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As Regulatory Compliance Manager, Go-to-Market Enablement, you’ll help Range move faster— responsibly. This role sits at the intersection of product, marketing, and compliance, with a core mission of enabling scalable, low-friction approvals for client-facing experiences while maintaining strong regulatory standards and exam-ready evidence. You’ll own day-to-day marketing and product compliance workflows, serving as a trusted partner to Product, Engineering, Design, Marketing, and CX. This is a highly cross-functional role for someone who enjoys translating regulatory requirements into practical guidance that supports innovation and growth.
Job Responsibility:
Run the day-to-day marketing and advertising compliance program, including reviews and approvals under the SEC Marketing Rule and FINRA communications standards
Own compliance enablement for client-facing products and releases, partnering with Product, Engineering, Design, and CX to review requirements for new features, disclosures, and user flows (e.g., onboarding, education content, recommendations, prompts, and in-app messaging)
Support Range’s expansion into video and long-form content—such as market insights, webinars, and video advertising — by providing timely, clear, and scalable compliance reviews
Maintain and evolve books-and-records practices related to advertising and client communications, including ownership of workflows and documentation within compliance systems
Serve as the subject matter expert for advertising and client communications compliance, translating regulatory rules into clear guidance, templates, and training for partner teams
Promote exam and audit readiness by ensuring clean documentation, consistent recordkeeping, and efficient response processes
Requirements:
Experience in regulatory compliance within investment advisory, fintech, or financial services, with a focus on marketing, advertising, or product-related compliance
Strong working knowledge of SEC Marketing Rule requirements and FINRA communications standards
Proven ability to partner cross-functionally with product, marketing, and engineering teams in fast-moving environments
Practical, solutions-oriented mindset—able to balance regulatory rigor with business velocity
Strong organizational skills and attention to detail, especially around documentation and record keeping
Ability to translate complex regulatory requirements into clear, actionable guidance for non-compliance stakeholders
Nice to have:
Experience supporting regulatory exams, audits, or inquiries is a plus
Familiarity with compliance tools and systems for advertising review and books-and-records management is a plus
What we offer:
Health & Wellness: 100% employer-covered medical insurance for employees (75% for dependents), plus dental and vision coverage
401(k): Retirement savings program to support your future
Paid Time Off: Dedicated time to reset and recharge plus most federal holidays
Parental Leave: Comprehensive leave policy for growing families
Meals: Select meals covered throughout the week
Fitness: Monthly movement stipend
Equity & Career Growth: Early exercise eligibility and a strong focus on professional development
Annual Compensation Reviews: Salary and equity refreshes based on performance
Boomerang Program: After two years at Range, you can take time away to start your own company. We’ll hold your spot for 6 months - and pause your equity vesting, which resumes if you return