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Regulatory Governance & Themes Senior Officer

United Kingdom, London · Job Posted February 17, 2026
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Job Description

Reporting to the Head of Regulatory Governance & Themes located in Ireland. This role will be responsible for supporting the Head of Regulatory Governance & Themes in identifying and analyzing key regulatory themes and trends that impact our organization. This position requires a strategic thinker who can assess potential challenges and opportunities, providing insightful advice to senior stakeholders. This role will aid the Head of Regulatory Governance & Themes in assessing the Fitness & Probity and adherence to the SMR of our regulated bodies.

Job Responsibility

  • Assist in identifying and analysing key regulatory themes and trends and help evaluate their potential impact on the business
  • Aid the team in assessing regulatory changes proposed are implementation in line with materiality assessment framework
  • Assist in verifying that responsible individuals within the organization meet the fit and proper standards under the Senior Manager Regime or similar guidelines
  • Help monitor and assess the effectiveness of regulatory governance frameworks and processes, suggesting improvements when needed
  • Stay updated on industry trends and regulatory changes to help identify potential impacts on the organization
  • Collaborate with internal stakeholders, including legal, compliance, and business development teams, to ensure a unified approach to regulatory matters
  • Provide support to the regulatory team when representing the organization in industry forums, regulatory discussions, and public consultations
  • Show a strong interest in developing knowledge in the areas of Regulation and/or Legal, Governance and Compliance

Requirements

  • A minimum of 3-5 years of experience in Financial Services with a minimum of 3 years in Compliance or Legal
  • Technical expertise in regulatory compliance, with a strong understanding of regulatory requirements
  • Excellent organizational skills and attention to detail
  • Strong analytical and problem-solving abilities
  • Ability to work independently and collaboratively in a fast-paced environment
  • Demonstrated ability to be an active member of a high-performing team
  • Ability to navigate complex regulatory environments

What we offer

  • Support for professional accreditations
  • Flexible arrangements, generous holidays, plus an additional day off for your birthday
  • Continuous mentoring along your career progression
  • Active sports, events and social committees across our offices
  • 24/7 support available from our Employee Assistance Program
  • The opportunity to invest in our growth and success through our Employee Share Plan
  • Plus additional local benefits depending on your location
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