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Barclays Logo Barclays · Banking

Regulatory Oversight Vp

India, Pune · Job Posted June 01, 2026
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Job Description

To provide oversight of prudential regulatory compliance across in relation to our advanced Model permissions and 2nd LoD review and challenge of regulatory rule that impact regulatory capital and liquidity returns.

Job Responsibility

  • Advising on Regulations
  • owning the interpretation of specific parts of the Prudential Rulebook, and escalation for queries relating to prudential regulatory compliance
  • Communication of key Regulatory themes to senior Risk management including (i) concerns raised by regulators, (ii) themes and areas of focus arising through meetings and communications
  • and (iii) guidance on regulator expectations
  • Management of internal governance for adherence to regulatory permissions through oversight of Risk owned Permissions and maintenance of a central Permissions library
  • Coordination, review and challenge of the Model and Rating System Applications/Notifications
  • Drives delivery of certain Risk-led regulatory deliverables, providing robust review and challenge of constituent parts provided by internal stakeholders
  • Provision of comprehensive, accurate and consistent information to Regulatory supervision teams, supporting Risk in providing transparent communication with regulators via face to face meetings, regulatory letters or applications
  • and tracking and delivering commitments to regulators.

Requirements

  • Experience or understanding of self-attestation processes for regulatory compliance, including review and challenge of submissions to ensure alignment with regulatory requirements
  • Strong assertive communication skills, able to engage effectively with senior stakeholders, internal teams, and regulators to provide clarity and direction on regulatory topics
  • Familiarity with the regulatory permissions process, including applications, amendments, and managing ongoing compliance with granted permissions
  • Ability to handle regulatory articles and assist in ensuring alignment with requirements by managing necessary attestations
  • Implementation support of risk management policies, standards, procedures, and controls across the bank
  • Assessment and promotion of risk management awareness and risk controls and culture
  • Review, challenge and monitoring of the effectiveness of existing risk management practices and identifying areas for improvement
  • Identification of new and emerging risks, and assessing the likelihood and impact of identified risks, and recommending appropriate mitigation strategies
  • Management and operation of associated committees, forum and meetings
  • Maintenance of risk inventories and governance documentation.

Nice to have

  • Advise key stakeholders, including functional leadership teams and senior management on functional and cross functional areas of impact and alignment
  • Manage and mitigate risks through assessment, in support of the control and governance agenda
  • Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does
  • Demonstrate comprehensive understanding of the organisation functions to contribute to achieving the goals of the business
  • Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategies
  • Create solutions based on sophisticated analytical thought comparing and selecting complex alternatives
  • In-depth analysis with interpretative thinking will be required to define problems and develop innovative solutions
  • Adopt and include the outcomes of extensive research in problem solving processes
  • Seek out, build and maintain trusting relationships and partnerships with internal and external stakeholders to accomplish key business objectives, using influencing and negotiating skills to achieve outcomes.
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