CrawlJobs Logo

Regulatory Policy Adviser

chasedevere.co.uk Logo

Chase de Vere

Location Icon

Location:

Category Icon
Category:
Finance

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided
Save Job
Save Icon
Apply Position

Job Description:

The Regulatory Policy Adviser plays a key role in supporting Chase de Vere’s compliance framework and ensuring adherence to regulatory requirements. The successful candidate will contribute to the firm’s ongoing commitment to uphold robust compliance and regulatory standards. The Regulatory Policy team collaborates closely with other teams, including Business Quality, Complaints, Internal Errors, Compliance Monitoring, and Risk Management—to ensure that the business remains aligned with evolving regulatory requirements and best practices.

Job Responsibility:

  • Support the organisation in managing financial crime risk by conducting client due diligence reviews and investigating potential instances of fraud
  • Administer the training and competence scheme, including assisting advisers on their path to achieving competent adviser status, supporting the broader business in complying with SM&CR requirements, and overseeing the management of specialist licence controls
  • Serve as a point of contact for complex or non-routine regulatory queries, taking appropriate action to ensure timely and effective resolution
  • Maintain the Regulatory section of the intranet by updating content with new documents and revisions and removing obsolete material
  • Draft and update policies and guidance to a high standard, ensuring accuracy and suitability for the intended audience
  • Prepare and circulate the monthly Regulatory Bulletin
  • Review and assess the organisation’s Financial Promotions to confirm factual accuracy and compliance with regulatory standards
  • Produce Management Information to keep the Compliance Manager and Head of Risk and Compliance appropriately informed of activities within the L&R teams

Requirements:

  • Good understanding of regulations applicable to a financial services firm offering financial advice and discretionary management services
  • Strong understanding of financial crime, including anti-money laundering, anti-bribery and corruption and fraud
  • Understanding of Data Protection regulation, including the GDPR
  • Industry experience in a relevant role in an FCA authorised financial services firm
  • Working within a multifaceted team and with a range of stakeholders
  • Interpreting the requirements of the FCA Handbook
  • Communicating effectively with stakeholders
  • Effective time management, including prioritising work and meeting deadlines
  • Writing communications and policy for a wide audience
  • Data analysis using Excel
What we offer:
  • Opportunity to earn an annual bonus
  • 25 days holiday, plus bank holidays
  • A day off for your birthday
  • Life assurance – 4 x salary
  • Comprehensive induction and training programme
  • Funded exams and paid study leave
  • A wide range of voluntary flexible benefits to suit your individual needs
  • The option to buy additional holiday days
  • Cycle to work Scheme
  • Two paid volunteering days each year, to support your local community
  • Employee Assistance Programme with access to a 24/7 helpline
  • Access to our free mortgage service, through our internal mortgage team
  • Our Employee Forum and Diversity & Inclusion group
  • Local and companywide events in support of our company charities

Additional Information:

Job Posted:
December 07, 2025

Icon
Chase de Vere - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Regulatory Policy Adviser

Director, European Regulatory and R&D Policy

In this vital role you will be responsible for creating an optimal regulatory en...
Location
Location
United Kingdom , Uxbridge; Cambridge
Salary
Salary:
Not provided
amgen.com Logo
Amgen
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Degree in public health, life sciences, public policy, business administration and/or law degree
  • Demonstrable experience in policy development, analysis and influencing
  • Demonstrable experience in successfully executing global regulatory policy strategies
  • Experienced solutions-orientated self-starter
Job Responsibility
Job Responsibility
  • Leading the development and execution of strategic plans for each assigned policy area
  • Ensure that Amgen’s regulatory, safety and R&D policy positions are successfully represented to inform policy development and implementation
  • Provide internal stakeholders with strategic regulatory policy perspectives
  • Guide and advise senior leadership in selecting issues, establishing priorities and developing and implementing regulatory policy advocacy plans
  • Support the creating of necessary infrastructure/processes for developing the regulatory policy function
  • Influence the development and articulation of Amgen’s position on regulatory policies that impact Amgen’s business
  • Represent Amgen in interactions with external regulatory, political, policy and professional organisations in a manner that aligns with the “one Amgen’ approach”
What we offer
What we offer
  • Generous Total Rewards Plan comprising health, finance and wealth, work/life balance, and career benefits
  • Diverse and inclusive community of belonging, where teammates are empowered to bring ideas to the table and act
Read More
Arrow Right

Regulatory Compliance

Regulatory Compliance is a global function that has the purpose “to protect our ...
Location
Location
Poland
Salary
Salary:
Not provided
https://www.hsbc.com Logo
HSBC
Expiration Date
January 29, 2026
Flip Icon
Requirements
Requirements
  • Strong analytical skills and the ability to support decisions with sound reasoning and clearly articulated justifications
  • Strong collaboration, communication and stakeholder management skills, with the ability to think laterally and solve problems
  • Understanding or experience working with corporate banking products and services
  • Working in a major financial institution, within a matrix environment, including reporting internationally
  • High level of professional and personal integrity
  • Proficiency in English language (written/spoken/formal
  • Understanding of the purpose, value, culture and fundamentals of the Compliance function
  • Ability to work effectively under pressure with competing and rapidly changing priorities is essential
Job Responsibility
Job Responsibility
  • Regulatory Compliance Policy and Regulatory Developments: Coordinating as appropriate the implementation of global standards and strategic policies which ensure IWPB including TFS exposure to current risks and emerging arising risk is managed appropriately
  • Support the process for policy review and implementation, and work with Regulatory Compliance Risk Stewards and relevant stakeholders to oversee gap analysis and successful implementation
  • Advisory: liaison with relevant stakeholders and to provide expertise, advise and support on IWPB related matters to articulate Regulatory Compliance risks, ensure IWPB business clear understanding of Regulatory Compliance risk exposure with respect to clients, transactions, services and products
  • Governance: support the preparation including relevant management information for IWPB governance attended by Head of Regulatory Compliance, IWPB CIIOM and IWPB Regulatory Compliance Risk Map
  • Support the oversight and development of CIIOMs approach to Conduct Risk, working with Risk Stewards to increase awareness of Conduct Risk and embed the Group approach to Conduct Risk management
  • Provide support to others in the wider team who also support Regulatory Compliance and Regulatory Affairs, Europe
  • Support the Group’s RC strategy by identifying, informing and advising Senior Management of any developing issues and trends that may impact or be relevant to the management as appropriate of compliance risk
  • Coordinate with equivalent counterparts in CIIOM, regional and group to ensure a consistent, best practice and ‘joined-up approach to the oversight of the businesses
What we offer
What we offer
  • Competitive salary
  • Annual performance-based bonus
  • Additional bonuses for recognition awards
  • Multisport card
  • Private medical care
  • Life insurance
  • One-time reimbursement of home office set-up (up to 800 PLN)
  • Corporate parties & events
  • CSR initiatives
  • Nursery discounts
  • Fulltime
!
Read More
Arrow Right

EU Affairs Officer

EU Affairs Officer position at METLEN Energy & Metals, responsible for monitorin...
Location
Location
Belgium , Brussels
Salary
Salary:
Not provided
https://www.metlengroup.com Logo
Metlen Group
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor's Degree in Law, Finance, Engineering, Political Science or European Studies
  • Postgraduate Degree
  • Thorough understanding of the EU's institutions and legislative process
  • Knowledge of regulatory issues, especially in the fields of energy (electricity and gas), climate, competition and/or defence
  • 1-3 years' experience in a similar position
  • Excellent knowledge of the English language
  • Ability to work with tight deadlines according to the organizational needs
  • High professionalism and great attention to detail are essential
  • Excellent communication and interpersonal skills
  • Strong research and analytical skills
Job Responsibility
Job Responsibility
  • Actively monitors EU policy and regulatory developments in areas of relevance to METLEN (energy, climate, industrial policy, competition, taxation, environmental matters, trade, funding, defence etc.)
  • Advises the European Affairs & Regulatory Advocacy Division on all matters relating to EU regulation
  • Supports the European Affairs & Regulatory Advocacy Division in public affairs activities in Brussels, including drafting contributions to public consultations, attending debates, workshops and conferences, and interacting with EU policymakers and other relevant stakeholders
  • Actively contributes to activities organized by trade associations in which METLEN is a member, including attending meetings and contributing to the drafting of position papers
  • Prepares policy briefs, email updates and presentations related to the latest EU policy developments
  • Fulltime
Read More
Arrow Right

Business Performance Senior Manager

The Business Performance Senior Manager is a member of the Transformation Execut...
Location
Location
India , Hyderabad
Salary
Salary:
Not provided
amgen.com Logo
Amgen
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Master’s degree (scientific area) and 10 years of directly related experience OR Bachelor’s degree (scientific area) and 12 years of directly related experience
  • Knowledge of Regulatory principles
  • Working with policies, procedures and SOP’s
  • Comprehensive understanding of regulatory activities and how they impact other projects and/or processes
  • General knowledge of national legislation and regulations relating to medicinal products
  • General awareness of the registration procedures/challenges in the region for CTAs, MAs and all lifecycle management activities
  • Knowledge and experience in the international regulatory environment relevant for product area and development stage
  • Understanding of drug development
  • Able to anticipate regulatory Agency questions and potential responses
  • Demonstrate strong teamwork ability
Job Responsibility
Job Responsibility
  • Represent GRAAS at cross-functional MAL and Business Development-related forums, providing strategic input and thought leadership
  • Form and lead sub-function teams for integration and licensing activities, ensuring alignment with strategic objectives
  • Drive strategic solutions to complex business problems, leading analyses and negotiations with key decision makers
  • Lead Regulatory workstreams across all deal phases
  • Serve as Lead for all product licensing work, including integrations into and transitions out of Amgen
  • Closely partner with Regulatory Affairs (RA) Therapeutic Area Integration Project Lead and advise/instruct them on end-to-end process and details of planning and execution of acquisition integration
  • Act as their delegate as needed in cross-functional meetings
  • Assist with pre-deal close GRAAS due diligence
  • Develop and manage GRAAS integration workplan
  • Draft and manage any new controlled documents unique to the integration, such as Quality Integration PLANs and bridging process GDEs
What we offer
What we offer
  • Reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment
Read More
Arrow Right
New

Senior Republican Strategist

The Corporate Affairs team at HPE drives the company’s public affairs and advoca...
Location
Location
United States , Washington
Salary
Salary:
105500.00 - 243000.00 USD / Year
https://www.hpe.com/ Logo
Hewlett Packard Enterprise
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Minimum 3+ years’ experience in commercial or public sector roles, with a demonstrated record of excellence specific to government relations, public policy, regulatory affairs, and advocacy
  • Advanced degree preferred in Law, Public Policy, Economics, Political Science or relevant field
  • Strong legal background with expertise in interpreting laws and regulations and assessing business impact
  • Experience navigating complex legal and regulatory environments, and proven history of driving strategic outcomes for a large enterprise through compelling advocacy
  • Outstanding writing and communications skills, specific to the government, legal, and public policy domains
  • Demonstrated ability executing on key initiatives by influencing senior stakeholders
  • Must have experience managing complex and large-scale cross-functional projects
Job Responsibility
Job Responsibility
  • Forge and nurture strong relationships with government officials, policymakers, and public sector leaders
  • Represent HPE’s interests in legislative and regulatory matters and provide direct engagement on public policy issues
  • Interpret and analyze laws and regulations, assessing their impact on HPE’s business operations
  • Collaborate with legal teams to ensure compliance and proactively address emerging regulatory risks
  • Lead the creation and implementation of policies that support market access and business growth, including regulatory affairs and advocacy initiatives
  • Advise on complex policy matters affecting the business, such as tariffs, taxation, workforce strategies, and mergers & acquisitions
  • Ensure continuity and stability during team transitions by sharing expertise, fostering collaboration, and mentoring team members
  • Deliver clear, persuasive written and verbal communications, especially in the context of government relations and public policy interpretation
What we offer
What we offer
  • Health & Wellbeing
  • Personal & Professional Development
  • Unconditional Inclusion
  • Fulltime
Read More
Arrow Right

Digital Technology Regulatory Lawyer

We are currently seeking Digital Technology Regulatory Lawyers in the UK to supp...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
axiomlaw.com Logo
Axiom Law
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years of post-qualification experience either in-house or with a top-tier law firm advising clients on compliance initiatives in complex regulatory environments
  • Substantial expertise advising on digital regulatory frameworks within the technology sector, including as relates to cyber security, AI governance, and online trust and safety
  • Good knowledge of key legislation such as UK Digital Operations Resilience Act, UK Critical Third Party regime, GDPR, ePrivacy Directive, EU Digital Services Act, EU AI Act, EU Digital Markets Act, UK Online Safety Act, and NIS2
  • Excellent legal and business judgment, detail oriented, excellent analytical skills, strong interpersonal and communication skills, a proactive approach, and the ability to operate autonomously and collaboratively across cross-functional teams in a fast-paced environment
  • UK based and authorised to work and practise law in the UK
Job Responsibility
Job Responsibility
  • Provide strategic legal counsel on a broad range of compliance matters, proactively reviewing and interpreting regulatory developments and advising on their implications and application to business operations, policies, and products, including reporting requirements and risk exposure
  • Design, implement, and continuously enhance compliance frameworks that support ethical conduct, regulatory adherence, and operational resilience across global functions
  • Draft key regulatory policy wording, as well as regulatory clauses for contracts and templates
  • Monitor external legal, regulatory, and procedural developments, creating relevant updates and training for internal stakeholders as appropriate
  • Support cross-functional compliance initiatives within digital and technology regulatory landscape, ensuring alignment with evolving standards and fostering a culture of accountability, transparency, and sustainability
Read More
Arrow Right

Head of Compliance

Head of Compliance (PCF-12) for Hewlett-Packard International Bank ("HPIB"). Ens...
Location
Location
Ireland , Leixlip
Salary
Salary:
Not provided
https://www.hpe.com/ Logo
Hewlett Packard Enterprise
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Third level qualification and /or professional qualification (Diploma in Compliance)
  • Minimum of 10 years’ experience in providing legal, compliance, risk management or similar services in a financial service organization
  • Strong leadership skills, experience in managing a team of compliance professionals
  • Demonstrated understanding of banking regulatory environment and associated governance requirements as well as knowledge of prudential requirements for Credit institutions
  • Proven experience in advising on regulatory compliance and interacting with regulatory bodies
  • Experience in completing/overseeing compliance reviews, monitoring activities, policies, processes etc.
  • Excellent written and communication skills including experience in providing compliance presentations and training to Board, management and staff
  • Analytical mind and attention to detail
  • Ability to work to tight deadlines and in accordance with defined compliance plans
  • Ability to innovate and drive use of efficient and effective tools and processes wherever possible
Job Responsibility
Job Responsibility
  • Manage the compliance function within HPIB and a team of compliance professionals
  • Manage the Head of AML to ensure compliance with Anti-Money Laundering Policy
  • Maintain Compliance Framework, policies and procedures
  • Develop and implement a Compliance Plan
  • Monitor HPIB adherence to compliance requirements, policies and processes
  • Monitor and identify regulatory changes
  • Work closely with Legal, Risk and other critical functions
  • Develop, project manage and implement necessary action plans, policies and processes
  • Present Compliance update to the HPIB Board’s Audit & Compliance Committee
  • Develop and manage relationship with the CBI
What we offer
What we offer
  • Health & Wellbeing
  • Personal & Professional Development
  • Unconditional Inclusion
  • Fulltime
Read More
Arrow Right
New

Group Regulatory Affairs Specialist Class II

At Ontex, we are making everyday life easier across generations. Worldwide our 5...
Location
Location
Germany , Grosspostwitz
Salary
Salary:
Not provided
ontex.com Logo
Ontex Peninsular
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Master’s degree (university or equal through experience) in science
  • In-depth knowledge of US and Canada regulations, standards, and guidance documents for medical devices
  • Minimum of 3 years experience in Regulatory Affairs for medical devices
  • Experience in 510k submission
  • Experience or interest in regulatory affairs for Software as Medical Device (SAMD)
  • Experience in working with cross-functional teams and building strong relationships across departments
  • Ability to integrate and demonstrate core values, integrity and accountability throughout the organization and externally
  • Ability to lead, manage, collaborate and communicate within the organization, with groups engaged in the development of good regulatory practice and policy, and within the regulatory profession
  • Fluent in English
Job Responsibility
Job Responsibility
  • Researches and determines requirements (local, national, international) and options for regulatory submissions, approval pathways and compliance activities
  • Monitor and evaluate the regulatory environment and provide creative and innovative internal advice throughout the product lifecycle
  • Supervises data input activities and provides impact analysis and report conclusions and recommendations
  • Identifies the need for new regulatory procedures and SOPs
  • Identifies requirements and potential obstacles for market access and distribution
  • Evaluates proposed preclinical, clinical and manufacturing documents for regulatory filing
  • Actively contribute in assessing the potential impact of new guidance and regulations on a regulatory filing
  • Advises stakeholders of regulatory requirements for quality, preclinical and clinical data
  • Works with cross-functional teams for interactions with regulatory authorities
  • Provides regulatory information and guidance for proposed product claims/labelling
What we offer
What we offer
  • Holiday and Christmas bonuses
  • 30 days of holiday
  • Company pension scheme
  • Corporate benefits and discounts
  • Fulltime
Read More
Arrow Right
Jobs by Category
Art and Entertainment Jobs Banking Jobs Call Center Jobs Construction Jobs Consulting Jobs Customer Service Jobs Education Jobs Energy Jobs Finance Jobs Gastronomy Jobs Health and Beauty Jobs Hospitality and Tourism Jobs Human Resources Jobs Insurance Jobs IT - Administration Jobs IT - Software Development Jobs Legal Jobs Logistics Jobs Manufacturing Jobs Marketing, Digital Marketing, SEO, SEM Jobs Media Jobs Nursing Jobs Office Administration Jobs Pharmacy Jobs Physical Work Jobs Public Relations Jobs Public Sector Jobs Purchasing Jobs Quality Control Jobs Real Estate Jobs Research and Development Jobs Sales Jobs
Job Positions Jobs by Country
United States Jobs United Kingdom Jobs India Jobs Canada Jobs Australia Jobs Germany Jobs Ireland Jobs Poland Jobs
Company
Blog About Us Contact
Follow Us
Facebook
X (Twitter)
LinkedIn
Instagram
CrawlJobs Group
ITFlashcards AllDevBlogs
© 2026 CrawlJobs Ltd. All Rights Reserved
Terms & Conditions Privacy Policy