Regulatory Capital Senior Auditor Job at Citi (Heredia)

Regulatory Capital Senior Auditor

The Senior Auditor is an intermediate level role responsible for performing mode...

Location

Canada , Mississauga

Salary:

88240.00 - 132360.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

5-8 years of relevant experience in Internal Audit, Regulatory and Compliance in Banking/Financial services
Effective verbal and written communication and negotiation skills
Intermediate to Advance English is required
Subject matter expertise regarding audit technology's application
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Bachelor's/University degree in Law, Accounting, BA or equivalent experience

Job Responsibility

Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions
Draft audit reports and present issues to the business while discussing practical cross-functional solutions
Complete assigned audits within budgeted timeframes, and budgeted costs
Monitor, assess, and recommend solutions to emerging risks
Contribute to the development of audit processes improvements, including the development of automated routines
Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope
Develop effective line management relationships to ensure strong understanding of the business
Has the ability to operate with a limited level of direct supervision
Can exercise independence of judgement and autonomy
Acts as SME to senior stakeholders and /or other team members

Fulltime

Regulatory Reporting Head

The Finance Reporting Lead Analyst is senior professional position responsible f...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience in Financial Services preferred
Global Project Management experience preferred
Ability to work under pressure and manage deadlines or unexpected changes in expectations or requirements
Proven organizational and time management skills
Proven problem-solving and decision-making skills
Consistently demonstrates clear and concise written and verbal communication skills

Job Responsibility

Support the analysis and submission of reports to various constituencies (local regulators) based on local statutory reporting
Manage Local Regulatory Reporting requirements for Central Bank of UAE, Dubai Financial Service Authority, Financial Service Regulatory Authority and Qatar Financial Centre Regulatory Authority
Submission of Local Financial Statements in liaison with external auditors
Responsible for Capital and Liquidity management reporting including but not limited to: Internal Capital Adequacy Assessment Process (ICAAP), Stress Testing, Basel, Pillar III requirements, Recovery Plan
Assist with closing the books and sub-ledgers, including passing appropriate required adjustment entries and consolidating financials at the end of each accounting period
Instill operational discipline into existing team processes
Work with senior leadership on strategic planning, establishing guidelines, implementing controls, and executing strategic plans
Assist with the implementation of policies and procedures
Serve as a technical mentor for an area within the business
Build and maintain a thorough understanding of related product reporting and analytics and utilize knowledge of systems and process flows to provide insight and recommendations on identified issues

What we offer

Equal opportunity employer policies

Fulltime

Financial Crime Manager & DMLRO

An exciting opportunity has arisen for an experienced Financial Crime Manager to...

Location

Isle of Man , Douglas

Salary:

Not provided

Capital International

Expiration Date

Until further notice

Requirements

The role holder must hold a recognised compliance qualification, equivalent to ICA International Diploma level, or relevant financial services qualification, or be deemed to be qualified by extensive and relevant experience in Financial Crime in the financial service sector
5+ years' experience in an FSA regulated (or equivalent) Financial Crime environment is desirable
Significant experience across all Financial Crime related disciplines within the financial service sector
Good technical knowledge of Financial Crime, Regulatory, and Legislative requirements, predominantly from an Isle of Man, UK, and EU perspective
Good knowledge of banking and investment products and processes and industry best practice, particularly in the offshore market
Experience of dealing with relevant external stakeholders, to include the Financial Intelligence Unit and the Attorney General’s office, including day to day relationships and visits
Practical experience of translating regulation into a working document understood by the business
Experience of dealing with complex structures, Trusts and High-Risk clients
Strong report writing skills
Excellent interpersonal skills and the ability to relate with all parts of the business particularly Senior Management

Job Responsibility

Support in managing the end‑to‑end Financial Crime framework, ensuring compliance with relevant Isle of Man AML/CFT legislation and Codes, IOM FSA regulatory requirements and guidance, and applicable local, UK, EU and international Sanctions regimes
Provide support in the maintenance and enhancement of Financial Crime policies, procedures and standards across the Financial Crime framework
Ensure the framework is embedded operationally by supporting with the performance of thematic reviews, deep dives and assurance testing on the compliance monitoring programme
Gather and assess information for input into reporting on the outputs of the agreed monitoring programme to senior stakeholders
To develop and maintain excellent working relationships with client departments
To gather information for input into the MLRO reporting for all relevant entities within the Capital International Group Limited group of companies where required
Conduct Horizon Scanning where appropriate, supporting with Gap Analysis where regulatory outputs require and provide reports in this regard to senior stakeholders
Ensure any changes to regulatory requirements are understood, communicated and impact assessed within the required timetable
To gather information, as required, to assist with the preparation and maintenance of Capital International’s Jurisdictional lists
Provide the correct and technical and commercial interpretation of regulatory requirements as they relate to, and should be applied across, the business activities of Group

What we offer

Private health care
life insurance
flexible working hours
pension scheme
volunteering opportunities
extensive training and development programmes

Fulltime

Senior Manager Middle Office

The Senior Manager Middle Offices is responsible for overseeing, challenging, an...

Location

Germany , Berlin

Salary:

Not provided

Solarisbank

Expiration Date

Until further notice

Requirements

A university degree, ideally with a focus on economics, business administration, banking or a comparable qualification
5-7 years of relevant work experience in financial services, ideally within financial risk management, middle office, product control, or a related control/governance function
Strong product knowledge across various financial instruments (e.g., fixed-income securities, non-trading derivatives, loans) and their valuation
Proven knowledge of the trade lifecycle, data-flow architectures, and key processes within front-to-back office environments
Deep understanding of the Banking Book, including knowledge of interest rate risk (IRRBB), credit risk, and liquidity risk
Experience in credit underwriting, credit processes, credit risk management and related regulatory governance structuring
Strong proficiency in risk measurement techniques (e.g., VaR, stress testing) and a solid grasp of financial products
Prior experience in Middle Office functions (e.g., product control, valuations, trade support) is a significant advantage
Familiarity with regulatory reporting requirements for Banking Book exposures
Excellent quantitative, analytical, and problem-solving skills, with the ability to communicate complex risk issues clearly and effectively to diverse stakeholders

Job Responsibility

Independent review and challenge of First Line of Defence (Front Office/Back Office) activities pre and post trade, including completeness of trade documentation, limit approval process, trade booking, P&L attribution, valuation methodologies (IPVs/Fair Value Adjustments), collateral processes and perform Market Conformity Checks (MCC)
Act as an interface in new product processes and significant process changes, ensuring proper risk integration and control definition from the outset
Analyse and monitor key risk metrics (e.g., duration, risk exposure, liquidity profiles) and provide regular reporting to senior management and risk committees
Develop, maintain, and enhance the risk management framework, policies, and procedures related to the Banking Book and Middle Office function (e.g., valuation, collateral management, trade confirmation) working closely with other first and second line functions
Ensure compliance with internal risk limits, risk appetite statements, and regulatory requirements (e.g., Basel III/IV, IRRBB, Credit Risk Capital requirements)
Ensure data integrity and data flow from legal books & records to general ledger and risk ledger
Assess the adequacy and effectiveness of Middle Office controls regarding data integrity, trade lifecycle management, and control breaks
Drive continuous improvement in risk-related data quality and reporting capabilities
Act as a key contact for internal and external auditors and regulatory bodies regarding Banking Book risk exposure and the corresponding control environment

What we offer

Home office budget
Learning & development budget of €1000 per year and a transparent growth framework to support your career goals
Competitive salary and a variable remuneration program
Monthly meal allowance
Deutschland ticket subsidy
28 vacation days, increasing by 2 days after 2 years and 3 days after 3 years with Solaris
Opportunity to work abroad for up to 12 weeks per year

Fulltime

Head of Actuarial

We are looking for a strategic, forward‑thinking Head of Actuarial to lead all a...

Location

United Kingdom , Cardiff

Salary:

Not provided

Admiral Group Plc

Expiration Date

Until further notice

Requirements

Qualified actuary (FIA, FCAS, or equivalent)
Significant experience in non‑life (P&C) insurance
Strong technical background across reserving, capital, pricing, and reinsurance
Confident communicator with experience presenting to Boards and senior committees
Able to operate both strategically and hands‑on in a growing, entrepreneurial environment

Job Responsibility

Build, shape, and lead a high‑performing actuarial function, establishing strong governance, controls, methodologies, and standards
Develop and grow an internal actuarial team over time
Provide senior actuarial advice to the CFO, Executive Committee, and Board
Lead engagement with regulators, auditors, and external actuarial partners
Own the quarterly and annual reserving processes end‑to‑end
Lead delivery of Best Estimates, Risk Margins, and Solvency II Technical Provisions
Produce insightful analysis of reserve movements and deliver clear, high‑quality reporting for management and the Board
Chair and drive the Admiral Pioneer Reserving Committee
Lead capital modelling, solvency assessment, and regulatory capital reporting
Support capital planning, forecasting, and the setting of solvency targets

What we offer

33 days holiday (including bank holidays) when they join us, increasing the longer you stay with us, up to a maximum of 38 days (including bank holidays)
Option to buy or sell up to an additional five days of annual leave
Eligible for up to £3,600 of free shares each year after one year of service

Fulltime

Senior Internal Auditor

We are currently recruiting an exciting opportunity for a Senior Internal Audito...

Location

United Kingdom , London

Salary:

Not provided

Transact

Expiration Date

Until further notice

Requirements

Experience in an internal auditor role (2 – 5 years post qualification experience), ideally within the financial services industry
Must hold the CIA, ACA or equivalent professional qualification
Advanced Excel experience is essential
Capability of data analytics would be desirable
Knowledge of the Wealth Management or Life Insurance sector would be beneficial, but not a prerequisite
Candidates from external auditor roles must have applied knowledge and expertise in the use of risk-based audit methodologies, techniques and practices

Job Responsibility

Independently leading and delivering full end to end internal audit and advisory engagements in accordance with internal audit standards/ practices and methodology
Identifying key risks, developing and scoping robust test plans (including use of data analytics), and preparing audit reports
Leading stakeholder management meetings
Supporting the internal audit management team with wider activity (e.g., preparation of Audit and Risk Committee or Executive Committee packs and innovating audit practices)
Leading internal audits as assigned in the Group Internal Audit Plan covering business operational processes, key customer journeys, regulatory compliance, capital adequacy, governance, risk and IT
Preparing audit scopes and performing audit testing in accordance with professional standards and the Group Internal Audit methodology
Drafting audit reports
Leading meetings with senior management to validate audit findings and develop pragmatic and commercially sound audit recommendations
Supporting, mentoring or line managing any guest auditors (secondees) in the team
Supporting the Group Internal Audit management team with non-internal audit engagement related activity

What we offer

Company discretionary bonus
Excellent pension contributions
Attractive staff share scheme
BUPA health insurance
Buying and selling of annual leave
Sponsorship of relevant professional qualifications

Fulltime

Model/Analysis/Validation Officer

Build market risk models for the purpose of regulatory capital calculation and s...

Location

United States , Tampa

Salary:

134000.00 - 180218.00 USD / Year

Citi

Expiration Date

June 17, 2026

Requirements

Requires a Master’s degree, or foreign equivalent, in Financial Mathematics, Mathematics, Statistics, or related field and 4 years of experience as a Model/Analysis/Validation Officer, Model/Analysis/Validation Senior Analyst, Model/Analysis/Validation Intermediate Analyst or related position developing tools for measuring financial models to ensure the reliability, accuracy, and stability of quantitative models used in risk management. Alternatively, employer will accept a Bachelor’s degree in the stated fields and 6 years of progressively responsible, post-baccalaureate experience in the stated positions. Full span of experience must include: Supporting market risk analytics projects in FRTB, CCAR, and ICAAP
Developing market risk models for quantifying market risk exposure for trading books and for calculating regulatory capital
Implementing new models, resolve production issues and enhance existing implementation
Calibrating model parameters, performing variance analysis
Perform ongoing analysis of models, including backtesting and profit attribution analysis (PAA)
Engaging market risk managers
Developing and maintaining technical documentation
and Utilizing quantitative methodologies including linear and non-linear regression, Monte Carlo Simulation, Numerical analysis method, Scenario Analysis and stress testing frameworks.

Job Responsibility

Build market risk models for the purpose of regulatory capital calculation and stressing testing in order to ensure compliance with global regulatory frameworks while providing critical insights into the firm's exposure to market fluctuations
Conduct model changes and address model limitations to improve the model performance in response of regulatory requirement or Front office request
Develop and implement market risk model methodologies, algorithms, and diagnostic tools, integrating quantitative risk measuring work (including backtesting, sensitivity analysis, assumption analysis, data quality, model reliability, stability, and stress testing) to ensure model robustness, performance, and to assess and monitor model limitations
Work with market risk management systems, data flow, data definition and data requirements for various trading products, and conduct multiple analyses to meet risk managers and business needs
Collaborate with various working groups, senior model developers, risk managers, business clients, model validators, Risk IT, internal and external auditors, and regulators to assist with Model Risk Management and fulfill internal risk management requirements
Conduct on-going model performance analysis to discover, understand and quantify model limitations, providing comprehensive interpretations, explanations, and conclusions for resolving model issues
Work within Windows and Linux as programming environment and use Python, R, and SQL
Develop, maintain and enhance technical documentation including project plans, model description, mathematical derivations, data analysis, process and quality controls.

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Fulltime

Finance Reporting Lead Analyst

The Finance Reporting Lead Analyst is senior professional position responsible f...

Location

Germany , Frankfurt am Main

Salary:

1861981.00 EUR / Year

Citi

Expiration Date

Until further notice

Requirements

Experience in Financial Services preferred (multinational experience would be an advantage)
In depth technical knowledge of German regulatory reporting requirements as well as applicable regulation i.e. CRR, CRR3. BRRD and Basel Accords
Experience in dealing with regulators i.e. BaFin, Bundesbank, ECB, SRB as well as external auditors
Good communication and presentation skills
Very good analytical and technical skills
Fluency in both written and spoken English and German (beneficial)
Practical experience with Finance processes
Bachelor’s Degree/University degree or equivalent experience
MBA or Professional Degree an advantage

Job Responsibility

Support the local regulatory reporting for the Germany Legal Entities and the day-to-day management of Finance relationship with the German and other regulators
Drive and support change process by ensuring further technical improvements and high-quality deliveries from the solution centres in particular related to the German regulatory requirements (COREP, Capital Monitoring, FINREP, Statistical Reporting) as well as future requirements determined by the Regulators
Support the implementation of new regulatory rules and requirements as well as respective tailored reporting requirements to internal and external stakeholders
Work with external and internal auditors for all regulatory related queries
Interact with International teams on regulatory reporting to ensure knowledge transfer in all directions
Assist with the implementation of policies and procedures
Ensure overall efficient and targeted reporting, identify process improvements & drive re-engineering initiatives
Support the day-to-day management of Finance relationship with the Banking Regulators
Work with senior leadership on strategic planning, establishing guidelines, implementing controls, and executing strategic plans

Fulltime

Select Country

Regulatory Capital Senior Auditor

Job Description

Job Responsibility

Requirements

Nice to have

Looking for more opportunities?

Regulatory Capital Senior Auditor

Regulatory Capital Senior Auditor

Regulatory Reporting Head

Financial Crime Manager & DMLRO

Senior Manager Middle Office

Head of Actuarial

Senior Internal Auditor

Model/Analysis/Validation Officer

Finance Reporting Lead Analyst

Our AI answers in your language