examination of monthly, quarterly, and yearly financial statements
Aid the VP of Finance in creating and overseeing financial policies, procedures, and internal controls
Conduct reconciliations of the general ledger and aid with the closing processes at the end of the month and year
Evaluate financial performance and generate reports for management to aid in decision-making
Organize and manage audits, maintaining a strong relationship with external auditors and internal stakeholders
Oversee accounts payable and receivable operations, guaranteeing efficient and precise processing
Audit processes for inventory control to ensure accurate and current records for raw materials, finished goods, and work in progress
Generate and upkeep detailed inventory reports, including reconciling physical inventory with financial records
Guarantee proper valuation of inventory based on cost methods and compliance with accounting principles
Utilize current ERP system to boost operational efficiency

What we offer

medical
vision
dental
life and disability insurance
401(k) plan

Fulltime

Regulatory Policy VP

ACCA

Location:
Ireland, Dublin

Category:
Finance

Contract Type:
Employment contract

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
December 14, 2025

Expiration:
December 26, 2025

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