Regulatory Change Analyst Job at Randstad (London)

Senior Business Analyst - Post-Trade & Regulatory Change

We are seeking an experienced Senior Business Analyst / Operations Coordinator t...

Location

United States , New York

Salary:

110000.00 - 135000.00 USD / Year

Talan

Expiration Date

Until further notice

Requirements

+10 years of relevant experience in capital markets Operations, post-trade, or back-office transformation roles
Strong expertise in broker-dealer Operations workflows for cash equities and US options, including clearing and custody
Solid understanding of trade lifecycles and post-trade processing
Hands-on knowledge of DTCC and OCC workflows, including TradeSuite interfaces
Experience contributing to or leading a back-office conversion or migration project
Understanding of how OMS feeds back-office systems and how those systems interface with clearinghouses and the general ledger
Good understanding of project governance and documentation best practices

Job Responsibility

Represent Operations in all conversion and vendor meetings, acting as a key point of coordination between internal teams and Broadridge
Produce clear conversion documentation, including executive summaries, key decisions, and deliverables for senior Operations stakeholders
Support the existing roadmap by contributing to key tasks, milestones, and dependencies
Assist in the creation of the chart of accounts for the new subledger
Own testing documentation and execution, including test scripts, expected results, actual results, gap analysis, and remediation tracking, across: Trade capture
Trade settlement
Asset servicing
Non-financial regulatory reporting (Short Interest, Reg SHO)
Security Master and Account Master
Cash and position reconciliations (system vs clearinghouse vs general ledger)

What we offer

401(k) retirement plan with company matching
15 days of paid vacation per year at hire and up to 27 according to seniority (annual untaken vacation days are cashed out)
8 paid holidays + 5 sick days + 2 personal days per year
Company health, dental, and vision insurance plans + FSA
Voluntary STD and LTD
Commuter/transit benefits

Fulltime

Change Management / PLM Change Analyst (Windchill + GenAI)

We are seeking an experienced Change Management / PLM Change Analyst with strong...

Location

United States , West Chester

Salary:

55.00 USD / Hour

Realign

Expiration Date

Until further notice

Requirements

Hands-on experience with Change Management processes in a PLM environment
Strong working knowledge of PTC Windchill (Change Objects, BOMs, workflows)
Experience applying GenAI / AI tools for data analysis, automation, information retrieval, and summarization
Proven experience in automating workflows and routine tasks within change management systems
Strong understanding of product lifecycle, engineering change management, and regulatory compliance
Excellent problem-solving and analytical skills
Strong communication and stakeholder management skills
Ability to work cross-functionally in a fast-paced environment

Job Responsibility

Manage the end-to-end lifecycle of product changes, ensuring changes are properly assessed, approved, and implemented
Create, modify, and maintain change objects including Change Requests (CR), Change Orders (CO), design files, and Bill of Materials (BOM) within Windchill
Leverage GenAI capabilities to analyze historical and real-time data within Windchill to support change decision-making
Automate routine tasks to reduce manual effort, minimize errors, and improve efficiency during change request and approval processes
Utilize GenAI for complex information retrieval, summarization, and insights generation related to change data
Establish, configure, and maintain workflow processes for reviewing, approving, and implementing changes
Oversee execution of change implementation tasks, ensuring adherence to defined timelines and quality standards
Track and report change progress, proactively identifying risks, issues, and bottlenecks
Maintain accurate and audit-ready change records, including approvals, impact assessments, and compliance documentation
Collaborate with engineering, manufacturing, quality, regulatory, and compliance teams to ensure seamless change execution

Expert Regulatory Analyst

As an Expert on the Compliance Strategic Initiatives team in the Electric Risk a...

Location

United States , Oakland

Salary:

120000.00 - 200000.00 USD / Year

PG&E Corporation

Expiration Date

Until further notice

Requirements

Bachelor's degree in business, economics, public policy, finance, engineering or related discipline or equivalent utility industry experience
Five years of relevant working experience

Job Responsibility

Provide strategic guidance, coaching, and hands-on support to Electric sub-functions to strengthen and mature the compliance program and improve performance
Develop innovative tools and solutions to support/improve compliance program maturity
Assess Electric sub-function compliance programs
Perform compliance validation activities and testing controls for design and operating effectiveness
Supports the development and implementation of Electric's Compliance Controls Program by providing expert advisory support to cross-functional partners (operations, engineering, SMEs, compliance support teams) to strengthen controls, evidence capture, process consistency, and develop compliance metrics
Leads or supports maintaining a complete and accurate inventory of regulatory requirements, including identifying requirement owners, and mapping requirement to guidance documents, controls, and trainings
Performs and oversees analysis of compliance metrics, evidence, and documentation to identify gaps, trends, and areas for improvement
Develops and/or supports maintenance of guidance documents, procedures, templates, and job aids that support compliance maturity
Identifies new or changing regulatory, operational, or risk concerns that may impact maturity expectations and recommends updates to programs or tools
Conducts and supports compliance reviews with Electric sub-function leaders, facilitating compliance assessments and recommending corrective actions aligned to regulatory requirements and risk priorities

Fulltime

Manager - Regulatory Change & Inventory Management

American Express is seeking a skilled Regulatory Change Management professional ...

Location

United States , Sandy, Utah; Sunrise, Florida

Salary:

89250.00 - 150250.00 USD / Year

Amex

Expiration Date

Until further notice

Requirements

Bachelor’s degree in law, Finance, Business Administration or related field
advanced degree preferred
Minimum of 5 years of overall experience in Banking and Financial Services
Minimum of 2 years of experience in compliance or regulatory change management
Experience in using or maintaining a repository of laws/rules/regulations and their corresponding obligations (e.g., GRC platform) preferred
Intermediate skills in data analysis, reporting, and risk assessment, including the use of data visualization tools (e.g., Tableau, Power BI)
Experience using generative artificial intelligence tools preferred
Professional regulatory compliance certification preferred
Excellent analytical skills with an ability to interpret complex legal documents
Demonstrated project management skills with attention to detail

Job Responsibility

Manage a team of analysts responsible for continuously monitoring domestic and international regulatory developments to identify changes that impact American Express
Utilize automated tools for horizon scanning and maintain an up-to-date understanding of new regulations, amendments, and repeals
Support Regulatory Change Management triggered by business and process updates to ensure compliance with policies and regulations to include communication and training efforts
Implement strategies for responding to regulatory changes across different business units and corporate functions
Lead the process and provide instruction supporting business impact analysis using established methodologies to evaluate the potential impact of regulatory changes on various business units prioritizing changes based on their complexity, urgency, and potential business impact
Support ongoing monitoring of risk standards and programs to drive compliance with legal, regulatory, and Corporate Policy requirements
Provide constructive and effective challenge to internal stakeholders (e.g. business lines, risk and local compliance) to ensure regulatory risks are adequately addressed and mitigated
Maintain and enhance the Regulatory Change and Inventory Management Framework, ensuring alignment with regulatory requirements
Collaborate with legal professionals to update and maintain the global legal inventory system with new regulatory requirements
Provide oversight in mapping laws rules and regulations (LRR) to business processes, products, and services and ensure these LRR are effectively mapped to controls mitigating regulatory risks and ensuring compliance

What we offer

Competitive base salaries
Bonus incentives
6% Company Match on retirement savings plan
Free financial coaching and financial well-being support
Comprehensive medical, dental, vision, life insurance, and disability benefits
Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need
20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy
Free access to global on-site wellness centers staffed with nurses and doctors (depending on location)
Free and confidential counseling support through our Healthy Minds program
Career development and training opportunities

Fulltime

Expert Regulatory Analyst

As a Regulatory Analyst, Expert within PG&E’s Electric Compliance organization, ...

Location

United States , Oakland

Salary:

120000.00 - 200000.00 USD / Year

PG&E Corporation

Expiration Date

Until further notice

Requirements

Bachelor’s degree in business, economics, public policy, finance, engineering or related discipline or equivalent utility industry experience
Five years of relevant work experience

Job Responsibility

Support development and maintenance of compliance programs focused on regulatory requirements, internal standards, and performance monitoring within Electric Compliance
Manage research and analysis to identify applicable regulatory requirements, assess changes, and ensure alignment of internal controls and processes
Conduct horizon scanning to identify emerging legislation, policy developments, and regulatory trends that may impact PG&E’s compliance programs and operational practices
Draft and maintain compliance documentation, guidance materials, and evidence tracking tools to support audits, investigations, and regulatory inquiries
Monitor compliance and risk performance metrics, perform validation or self-assessments, and recommend corrective actions or process improvements
Participate in policy scanning and requirements mapping efforts to ensure PG&E remains ahead of emerging mandates from agencies such as CPUC, OEIS, FERC, and CAISO
Coordinate with cross-functional teams to translate regulatory obligations into actionable work processes, ensuring compliance integration into day-to-day operations
Contribute to regulatory filings, responses, and documentation requests, ensuring accuracy, traceability, and timely delivery
Support development of compliance dashboards, data visualizations, and analytics to strengthen evidence quality and oversight
Assist in leading root-cause analyses and in developing mitigation or preventive controls to reduce compliance risk exposure

Fulltime

IT Business Analyst, Regulatory & Quality Systems

We are seeking a highly skilled IT Systems Analyst to serve as the primary IT re...

Location

United States , Cambridge

Salary:

80000.00 - 115000.00 USD / Year

Beam Therapeutics

Expiration Date

Until further notice

Requirements

3-5 years of successful IT experience in system development lifecycle (SDLC) activities (requirements, design, configuration, validation/testing, and support)
Experience implementing or supporting one or more quality and/or regulatory computerized systems, preferably Veeva Quality
Experience with Computer Systems Validation (CSV)
Experience with eliciting business requirements and translating into technical deliverables
Strong analytical and troubleshooting skills
Experience with Quality Systems workflows (Controlled Document Management, Training, Change Control, Deviations, etc.) preferred
Some Project Management experience is helpful

Job Responsibility

Act as the primary liaison between IT and Quality and Regulatory teams
Lead the implementation, enhancement, and support of Quality and Regulatory IT systems
Serve as primary operational support to resolve any system related issues
Gather and document business requirements and ensure these are translated into high quality technical solutions that meet the needs of our organization
Lead continuous improvement efforts for existing systems
Partner closely with business stakeholders to collect and prioritize enhancement requests
Stay up to date on new technologies and best-practices and make recommendations for potential improvements
Support validation and change management activities, including contributing to requirements documentation, test scripts, and change control documentation
Support the larger IT organization by assuming other duties and responsibilities, as assigned

Fulltime

Lead Data Analyst–Regulatory Reporting - Senior Vice President

We are looking for a technical problem-solver to join our Global Regulatory Repo...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Advanced SQL: comfortable writing complex queries from scratch (Joins, Window Functions, Case Logic)
Data Analysis: ability to compare large datasets (Source vs. Target) to identify variances
Domain Knowledge (Banking or Trading): Familiarity with Lending products (Mortgages, Revolving Credit, Term Loans), Deposits, and General Ledger concepts OR Familiarity with Capital Markets products (Derivatives, Securities, Repos) and trade lifecycles
Understanding of how product data translates to financial reporting
Experience with JIRA for defect tracking and requirements management
Ability to read and interpret Data Mapping Documents (Source-to-Target mappings)
8+ years experience
Should have team handling experience

Job Responsibility

Upstream Change Impact Analysis (The "Shield"): Monitor and review upcoming changes in upstream source systems
Analyze the "Blast Radius" of these changes using data mapping files and SQL
Conduct "content analysis" to verify if the nature of the data is changing
Incident Triage & Root Cause Analysis (The "Detective"): Investigate "perceived data issues" raised by the Regulatory Reporting team
Execute complex SQL queries to trace data lineage back to the source
Determine the verdict: Is this a true upstream Data Quality (DQ) issue, a logic gap in our transformation layer, or a valid business event?
Prevent false alarms from reaching the technology development team
Testing Strategy & Requirements Management: Translate findings into actionable JIRA tickets
Define test cases for User Acceptance Testing (UAT)
Communication & Stakeholder Management: Act as the translator between the Reporting Team and the Technology Team

Data Analyst – Regulatory Reporting

We are looking for a technical problem-solver to join our Global Regulatory Repo...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Advanced SQL: Must be comfortable writing complex queries from scratch (Joins, Window Functions, Case Logic) to profile data and validate hypotheses. Should be able to write own script to find answers
Data Analysis: Ability to compare large datasets (Source vs. Target) to identify variances
Domain Knowledge (Banking or Trading): Banking Book: Familiarity with Lending products (Mortgages, Revolving Credit, Term Loans), Deposits, and General Ledger concepts. Trading Book: Familiarity with Capital Markets products (Derivatives, Securities, Repos) and trade lifecycles. Understanding of how product data translates to financial reporting (e.g., specific attributes like Maturity Date, Interest Rate, Counterparty Type)
Process & Tools: Experience with JIRA for defect tracking and requirements management. Ability to read and interpret Data Mapping Documents (Source-to-Target mappings)
Education: Bachelor’s degree (or higher) required
Preferred Major in Data Analytics/Data Science, Computer Science, Quantitative Finance/Economics, Statistics/Mathematics
Experience: Looking for candidates with experience 6 - 8 years

Job Responsibility

Upstream Change Impact Analysis (The "Shield"): Monitor and review upcoming changes in upstream source systems (e.g., changes to General Ledger, Data Warehouse, Product Processors, or Reference Data). Analyze the "Blast Radius" of these changes: Use data mapping files and SQL to determine if an upstream attribute change (addition/removal/logic change) impacts specific regulatory report lines. Conduct "content analysis" to verify if the nature of the data is changing, even if the schema remains the same
Incident Triage & Root Cause Analysis (The "Detective"): Investigate "perceived data issues" raised by the Regulatory Reporting team. Execute complex SQL queries to trace data lineage back to the source. Determine the verdict: Is this a true upstream Data Quality (DQ) issue, a logic gap in our transformation layer, or a valid business event? Prevent false alarms from reaching the technology development team by filtering out non-issues
Testing Strategy & Requirements Management: Translate findings into actionable JIRA tickets. Clearly define: The Change: What is changing upstream? The Impact: Which report cells are affected? The Test Plan: How exactly should this be validated? Define test cases for User Acceptance Testing (UAT) to ensure upstream changes do not cause regression in reporting
Communication & Stakeholder Management: Act as the translator between the Reporting Team (who speak in "Reg Rules") and the Technology Team (who speak in "Code/Schema"). Present impact assessments to stakeholders to get sign-off on upcoming changes

Fulltime

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Regulatory Change Analyst

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