Regulatory Capital Senior Auditor Job at Citi (Heredia)

Regulatory Capital Senior Auditor

The Senior Auditor is an intermediate level role responsible for performing mode...

Location

Canada , Mississauga

Salary:

88240.00 - 132360.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

5-8 years of relevant experience in Internal Audit, Regulatory and Compliance in Banking/Financial services
Effective verbal and written communication and negotiation skills
Intermediate to Advance English is required
Subject matter expertise regarding audit technology's application
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Bachelor's/University degree in Law, Accounting, BA or equivalent experience

Job Responsibility

Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions
Draft audit reports and present issues to the business while discussing practical cross-functional solutions
Complete assigned audits within budgeted timeframes, and budgeted costs
Monitor, assess, and recommend solutions to emerging risks
Contribute to the development of audit processes improvements, including the development of automated routines
Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope
Develop effective line management relationships to ensure strong understanding of the business
Has the ability to operate with a limited level of direct supervision
Can exercise independence of judgement and autonomy
Acts as SME to senior stakeholders and /or other team members

Fulltime

Regulatory Reporting Head

The Finance Reporting Lead Analyst is senior professional position responsible f...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience in Financial Services preferred
Global Project Management experience preferred
Ability to work under pressure and manage deadlines or unexpected changes in expectations or requirements
Proven organizational and time management skills
Proven problem-solving and decision-making skills
Consistently demonstrates clear and concise written and verbal communication skills

Job Responsibility

Support the analysis and submission of reports to various constituencies (local regulators) based on local statutory reporting
Manage Local Regulatory Reporting requirements for Central Bank of UAE, Dubai Financial Service Authority, Financial Service Regulatory Authority and Qatar Financial Centre Regulatory Authority
Submission of Local Financial Statements in liaison with external auditors
Responsible for Capital and Liquidity management reporting including but not limited to: Internal Capital Adequacy Assessment Process (ICAAP), Stress Testing, Basel, Pillar III requirements, Recovery Plan
Assist with closing the books and sub-ledgers, including passing appropriate required adjustment entries and consolidating financials at the end of each accounting period
Instill operational discipline into existing team processes
Work with senior leadership on strategic planning, establishing guidelines, implementing controls, and executing strategic plans
Assist with the implementation of policies and procedures
Serve as a technical mentor for an area within the business
Build and maintain a thorough understanding of related product reporting and analytics and utilize knowledge of systems and process flows to provide insight and recommendations on identified issues

What we offer

Equal opportunity employer policies

Fulltime

Senior Compliance Sanctions Officer

Serves as a senior compliance risk officer for Independent Compliance Risk Manag...

Location

Ireland , Dublin

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expertise of Global Sanctions regulations, risks and typologies, including restrictive measures imposed by the OFAC, the OFSI and the European Commission
Broad knowledge of global capital markets products
Understanding of securities services and trading
Knowledge of securities settlements processes and transactions flows
Ability to clearly communicate with business heads providing credible challenge in difficult situations
Expertise of Compliance laws, rules, regulations, risks and typologies and interpretations of the regulations
Excellent written, verbal and analytical skills
Must be a self-starter, flexible, innovative and adaptive
Highly motivated, strong attention to detail, team oriented, organized
Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging

Job Responsibility

Provide sanctions guidance to Citi's Markets Businesses transacting in Global Capital Markets products
Provide sanctions oversight of in business controls and review in-flight and proposed transactions involving capital markets products
Executing and implementing firm-wide sanctions risk management policy as well as the strategic ICRM direction
maintaining the sanctions compliance program for the businesses (assessment of risks, development of policies, procedures, governance)
Designing and maintaining elements of the ICRM Sanctions Framework
Advising and overseeing adherence to procedures and processes for compliance by front line units meet required standards
Directing technology solutions that enable effective and efficient compliance risk management solutions
Supporting investigations and interactions with the U.S. Treasury Departments' Office of Foreign Assets Control (OFAC), competent authorities of the European Union (E.U.) Member States, the Office of Financial Sanctions Implementation of the HM Treasury (“OFSI”) and/or local government authorities
Monitoring adherence to Citi’s Global Sanctions Policy and relevant procedures to verify adherence to applicable requirements
Working closely with ICRM Compliance Assurance and Internal Audit in the evaluation of results and proposed remedial actions, identifying opportunities to conduct more targeted comprehensive reviews

What we offer

business casual workplace
hybrid working model
competitive base salary
additional benefits that support you (and your family) to be well, live well and save well

Fulltime

Senior Manager Middle Office

The Senior Manager Middle Offices is responsible for overseeing, challenging, an...

Location

Germany , Berlin

Salary:

Not provided

Solarisbank

Expiration Date

Until further notice

Requirements

A university degree, ideally with a focus on economics, business administration, banking or a comparable qualification
5-7 years of relevant work experience in financial services, ideally within financial risk management, middle office, product control, or a related control/governance function
Strong product knowledge across various financial instruments (e.g., fixed-income securities, non-trading derivatives, loans) and their valuation
Proven knowledge of the trade lifecycle, data-flow architectures, and key processes within front-to-back office environments
Deep understanding of the Banking Book, including knowledge of interest rate risk (IRRBB), credit risk, and liquidity risk
Experience in credit underwriting, credit processes, credit risk management and related regulatory governance structuring
Strong proficiency in risk measurement techniques (e.g., VaR, stress testing) and a solid grasp of financial products
Prior experience in Middle Office functions (e.g., product control, valuations, trade support) is a significant advantage
Familiarity with regulatory reporting requirements for Banking Book exposures
Excellent quantitative, analytical, and problem-solving skills, with the ability to communicate complex risk issues clearly and effectively to diverse stakeholders

Job Responsibility

Independent review and challenge of First Line of Defence (Front Office/Back Office) activities pre and post trade, including completeness of trade documentation, limit approval process, trade booking, P&L attribution, valuation methodologies (IPVs/Fair Value Adjustments), collateral processes and perform Market Conformity Checks (MCC)
Act as an interface in new product processes and significant process changes, ensuring proper risk integration and control definition from the outset
Analyse and monitor key risk metrics (e.g., duration, risk exposure, liquidity profiles) and provide regular reporting to senior management and risk committees
Develop, maintain, and enhance the risk management framework, policies, and procedures related to the Banking Book and Middle Office function (e.g., valuation, collateral management, trade confirmation) working closely with other first and second line functions
Ensure compliance with internal risk limits, risk appetite statements, and regulatory requirements (e.g., Basel III/IV, IRRBB, Credit Risk Capital requirements)
Ensure data integrity and data flow from legal books & records to general ledger and risk ledger
Assess the adequacy and effectiveness of Middle Office controls regarding data integrity, trade lifecycle management, and control breaks
Drive continuous improvement in risk-related data quality and reporting capabilities
Act as a key contact for internal and external auditors and regulatory bodies regarding Banking Book risk exposure and the corresponding control environment

What we offer

Home office budget
Learning & development budget of €1000 per year and a transparent growth framework to support your career goals
Competitive salary and a variable remuneration program
Monthly meal allowance
Deutschland ticket subsidy
28 vacation days, increasing by 2 days after 2 years and 3 days after 3 years with Solaris
Opportunity to work abroad for up to 12 weeks per year

Fulltime

Head of Actuarial

We are looking for a strategic, forward‑thinking Head of Actuarial to lead all a...

Location

United Kingdom , Cardiff

Salary:

Not provided

Admiral Group Plc

Expiration Date

Until further notice

Requirements

Qualified actuary (FIA, FCAS, or equivalent)
Significant experience in non‑life (P&C) insurance
Strong technical background across reserving, capital, pricing, and reinsurance
Confident communicator with experience presenting to Boards and senior committees
Able to operate both strategically and hands‑on in a growing, entrepreneurial environment

Job Responsibility

Build, shape, and lead a high‑performing actuarial function, establishing strong governance, controls, methodologies, and standards
Develop and grow an internal actuarial team over time
Provide senior actuarial advice to the CFO, Executive Committee, and Board
Lead engagement with regulators, auditors, and external actuarial partners
Own the quarterly and annual reserving processes end‑to‑end
Lead delivery of Best Estimates, Risk Margins, and Solvency II Technical Provisions
Produce insightful analysis of reserve movements and deliver clear, high‑quality reporting for management and the Board
Chair and drive the Admiral Pioneer Reserving Committee
Lead capital modelling, solvency assessment, and regulatory capital reporting
Support capital planning, forecasting, and the setting of solvency targets

What we offer

33 days holiday (including bank holidays) when they join us, increasing the longer you stay with us, up to a maximum of 38 days (including bank holidays)
Option to buy or sell up to an additional five days of annual leave
Eligible for up to £3,600 of free shares each year after one year of service

Fulltime

Senior Internal Auditor

We are currently recruiting an exciting opportunity for a Senior Internal Audito...

Location

United Kingdom , London

Salary:

Not provided

Transact

Expiration Date

Until further notice

Requirements

Experience in an internal auditor role (2 – 5 years post qualification experience), ideally within the financial services industry
Must hold the CIA, ACA or equivalent professional qualification
Advanced Excel experience is essential
Capability of data analytics would be desirable
Knowledge of the Wealth Management or Life Insurance sector would be beneficial, but not a prerequisite
Candidates from external auditor roles must have applied knowledge and expertise in the use of risk-based audit methodologies, techniques and practices

Job Responsibility

Independently leading and delivering full end to end internal audit and advisory engagements in accordance with internal audit standards/ practices and methodology
Identifying key risks, developing and scoping robust test plans (including use of data analytics), and preparing audit reports
Leading stakeholder management meetings
Supporting the internal audit management team with wider activity (e.g., preparation of Audit and Risk Committee or Executive Committee packs and innovating audit practices)
Leading internal audits as assigned in the Group Internal Audit Plan covering business operational processes, key customer journeys, regulatory compliance, capital adequacy, governance, risk and IT
Preparing audit scopes and performing audit testing in accordance with professional standards and the Group Internal Audit methodology
Drafting audit reports
Leading meetings with senior management to validate audit findings and develop pragmatic and commercially sound audit recommendations
Supporting, mentoring or line managing any guest auditors (secondees) in the team
Supporting the Group Internal Audit management team with non-internal audit engagement related activity

What we offer

Company discretionary bonus
Excellent pension contributions
Attractive staff share scheme
BUPA health insurance
Buying and selling of annual leave
Sponsorship of relevant professional qualifications

Fulltime

New

Model/Analysis/Validation Officer

Build market risk models for the purpose of regulatory capital calculation and s...

Location

United States , Tampa

Salary:

134000.00 - 180218.00 USD / Year

Citi

Expiration Date

June 17, 2026

Requirements

Requires a Master’s degree, or foreign equivalent, in Financial Mathematics, Mathematics, Statistics, or related field and 4 years of experience as a Model/Analysis/Validation Officer, Model/Analysis/Validation Senior Analyst, Model/Analysis/Validation Intermediate Analyst or related position developing tools for measuring financial models to ensure the reliability, accuracy, and stability of quantitative models used in risk management. Alternatively, employer will accept a Bachelor’s degree in the stated fields and 6 years of progressively responsible, post-baccalaureate experience in the stated positions. Full span of experience must include: Supporting market risk analytics projects in FRTB, CCAR, and ICAAP
Developing market risk models for quantifying market risk exposure for trading books and for calculating regulatory capital
Implementing new models, resolve production issues and enhance existing implementation
Calibrating model parameters, performing variance analysis
Perform ongoing analysis of models, including backtesting and profit attribution analysis (PAA)
Engaging market risk managers
Developing and maintaining technical documentation
and Utilizing quantitative methodologies including linear and non-linear regression, Monte Carlo Simulation, Numerical analysis method, Scenario Analysis and stress testing frameworks.

Job Responsibility

Build market risk models for the purpose of regulatory capital calculation and stressing testing in order to ensure compliance with global regulatory frameworks while providing critical insights into the firm's exposure to market fluctuations
Conduct model changes and address model limitations to improve the model performance in response of regulatory requirement or Front office request
Develop and implement market risk model methodologies, algorithms, and diagnostic tools, integrating quantitative risk measuring work (including backtesting, sensitivity analysis, assumption analysis, data quality, model reliability, stability, and stress testing) to ensure model robustness, performance, and to assess and monitor model limitations
Work with market risk management systems, data flow, data definition and data requirements for various trading products, and conduct multiple analyses to meet risk managers and business needs
Collaborate with various working groups, senior model developers, risk managers, business clients, model validators, Risk IT, internal and external auditors, and regulators to assist with Model Risk Management and fulfill internal risk management requirements
Conduct on-going model performance analysis to discover, understand and quantify model limitations, providing comprehensive interpretations, explanations, and conclusions for resolving model issues
Work within Windows and Linux as programming environment and use Python, R, and SQL
Develop, maintain and enhance technical documentation including project plans, model description, mathematical derivations, data analysis, process and quality controls.

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Fulltime

Svp, Structured Finance - Legal Entity Management & Operations

The Senior Vice President will be responsible for developing and executing RGA’s...

Location

United States of America , Chesterfield

Salary:

255600.00 - 366533.00 USD / Year

Reinsurance Group of America

Expiration Date

Until further notice

Requirements

Bachelor’s degree in arts/sciences (BA/BS) Finance, Accounting, Economics, Actuarial Science, Business, or related field
15+ years of experience in reinsurance, investment banking, or private equity with significant focus on the (re)insurance sector
10+ years of people management experience, with demonstrated ability to lead through influence including the ability to delegate key areas of responsibility
5+ years in senior leadership roles
Knowledge of regulatory frameworks across major global markets
Strong understanding of reinsurance markets, capital markets, and regulatory environments
Leadership abilities with experience managing high-performing teams
Superior analytical, communication, and relationship management skills
Demonstrated strategic thinking and execution capabilities

Job Responsibility

Develop and execute strategic plans that align with both legal entity objectives and RGA group consolidated priorities, working closely with RGA’s corporate leadership to ensure alignment between legal entity and consolidated company strategies. Provide insights and reporting to RGA’s corporate leadership on legal entity performance, risks, opportunities, and strategic plans
Lead the legal entities’ day-to-day business operations, providing oversight to the associates on their team and direction to other dedicated resources as it relates to supporting regulatory and new business needs. Oversee daily operations, including financial performance, risk management, budgeting, and operational efficiency
Work closely with other parts of Structured Finance in the development and implementation of strategies to identify and source bespoke financing solutions and reinsurance structures tailored to the needs of the legal entities and the consolidated enterprise
Represent the legal entities in the RGA supervisory college, in executive forums, and client engagements. Partner with Legal and Compliance to manage regulatory risk and respond to inquiries or examinations
Serve as an executive and primary point of contact for regulators, ensuring compliance with all applicable laws and regulations and building/maintaining regulatory relationships
Maintain robust governance frameworks and ensure timely regulatory reporting, financial reporting including audit readiness, and internal risk reporting. Ensure that internal controls, policies, and procedures are effectively implemented and maintained
Collaborate with shared services and functional leaders to ensure effective support, integration, and project management
Build strong relationships with internal and external stakeholders, including regulators, auditors, board members, and senior executives
Communicate effectively across all levels of the organization to ensure transparency and alignment

What we offer

Annual bonus plan
Long-term equity incentive plan (for some positions)
Full range of health, retirement, and other employee benefits

Fulltime

Regulatory Capital Senior Auditor

Citi

Location:
Costa Rica , Heredia

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
October 03, 2025

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