Regulation & Compliance Risk Manager, Citi

Citi

Location:
United States, Jacksonville ▼
Getzville
Irving
New Castle

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

Save Job

Apply Position

Job Description:

The Regulatory & Compliance Risk SVP will be a part of the Regulatory & Compliance Risk, Services Controls Regulatory Management organization and will collaborate with stakeholders to manage various key Compliance Risks for the Global Services Organization. Execution will require driving initiatives across Clusters, and Products ensuring alignment with regulatory and stakeholder expectations. This role involves proactively supporting business initiatives, managing compliance and regulatory risks, and overseeing risk and control responsibilities. The SVP will work closely with business and functional partners (ICRM, Independent Risk, Internal Audit, ORM, and Legal), provide updates and progress reports to the leadership team, and escalate any issues or decisions needed.

Job Responsibility:

Design and deliver a risk management framework aligned to the firm’s risk appetite to safeguard the franchise
Drive first line oversight and end to end management, execution, and governance of key Compliance Programs such as Conduct, Conflicts of Interest and Compliant Management Governance and Oversight
Work on the Strategic vision for Compliant Management Governance and Oversight, focusing on creating efficiencies, compliance and collaborating with key stakeholders to improve reporting and metrics
Work to establish thematic analysis and insight coming from our Complaint reporting, identify improvements, emerging risks and escalation and socialization to senior management
Represent the Services business on Enterprise-wide Compliance Risk Program forums to understand various new initiatives, Services impact and practicalities of implementation and accordingly challenge or implement such institutional changes
Understand and coordinate dependencies with other Citi Programs (e.g. Central Risk & Controls) and engage with partner businesses (Markets, Banking) for consistent delivery
Track and Report, develop metrics for overall deliverable and activity progress of Services level programs, deliverables and activities to the leadership
Serve as key business/product compliance and regulatory risk manager and thought leader for Services, responsible for establishing internal strategies, procedures, processes and programs to prevent violations of law, rule or regulation

Requirements:

8 years of experience in Financial Services and Regulatory Risk
Practical understanding of Compliance & Regulatory Risk is essential, including but not limited to expertise in regulatory management and obligations, regulatory change as well as social responsibility requirements
Experience implementing and or overseeing of Compliant Management, Conduct and or Conflicts of interest programs, including Policy and Procedure as well as establishing metrics and KPIs as required
Should demonstrate a commitment to quality and attention to detail
Excellent interpersonal relationships with ability to influence and negotiate with stakeholders
Critical thinking and problem-solving skills
Excellent communication skills required, strong influencer with focus on building relationships and ability to negotiate internally, often at a senior level. Demonstrates clear and concise written communications
Understanding of best-practice risk management techniques across financial services industry specifically within Regulatory and Compliance risk
Proven leadership and project management skills to drive alignment across stakeholder groups to develop and deliver sustainable risk management solutions and controls
Knowledge of Services related products including related control principles
Global mindset, with regional/product understanding

What we offer:

Medical, dental & vision coverage
401(k)
Life, accident, and disability insurance
Wellness programs
Paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Additional Information:

Job Posted:
August 30, 2025

Expiration:
September 05, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

View All Jobs In This Company

Job Link Share:

Regulation & Compliance Risk Manager

Citi

Location:United States, Jacksonville ▼GetzvilleIrvingNew Castle

Category:Finance

Contract Type:Employment contract