Regulatory Compliance Manager, HSBC

HSBC

Location:
Malaysia, Kuala Lumpur

Category:
Banking

Contract Type:
Not provided

Salary:

Not provided

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Job Description:

The Malaysia’s Regulatory Compliance Manager, Corporate and Institutional Banking (CIB) Malaysia role is responsible for supporting the Senior Regulatory Compliance Manager Commercial Banking (CMB) & Global Banking (GB) and Head of Regulatory Compliance CMB & GBM in the implementation, with guidance from Global and Regional Head of all aspects of Regulatory Compliance including impact analysis of regulatory changes affecting Corporate and Institutional Banking (CIB), Global Trade Solutions (GTS), Global Payments Solution (GPS) business/product provider (Markets and Securities Services business to a lesser extent), and support the coordination and execution of the designated Compliance work streams and assurance in Malaysia, while ensuring alignment with Global Standards, covering Conventional Banking requirements as well as Islamic banking requirements.

Job Responsibility:

To provide support to the Senior Regulatory Compliance Manager CMB & GB and Head of Regulatory Compliance CMB & GBM in the containment of regulatory compliance risks in CIB, GTS, GPS and Markets and Securities Services (MSS)
To assist in interaction with Regulators and industry bodies in Malaysia, on Regulatory Compliance matters relating to CIB, GTS, GPS and to a lesser extent, MSS
To assist in enhancing regulatory compliance awareness amongst CIB, GTS, GPS and MSS staff
To assist in monitoring changes to business practices and products/services of CIB, GTS, GPS and MSS, to a lesser extent and to ensure that compliance procedures and controls are adequate to cover them
To maintain a strong communication and working relationship within other CIB, GTS, GPS and MSS leaders, other Risk Disciplines, Functions and Global Businesses to ensure implementation of new disciplines
To assist in the implementation activities for the alignment of the CIB, GTS & GPS (and to a lesser extent MSS) operating practices with changes in Global Regulatory Compliance Standards
To resolve any/all identified issues promptly and escalate concerns to the relevant Compliance teammates and management as appropriate to ensure timely awareness of any material concerns
To maintain and observe all HSBC control standards and implement and observe the Group Compliance Policy, including the timely implementation of recommendations made by internal/external auditors and external regulators

Requirements:

Degree qualification of at least 5 years of compliance or relevant experience, preferably with Regulatory Compliance experience in CIB, GTS and GPS
Significant degree of professional independence
Strong team-player attitude
Excellent communication and inter-personal skills, with experience in dealing with stakeholders at various levels including the capacity to articulate the case for risk management and policy in the language of business
Ability to develop practical, cost effective solutions to complex issues
Experience of dealing with regulatory matters and confident interaction with Regulators
Consistent follow-through in ensuring corrective and mitigating actions are put in place or closed out
Pro-active in identifying regulatory compliance issues or developing appropriate recommendations/solutions
Good planning skills are required in order to perform his/her principal accountabilities and manage a varied workload on a timely basis
Practical and effective in providing advice to the relevant functions/businesses management

What we offer:

HSBC is committed to building a culture where all employees are valued, respected and opinions count
We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment

Additional Information:

Job Posted:
August 05, 2025

Expiration:
August 19, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Regulatory Compliance Manager

HSBC

Location:Malaysia, Kuala Lumpur

Category:Banking

Contract Type:Not provided