This list contains only the countries for which job offers have been published in the selected language (e.g., in the French version, only job offers written in French are displayed, and in the English version, only those in English).
The Regulatory Exam Team oversees and implements the Bank’s formal examination management program to ensure a consistent approach across the enterprise. This includes working with business lines to manage exam processes such as exam planning, exam responses, meetings with regulators, tracking requests and submissions, reporting, and maintaining an enterprise repository of exam records. The team stays informed of regulatory developments in areas of interest to Bank regulators, and helps to identify and resolve potential regulatory issues as they become apparent through the course of regulatory exams.
Job Responsibility:
Exam planning
Researching exam history and regulatory trends to provide strategic perspectives to business lines and senior management
Preparing exam responses and coordinating interviews and meetings
Assembling multidisciplinary teams, including subject matter experts and other personnel
Preparing briefing books, position papers, or presentations
Tracking the status of regulator requests and submissions
Monitoring and reporting on exam status, including escalation of potential issues as they become apparent
Assisting in the resolution of regulatory issues
Maintaining exam records
Fostering strong relationships with regulators, business lines, and senior management
Developing and fostering relationships with business-line personnel, and collaborating to ensure timely and thorough resolution plan status updates
Keeping informed of regulatory trends
Exercising sound judgment to meet position responsibilities
Maintain partnerships and general support to assigned groups in regulatory matters
Manage or perform other tasks or projects as assigned or needed
Requirements:
Bachelor's degree, or equivalent work experience
Typically more than 8 years of applicable experience
Substantial experience in regulatory compliance activities, or equivalent work experience managing complex processes regarding legal or regulatory matters (such as litigation, project management, risk management, or audit)
Proficiency in office applications
including word processing, PowerPoint, spreadsheets, and databases
Excellent verbal and written communication skills
Ability to research and manage multiple projects and deadlines simultaneously
Strong presentation skills
Advanced degree or certifications, including JD or MBA, strongly preferred
Advanced knowledge of government and regulatory laws and regulations
and the supervisory oversight exercised by the Office of the Comptroller of the Currency (OCC), Federal Reserve Bank (FRB), the Consumer Financial Protection Bureau (CFPB), Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), and the National Futures Association (NFA)
Thorough knowledge of U.S. Bancorp operations, policies, and procedures
What we offer:
Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law