Regulatory Liquidity Rules Oversight Job at Barclays (Northampton)

Avp Investment Portfolio Manager

Oversee and manage outsourced investment mandates for Sammons Financial Group As...

Location

United States , West Des Moines; Chicago

Salary:

160449.00 - 267415.00 USD / Year

Sammons Financial Group

Expiration Date

Until further notice

Requirements

Bachelor's Degree in Finance or related field preferred
Minimum 10 years' of institutional investment, credit market, portfolio management, external manager oversight, insurance asset management, manager research, outsourced chief investment officer (OCIO), investment consulting, or related experience required
Experience conducting investment manager due diligence, performance oversight, and portfolio risk analysis required
Strong knowledge of fixed income markets, corporate credit analysis, portfolio risk management, benchmark-relative performance, and institutional investment governance required
Experience collaborating across investment, finance, risk, accounting, actuarial, legal, compliance, tax, operations, or other cross-functional teams required
Insurance general account investment experience preferred
Experience with statutory accounting, NAIC designations, RBC capital considerations, asset liability management (ALM), private credit, structured products, commercial mortgage loans, alternatives, or limited partnerships preferred
Experience presenting portfolio assessments and investment recommendations to leadership or governance forums preferred
Strong understanding of fixed income markets, corporate credit analysis, portfolio risk oversight, and insurance investment considerations
Strong quantitative and qualitative analytical skills, including ability to synthesize large amounts of investment data into actionable recommendations

Job Responsibility

Oversee and manage outsourced investment mandates for Sammons Financial Group Asset Management (SFGAM), in partnership with SFGAM leadership
Lead day-to-day oversight of third-party asset managers across assigned mandates, including proactive manager dialogue, performance evaluation, portfolio risk assessment, and escalation of material risks
Partner with internal stakeholders and external managers to help ensure portfolios are managed consistent with investment objectives, liability considerations, regulatory expectations, capital efficiency targets, and enterprise risk tolerances
Utilize a strong understanding of fixed income markets, corporate credit analysis, insurance investment considerations, and manager-of-managers governance to support disciplined portfolio oversight and investment decision-making
Oversee third-party asset managers for assigned mandates, including recurring communication, performance evaluation, guideline monitoring, and assessment of manager capabilities, portfolio positioning, and credit risk exposures
Evaluate aggregate exposures across managers, entities, portfolios, and asset classes, including sector, issuer, rating, duration, liquidity, spread, structured credit, private asset, and concentration risks
Lead manager due diligence, benchmark-relative performance analysis, watch-list monitoring, and escalation of performance, organizational, operational, or risk management concerns
Partner with SFGAM leadership on portfolio recommendations, allocation adjustments, guideline modifications, new money deployment, and remediation actions for assigned mandates
Incorporate insurance investment considerations, including National Association of Insurance Commissioners (NAIC) designations, statutory accounting, Risk Based Capital (RBC) capital treatment, liquidity needs, and liability-aware portfolio construction, into portfolio analysis and recommendations
Prepare and present manager reviews, portfolio risk assessments, performance attribution, and investment recommendations to investment leadership and governance forums

What we offer

Comprehensive health coverage for you and your family, including Medical, Dental, Vision, HSA & FSA options, and term life insurance
Competitive compensation with a performance-based incentive program tied to clear goals and individual and/or company success
Invest in your future with our 100% company-funded Employee Stock Ownership Plan (ESOP), plus automatic enrollment in our 401(k)
Work–life balance that means something. Friday afternoons off year-round, generous paid time off, and paid holidays
Commit to your growth with paid development time, tuition reimbursement, and professional development opportunities across industry, individual, and leadership programs
Make an impact beyond the workplace through volunteer time off, and our company nonprofit matching gift program, supporting the causes that matter most to you
An ownership culture that inspires
join a connected, values-driven workplace where employees take accountability, support one another, and are empowered to do their best work—together shaping our future shared success

Fulltime

Liquidity Management Lead Analyst

The Liquidity Management Lead Analyst is an individual contributor position with...

Location

Hungary , Budapest

Salary:

17157800.00 - 28767800.00 HUF / Year

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience
Good understanding of how areas integrate within the sub-function/sub-business and contribute to the objective of the entire function/business
Ability to guide, influence and convince others, typically colleagues/peers in other areas
Responsible for volume, quality, timeliness and delivery of end results of an area
Ability to deal occasionally with complex and variable issues
Ability to perform detailed analysis of issues and determine best course of action
Bachelor's/University degree, Master's degree preferred

Job Responsibility

Support the monitoring and execution of Liquidity Methodology and Models
Use subject matter expertise for the management and Monitoring of Funding and Liquidity on an End of Day basis
Support the team in the driving and execution of Intraday Liquidity
Support the team in oversight, Monitoring and Managing of Liquidity Attribution
Assist with implementing and enhancing Liquidity Policies and Standards including Calibration of Triggers, Limits, Thresholds and Indicators
Assist in leading the firm’s liquidity regulatory reporting oversight and initiatives
Work with key stakeholders to ensure global production and regulatory submission of the Firm’s key liquidity reports including FR 2052a, LCR, NSFR, ILST, and other key reports
Assist with the design and execution of Strategic Liquidity reporting target operating model
Assist with the Calculation and Consolidation of Liquidity Balances and Liquidity metrics
Performs other duties and functions as assigned

What we offer

Business casual workplace with a hybrid working model (up to 2 days working at home per week)
Competitive compensation package
Cafeteria Program
Home Office Allowance (for colleagues working in hybrid work models)
Paid Parental Leave Program (maternity and paternity leave)
Private Medical Care Program and onsite medical rooms at our offices
Pension Plan Contribution to voluntary pension fund
Group Life Insurance
Employee Assistance Program
Access to a wide variety of learning and development programs, online course libraries and upskilling platforms, such as Udemy and Degreed

Fulltime

Senior Vice President, Financial Crimes Middle East & Africa - Services

This first-line role is responsible for supporting the Services businesses in ma...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Bachelor's/University degree required, master's degree desirable
15+ years' experience in financial crime compliance or risk management
Financial Crime certification preferred (ACAMS, ACSS etc.)
Strong understanding of international Sanctions
Strong professional experience in Financial Services, in Financial Crime Compliance and/or Financial Crime Risk & Controls
Knowledge and understanding of Payments, Securities, Custody, Digital Assets, Correspondent Banking, Trade, Working Capital, and Liquidity Management products
Excellent interpersonal skills
Able to work independently and deliver according to strict timelines and quality standards
Demonstrated ability and confidence to challenge business management, escalate issues and press for change
Good oral and written communications skills

Job Responsibility

Understand business-owned products and services (payments, Baas, digital assets, custody, fund services, CC, LMS, trade finance…), as well as corresponding financial crimes-related controls, and processes (e.g., customer, relationship, and transactional screening)
Provide financial crimes compliance/risk management subject matter expertise to the Services businesses in MEA to ensure the design and implementation of a coherent and effective control environment
Assess complex issues, structure potential solutions, and drive effective resolution with other senior stakeholders
Assess and help manage Financial Crime (AML, Sanctions, ABC & Fraud) as well as Reputational Risk across Services in MEA
Assess existing control framework, identify potential compliance gaps
Drive execution ensuring compliance with applicable laws, rules, and regulations, as well as effectiveness of the control environment
Ensure adequate mapping of risk and processes and clear control ownership
Create & maintain a robust partnership with the business heads, operations, technology and the second line of defense
Ensure clear and timely escalation of control issues, while assisting their adequate management and internal reporting
Drive a consistent and holistic approach to Financial Crimes risk management across Services

Fulltime

Chief Financial Officer

We are looking for a strategic Chief Financial Officer to lead financial operati...

Location

United States , Charlottesville

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Proven experience in a senior financial leadership role with responsibility for accounting, reporting, planning, and cash management
Strong knowledge of financial statement preparation, budgeting, forecasting, and variance analysis
Demonstrated understanding of accounting compliance, audit coordination, and regulatory reporting requirements
Experience leading cross-functional teams and supporting department leaders with financial insights and operational guidance
Ability to manage banking relationships, insurance-related coordination, and business risk evaluation
Comfortable working with financial systems, cloud-based document platforms, and payroll or HR-related administrative tools
Strong communication skills with the ability to present complex financial information to executives and board-level stakeholders

Job Responsibility

Lead the preparation of accurate monthly and periodic financial statements for multiple entities, ensuring leadership receives clear and timely reporting
Present financial results, trends, and key insights to executive leadership and the board while providing practical guidance for decision-making
Direct the budgeting, forecasting, and financial planning process across annual, quarterly, and monthly cycles
Oversee accounting operations, including reconciliations, transaction documentation, and adherence to applicable accounting rules and reporting standards
Manage liquidity, banking activity, and financing needs to support daily operations and broader business objectives
Evaluate operational and financial risks, recommend mitigation strategies, and maintain strong coordination with insurance and workers' compensation partners
Supervise capital spending, depreciation tracking, investment oversight, and physical inventory controls to protect company assets
Serve as the lead administrator for financial and business software, oversee cloud-based records management, and provide oversight for payroll, HR support functions, and office administration
Coordinate audit preparation, regulatory filings, tax-related reporting, contract review, and external firm communications to maintain compliance
Lead and develop a nine-person team while partnering with managers across the business to define goals, track KPIs, and improve organizational performance

What we offer

medical, vision, dental, and life and disability insurance
401(k) plan

Vice President - Policy Execution and Oversight 2nd Line of Defense Analyst - Risk

The Risk Framework and Policy role is crucial for managing risks in the company ...

Location

Canada , Mississauga

Salary:

111600.00 - 161600.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience
Experience in policy development and oversight, risk assessment, and mitigation strategies
A strong governance, controls, process and risk management background
Excellent written, and verbal skills
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
Proven experience as a Risk Policy Officer or similar role within Internal Audit, Compliance and/or Legal
Subject matter expertise within Risk Management (Compliance, Credit, Operational Risk Management, Strategic, Markets, Liquidity etc.)
Strong understanding of market trends, risk management, and portfolio strategy
Experience with data analysis and interpretation
Familiarity with the regulatory environment and compliance issues, such as working on remediation efforts, working with regulators and has the ability to understand and explain complex regulatory requirements/concepts to a range of stakeholders

Job Responsibility

Manage portfolio risk policy for aligned products, maintaining portfolio health
Liaise with key stakeholders for policy approval and adherence to Policy requirements
Ensure strict adherence to all implemented policies
Track and report progress of policy implementation
Identify and resolve any issues hindering policy execution
Prepare comprehensive reports on policy performance and provide improvement recommendations
Is an enthusiastic and early adopter of change
takes ownership for helping others see a better future and stay positive during uncertainty
Demonstrates and inspires curiosity in seeking new ways to overcome challenges
actively applies learning from failures

What we offer

Global Benefits

Fulltime

Global Head of Operational Risk - Markets & Broker Dealers

The 2nd LoD Global Head of ORM- Markets & Broker-Dealers is responsible for lead...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Graduate-level education or equivalent experience
15+ years direct experience as an executive-level risk professional in a large, global financial services organization with responsibility for managing risks and related operational processes and markets
Commercial experience highly required, including front office business management, trade execution / management / supervision, product development, in-business risk and control, and operations/middle office management functions
Proven subject matter expertise in operational risk management including process and controls engineering
Strong working knowledge of operational risk management frameworks in a global organization
Demonstrated success in managing and advising on risk policy/strategy
Subject Matter Expert in financial instruments, risk metrics and control design/performance optimization strategies
Expert analytical, technical and quantitative skills including knowledge of control testing and assessment best practices
Expert knowledge of treasury, market risk, credit, liquidity management, secured financing, securitization, and derivative products
Proficient in MS Office applications (Excel/VBA, Word, PowerPoint) and SQL

Job Responsibility

Own and drive implementation and maintenance of the operational risk management framework including: policies, standards, technology and tools, monitoring and governance for Global Markets end-to-end inclusive of product control and business execution / Markets Operations
Review and agree with 1LOD the Appetite or Tolerance levels for Operational Risk categories together with the key indicators and thresholds for warning and breach
Ensure that Ops Risk for the Business (and country/business/LV, as applicable) is managed to defined Risk Appetite or Tolerance levels. In case risk levels are in potential and/or actual breach of defined thresholds, ensure risk exposure is well understood and there is a robust Path to Green to avert/remediate breach within an acceptable time frame
Review and confirm appropriateness and adequacy of first line risk identification, assessments (i.e. KMORs, MCA (RCSA), scenario analyses, third party reviews)
Where necessary, conduct independent second line operational risk assessments (e.g., reviewing control design and effectiveness of key processes, end-to-end deep dives of significant control breaks that impact multiple risk categories, lessons learned and near misses) and root cause assessments
Create aggregated risk profile for the Business using a combination of first line and independent second line assessments
Evaluate the quality and execution of the Business control design and effectiveness assessments and drive business efforts as needed to strengthen risk management, controls and other risk mitigation efforts
Escalate significant or unaddressed risk issues and control environment concerns to Business and Risk Leadership
Assess that the Business has the appropriate skills and experience and capacity for managing operational risks, and for implementing the operational risk framework
Lead 2nd line operational risk oversight of Product and New Activity risk management including NAC approval/voting membership, as well as regular monitoring of the Business portfolio of Products and Services

Fulltime

Chief Risk Officer – Private Client Group

Leads development of an operational risk approach, the setting of target risk le...

Location

United States , Saint Petersburg; New York

Salary:

Not provided

Raymond James

Expiration Date

Until further notice

Requirements

Bachelor’s Degree (B.A.), preferably in Mathematics, with a minimum of fifteen (15) years of financial services experience required
Experience in broker-dealer or wealth management firms preferred, especially with exposure to front-office or first-line risk roles in addition to second-line oversight
Demonstrated track record building or transforming risk functions and working with UHNW advisory businesses, structured product platforms, or alternative investments is strongly preferred
Advanced knowledge of risks and regulations in all aspects of the Private Client and Asset Management
Risk assessment methodologies
Risk governance structure and design
Risk policy and procedures
Infrastructure design, risk controls and segregation of duties
Relevant risk-based regulatory schemes including Basel I and Basel II and current rules under review
Sarbanes Oxley regulations

Job Responsibility

Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business appetite for risk taking and establish appropriate controls
Conducts and presents regular risk reviews in order to provide an independent perspective of the business and to keep pace with the changing business environment
Builds trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), the firm’s wealth management unit, and Asset Management divisions, serving as a strategic and independent partner to evaluate, challenge, and guide business decisions
Continuously monitors and analyzes the businesses risk profile and tolerance to include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational risks
Identifies emerging risks and advises on risk mitigation strategies
Leads the development and implementation of risk assessment and quantification models needed to risk manage the business
Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information
Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to provide essential risk context
Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies to the Board of Directors, senior management and various risk committees
Collaborates with the business and other key stakeholders to evaluate the risk associated with potential mergers and acquisitions, new product offerings, and other initiatives

Fulltime

Head of Payments & Fraud

We are seeking a Head of Payments & Fraud to own and optimize our global payment...

Location

Salary:

Not provided

gamdom

Expiration Date

Until further notice

Requirements

5+ years’ experience in payments, fintech, or e-commerce (iGaming, crypto, or high-volume online transactions preferred)
Strong understanding of global and local payment systems (cards, e-wallets, APMs, open banking, crypto, etc.)
Experience working directly with PSPs, acquirers, and payment gateway integrations
Solid grasp of user experience and conversion optimization principles related to payment flows
Analytical mindset with the ability to translate data into actionable insights and measurable improvements
Excellent collaboration skills and ability to communicate effectively with technical and non-technical stakeholders

Job Responsibility

Embed robust transaction controls, approval frameworks, and risk safeguards across all payment flows
Lead relationships with banks, payment service providers, stablecoin issuers, OTC desks, and liquidity partners
Optimize on/off-ramping, FX management, and cross-border payment efficiency
Ensure redundancy and resilience across all payment corridors
Oversee treasury operations across digital assets and fiat balances, ensuring optimal capital allocation and liquidity positioning
Implement strategies to minimize slippage, reduce market exposure, and improve conversion efficiency
Monitor asset concentration, counterparty risk, and operational liquidity in real time
Establish best-in-class governance across treasury and payments, including multi-party controls and access management
Ensure embedded compliance standards across KYC, AML, sanctions screening, and financial reporting
Maintain audit-ready processes suitable for institutional counterparties and regulatory oversight

What we offer

Fully remote - work from anywhere in the world
25 days of paid time off
Equipment allowance

Fulltime

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Regulatory Liquidity Rules Oversight

Job Description

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