Regulatory Compliance Officer Job at Adyen (Tokyo)

Skills Coach - Regulatory Compliance Officer

We are looking for an experienced and motivational Regulatory Compliance expert ...

Location

United Kingdom , Derby

Salary:

43000.00 GBP / Year

Paragon Skills

Expiration Date

Until further notice

Requirements

Experience in promoting the importance of compliance and their organisation’s role in supporting compliance
Knowledge of how to collect evidence and data related to non-compliance using available techniques, for example investigations, audits, inspections
Experience in assessing products and services, including any associated internal controls to ensure they meet legal, regulatory and organisational requirements
Grade A-C GCSE in English and Maths or equivalent
Level 3 Award in Education & Training (or equivalent) qualification
Level 3 Assessor qualification (CAVA/TAQA) would be beneficial
Knowledge of the Awarding Organisations, End Point Assessment and other regulatory arrangements
Strong understanding of apprenticeship standards and end-point assessment criteria
Experience managing learner caseloads and delivering against performance targets
Excellent communication, time management, and digital delivery skills

Job Responsibility

Deliver engaging, high-quality teaching, assessment and learner support in regulatory compliance qualifications
Provide in-depth coaching and mentoring support and advice throughout the learning journey and End Point Assessment through an effective use of coaching frameworks
Support learners to identify, assess, and manage risks, including non-compliance at organisational and individual levels
Establish and maintain professional working relationship with a diverse range of employers, ensuring that they are informed and part of the learning journey for their workforce
Champion a strong culture of compliance, reinforcing the importance of regulatory responsibilities across organisations
Promote and embed Equality and Diversity, Safeguarding, British Values, Prevent and Health and Safety to all learning sessions
Compile and maintain all learner documentation on the relevant e-portfolio system

What we offer

Babington Engage
Bupa Healthcare – Cash plan
25 Days annual leave plus Bank holidays
Additional annual leave purchase scheme
Employer Pension contribution

Fulltime

Compliance Officer - Central Compliance

You will serve as a Compliance Officer on the Central Compliance team. You will ...

Location

Jersey , Saint Helier

Salary:

Not provided

Alter Domus

Expiration Date

Until further notice

Requirements

Master's degree in finance, accounting, business, law or a related field
At least two years of professional experience in the financial service industry sector in a Compliance, Audit or Control function in Jersey
Familiarity with the Jersey regulatory framework applicable to Fund administration & Corporate services
Good communication skills
Strong analytical and organizational skills, with sharp attention to detail
Good command of Office 360
advanced Excel, data analytics capabilities and experience with artificial intelligence are a plus
Proactive, quick learner, consistently strive for results
Fluency in any language of other EMEA countries where Alter Domus operate is an asset

Job Responsibility

Support the execution of transversal compliance tasks, providing centralized support to Local Compliance Officers in discharging their compliance responsibilities
Assist with the execution of compliance risk assessments and monitoring plans for transversal compliance topics
Provide support with the monitoring and assessment of regulatory changes for transversal topics and draft regulatory watch reports
Provide support with the development of standardized methodologies, templates, global policies that support consistency across Alter Domus Group Compliance function
Foster strong cross-functional collaboration of the Risk, Compliance and Internal Audit functions, assisting with alignment across control functions and coordinating on compliance oversight, monitoring activities and audit-related matters
Support and contribute to compliance related projects - exploring new ideas, implementing new technologies and artificial intelligence solutions that improve performance and deliver on Alter Domus Compliance objectives

What we offer

Support for professional accreditations such as ACCA and study leave
Flexible arrangements, generous holidays, plus an additional day off for your birthday
Continuous mentoring along your career progression
Active sports, events and social committees across our offices
24/7 support available from our Employee Assistance Program
The opportunity to invest in our growth and success through our Employee Share Plan
Plus additional local benefits depending on your location

Fulltime

Compliance Officer (BSA / AML Compliance)

Elevate offers FDIC-insured USD accounts to freelancers and remote workers in em...

Location

United States

Salary:

100000.00 - 150000.00 USD / Year

Elevate Pay

Expiration Date

Until further notice

Requirements

Possess 5+ years of experience in building and overseeing BSA/AML/OFAC governance and policy programs, ideally spanning fintech and traditional financial institutions
Demonstrate an expert-level understanding of key regulations, including the USA PATRIOT Act, Bank Secrecy Act, and OFAC requirements, with the ability to identify emerging compliance trends and risks
Showcase a track record of exceptional results as a team leader and across reporting lines
Exhibit pragmatism, solution-oriented thinking, and comfort in providing nuanced approaches in the face of imperfect information and unclear regulatory expectations
Bring substantial knowledge of consumer financial services, preferably with experience in a consumer financial technology company
Excel as a strong communicator, adept at building relationships with external partners and internal stakeholders across operations, product, customer success, and risk
Demonstrate a passion for consumer financial inclusion and fintech
Thrive in fast-paced, fluid environments that require continuous adaptation
Possess compliance certifications (e.g., CAMS), strongly preferred
US citizen/visa only

Job Responsibility

Assume the role of Elevate's Bank Secrecy Act (BSA) Officer, overseeing the implementation and execution of our BSA/AML/OFAC Program
Lead and manage a high-performing team of compliance professionals
Develop and maintain an effective Customer Due Diligence (CDD)/Enhanced Due Diligence (EDD) risk rating and monitoring program, including ongoing assessments and analysis of unusual/suspicious account activity
Collaborate directly with Elevate's bank partners on BSA/AML/OFAC matters
Conduct comprehensive risk assessments for products and programs, identifying and mitigating -BSA/AML/OFAC risks
Enhance BSA/AML/OFAC Program metrics and provide executive reporting
Regularly update and maintain BSA/AML/OFAC policies and procedures
Promote a culture of compliance throughout the organization

Fulltime

Chief Compliance Officer and Money Laundering Reporting Officer

Owl Payments Europe is seeking an accomplished Chief Compliance Officer and Mone...

Location

Ireland , Dublin

Salary:

Not provided

Tripadvisor

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Law, Finance, Business, Compliance, Risk Management, or related field
Proven, senior experience in compliance, AML, or risk management in a regulated Payments Institution or Electronic Money Institution in Ireland or the EU
Strong knowledge of PSD2, Irish Payments regulations, AML/CTF, and Central Bank of Ireland guidance
Leadership skills with ability to engage with Board-level stakeholders

Job Responsibility

Prepare and present regular (quarterly/annual) compliance reports to the Board and/or senior management
Implement, maintain, and periodically update a compliance governance framework
Develop and maintain a strong compliance framework for all Irish and EU requirements applicable to Payment Institutions
Liaise with the Central Bank of Ireland and other authorities on regulatory submissions
Oversee identification, assessment, and management of compliance, AML, and CFT risks
Partner closely with Technology and Data teams to ensure compliance frameworks are effectively supported
Lead horizon scanning to proactively identify emerging regulatory requirements
Monitor compliance with consumer protection regulations
Oversee the handling of regulatory complaints
Coordinate and support regular internal audits and compliance assurance testing

What we offer

Flexible activity-based working fostered collaboration and productivity
Competitive salary package including performance bonuses
Development programs, managerial courses, and learning series
Health insurance covers medical, dental, and vision for families
Lifestyle Reimbursement Benefit for personal travel, and physical, mental, and financial wellness
Several paid time off programs
Paid public holidays, and year-end office shutdown
Employee assistance program for short-term counseling and free Calm app subscription
State-of-the-art offices: dining, coffee points, and leisure area

Fulltime

New

Senior Compliance Officer

Location

United Kingdom , Nottingham

Salary:

45000.00 GBP / Year

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Strong knowledge of UK gambling regulation (Gambling Act 2005, LCCP, POCA, TACT)
Experience in gambling industry compliance (5+ years desirable)
Experience drafting and implementing policies, procedures and risk assessments
Confidence translating legislation into clear operational guidance
Experience supporting or designing evaluation and monitoring frameworks
The ability to assess ideas and recommend appropriate control measures
Strong Microsoft Office skills (Word, Excel, PowerPoint)
Discretion, professionalism and excellent time‑management skills
Experience with Safer Gambling, AML, GDPR and DSARs will be particularly valuable.

Job Responsibility

Championing a positive, enabling compliance culture across the organisation
Supporting adherence to the Gambling Act 2005, LCCP, POCA, TACT and related guidance
Ensuring compliance with Gibraltar Remote Technical & Operating Standards, AML Codes and Proceeds of Crime legislation
Leading and supporting the evaluation of Safer Gambling and Anti‑Money Laundering controls, ensuring they are robust, effective and regulator‑ready
Helping enhance our evaluation frameworks to drive continuous improvement
Drafting, reviewing and maintaining policies and procedures so they stay current, practical and aligned to regulatory change
Supporting incident management, regulatory reporting and licensing requirements
Reviewing and approving marketing materials, providing clear compliance guidance
Supporting training frameworks, ensuring colleagues have the right learning at the right level
Acting as a key compliance stakeholder on business and change projects

What we offer

Help@Hand App – fast remote GP access plus physical & mental wellbeing support for you and your family
Thrive App – NHS‑approved mental wellbeing support
Buzz Brights Apprenticeships
Buzz Brilliance Awards – our employee recognition scheme
Buzz Learning Platform – access hundreds of online courses
Access to trained Mental Health Advocates
Discretionary annual bonus of up to 20% depending on company performance
5 weeks annual leave + public holidays (pro rata)
Buy extra holiday via salary sacrifice (if eligible)
50% staff discount on bingo tickets, food & soft drinks (across certain functions)

Fulltime

Regulatory Compliance Specialist

Our parent company, Quintet Private Bank, is a leading private bank in the wealt...

Location

United Kingdom , London

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

Good working knowledge of the Brown Shipley and UK regulatory environment in the RCC topics as listed above.
Ability to interpret rules and regulation and communicate the requirements clearly and effectively to a diverse range of stakeholders.
Experience of drawing up and maintaining policies on regulatory requirements
Proven relevant experience in an Tier 1 private bank/ wealth or asset manager/ regulator/ legal or professional services firm.
Excellent written, verbal, numeric and comprehension skills and IT proficient
Higher Education (University / Bachelor)
MS Office

Job Responsibility

Supporting the Brown Shipley, Head of Compliance, in ensuring that the team delivers high quality compliance advice to colleagues across the UK in the areas of: Conduct of Business, Investor Protection, Market Abuse, and Cross-Border regulations
Contributing to regulatory interactions
Supporting the effective management of compliance risk
Providing clear, pragmatic guidance to the business
Identifying, assessing and managing regulatory risk
Drafting and reviewing Quintet's RCC policies and procedures
Supporting the business with the implementation of new relevant initiatives from the local regulator and other UK regulators
Assisting Brown Shipley's Head of Compliance as well as RCC Head of Compliance in the production of technical analyses and reports related to regulatory risk
Partner with other teams within the Compliance Function to achieve Compliance's function strategic objectives

Fulltime

Compliance Officer

We are looking for an experienced Compliance Officer to support a long-term cont...

Location

United States , Burlington

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Broad experience in compliance, ethics, and corporate governance functions
Demonstrated knowledge of trade compliance, with emphasis on sanctions and export control regulations
Background supporting compliance programs within a software company environment is strongly preferred
Familiarity with reporting or regulatory obligations related to sustainability and climate matters is preferred
A JD is welcomed, though active legal practice is not required for consideration
Experience performing compliance assessments, audits, and risk evaluations
CRISC certification or a comparable risk and compliance credential is an asset

Job Responsibility

Lead compliance initiatives across ethics, corporate policy, and regulatory risk management for the organization
Provide guidance on trade compliance matters, including export control requirements and sanctions-related obligations
Evaluate compliance exposure tied to software business models, including both cloud-based services and on-premise products
Support the development, review, and enhancement of internal compliance frameworks, controls, and governance processes
Partner with business stakeholders to assess regulatory risk and recommend practical mitigation strategies
Contribute to reporting and oversight activities connected to sustainability, climate-related disclosures, and broader corporate compliance obligations
Conduct compliance reviews and assist with audit-related activities to help maintain adherence to applicable laws and internal standards

What we offer

medical, vision, dental, and life and disability insurance
enrollment in company 401(k) plan

Parttime

Clerk to Governors and Compliance Officer

We are seeking to appoint a full time Clerk to Governors & Compliance Officer. A...

Location

United Kingdom , South Croydon

Salary:

Not provided

Pavers

Expiration Date

Until further notice

Requirements

Experience as a governance professional
Ability to provide professional clerking services to a Governing Body
Knowledge of compliance with the Independent Schools Standards Regulations (ISSRs)
Knowledge of National Minimum Standards for Boarding
Knowledge of UKVI Sponsorship requirements
Knowledge of DfE and ISI regulatory guidance
Ability to conduct internal compliance audits
Commitment to safeguarding and promoting the welfare of children and vulnerable adults
Willingness to undergo child protection screening including checks with past employers and the Disclosure and Barring Service and online media checks

Job Responsibility

Act as guide and guardian of the School’s governance
Ensure the quality and efficiency of the School’s governance is performed at the highest level
Provide professional clerking services to the Governing Body
Ensure compliance with statutory requirements
Support effective governance
Enable the School and Governing Body to fulfil its strategic responsibilities
Support regulatory and inspection compliance
Advise Governors and senior leaders on actions required to maintain compliance
Support the oversight of compliance with the Independent Schools Standards Regulations (ISSRs), National Minimum Standards for Boarding, UKVI Sponsorship requirements, and DfE and ISI regulatory guidance
Provide support to the Senior Deputy and PA before, during and after inspection visits

What we offer

Pension scheme
Employee discount club
Discounted school fees
Health cash plan
Maternity pay
Season ticket loan

Fulltime

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Regulatory Compliance Officer

Job Description

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