Prudential Capital Regulatory Reporting Manager Job at Eames Consulting (London)

Finance Manager

We enable Plaid’s sustainable growth by providing financial insights and raising...

Location

United Kingdom , London

Salary:

Not provided

Plaid

Expiration Date

Until further notice

Requirements

Minimum 8 years’ experience in finance, accounting, or treasury within a fintech, payments, or EMI environment
Experience working in a firm authorised by both the FCA and DNB (or other EU regulators)
In-depth understanding of the Electronic Money Regulations (2011), Payment Services Regulations (2017), and equivalent EU frameworks under the PSD2/PSD3 and Wft
Proven experience managing safeguarding reconciliations, prudential calculations, and regulatory returns
Qualified accountant (ACA, ACCA, CIMA, RA, or equivalent)
Strong understanding of multi-currency safeguarding and cross-border finance
Excellent analytical and reporting skills
confident liaising with regulators and auditors
Exceptional attention to detail, integrity, and accountability

Job Responsibility

Lead all financial operations for UK/EU entities, including accounting oversight, reconciliations, internal controls, and management reporting
Prepare and maintain monthly/quarterly management accounts, prudential metrics, and capital adequacy reporting
Coordinate annual financial audits across jurisdictions and ensure audit readiness
Ensure consistent application of accounting and prudential standards across UK/EU entities
Manage outsourced UK/BV accounting service providers and partner closely with the US Accounting team to ensure a timely and accurate month-end close
Oversee treasury and liquidity management, ensuring adequate funding and strict segregation of client and corporate funds
Design, operate, and maintain the safeguarding control framework, including daily safeguarding reconciliations and timely investigation of discrepancies
Maintain safeguarding and trust accounts with regulated credit institutions and ensure breaches are logged and escalated appropriately
Prepare and coordinate the annual independent safeguarding audit and track implementation of recommendations
Produce and submit all required regulatory returns, including FCA REP021, FSA056/057 EMI returns, and DNB prudential reports

Fulltime

Broker Dealer Regulatory Reporting Analyst

Join Barclays as a Broker Dealer Regulatory Reporting Analyst, where you’ll play...

Location

United States , Whippany

Salary:

80000.00 - 105000.00 USD / Year

Barclays

Expiration Date

Until further notice

Requirements

SEC/FINRA Broker Dealer Regulatory Reporting or equivalent large institution reporting experience
Ability to autonomously execute tasks, evaluate and escalate issues where needed
Attention to detail and ability to present to key stakeholders, including senior leadership and regulators

Job Responsibility

Support daily net capital computations and ensure compliance with U.S. broker-dealer regulatory requirements
Prepare and submit mandatory reports to governing bodies such as FINRA, SEC, CFTC, and CME
Oversee requests from internal and external audits and regulatory examinations
Identify, assess and mitigate prudential regulatory reporting risks
Provide oversight on regulatory reporting, and maintenance of open communication with regulators
Assess the effectiveness of the bank’s internal control processes and governance framework
Prepare and submit regulatory reports to authorities, and provision of support to other departments in their preparation and review of regulatory reports
Analyze and present regulatory data to provide insights into business performance
Develop and implement training programmes to educate employees on regulatory requirements
Communicate and liaise with regulatory bodies

What we offer

Medical, dental and vision coverage
401(k)
Life insurance
Other paid leave for qualifying circumstances
Incentive award eligibility

Fulltime

Regulatory Reporting Risk Oversight Manager

An exciting opportunity within the Prudential Risk Oversight Team for a Regulato...

Location

United Kingdom , Leeds

Salary:

70000.00 GBP / Year

Yorkshire Building Society

Expiration Date

Until further notice

Requirements

Excellent regulatory reporting experience (production or review of regulatory returns in house, through consultancy and advisory work, or from working for the regulator)
In-depth experience and skillset in the production or review of one or more of the following: COREP, LVR, LCR, Pillar 3 Disclosures, FSA017, FINREP
Good understanding of UK CRR and the PRA rulebook, and any upcoming changes
Ability to clearly articulate complex technical concepts and challenge to Senior Management and non-specialists
Effective communication, engagement and influencing skills

Job Responsibility

Act as a subject matter expert to support the delivery of the Regulatory Reporting Risk Oversight Plan
Provide oversight of Funding & Liquidity Risk, Market Risk, Treasury Risk, Capital Risk, Financial Sustainability Risk, Regulatory Reporting Risk and Financial Reporting Risk
Provide trusted advice and risk-based oversight
Act as a Risk enabler and partner for the business to ensure the Society’s regulatory reporting is timely, accurate and complete
Independent challenge of interpretations and judgements, the process and control environment and the regulatory change process, including regulatory horizon scanning

What we offer

Pension scheme (up to 11% from employer)
On target bonus of 7% (opportunity to earn up to 15%)
Access to health benefits
Life assurance at 6 times salary
25 days’ holiday (option to buy more)
Cycle to work scheme or interest-free loan for an annual ticket
Wellbeing resources and tools
Retail and Leisure discounts
Flexible working options
Volunteering opportunities

Fulltime

Swiss Regulatory Reporting Expert - FiRE

This role combines Swiss prudential regulation expertise with hands‑on ownership...

Location

Switzerland , Bioggio

Salary:

Not provided

Avaloq

Expiration Date

Until further notice

Requirements

University degree in Finance, Economics, Law, or a related field
3–5+ years of experience in banking regulatory reporting or prudential regulation, ideally in the Swiss market
In‑depth knowledge of Swiss prudential and statistical reporting requirements (SNB, FINMA, Basel IV, liquidity, large exposures)
Proven ability to interpret and operationalise regulatory texts
Hands‑on experience with regulatory reporting tools, preferably FiRE (or similar solutions), including configuration, data mapping, and testing
Strong understanding of banking products (loans, securities, derivatives, off‑balance‑sheet items)
Strong analytical and conceptual skills, with high attention to detail and data quality
Ability to challenge inconsistencies across systems and reports
Excellent communication skills, capable of drafting clear technical specifications and documentation
Ability to bridge regulatory, business, and IT perspectives

Job Responsibility

Own the end‑to‑end regulatory reporting process in FiRE for SNB statistics, Basel IV capital, liquidity ratios, large exposures, market and country risk, ensuring accuracy, completeness, and timely submission to the competent authorities
Interpret regulatory texts (FINMA circulars, SNB guidelines, Basel standards) and translate them into clear business rules, data mappings, and technical specifications for implementation in FiRE and upstream systems
Monitor regulatory developments affecting Swiss and cross‑border reporting and assess their impact on existing FiRE configurations, reporting logic, and data requirements
Drive or coordinate corresponding change initiatives
Configure and maintain FiRE (interfaces and client configuration), in close cooperation with IT and the software provider, to reflect current legal requirements and bank‑specific needs
Define, document, and prioritise detailed functional and technical requirements for changes to FiRE and upstream data sources, based on regulatory interpretation and operational constraints
Perform and coordinate functional testing (SIT/UAT) for new FiRE releases and regulatory changes, including non‑regression tests, reconciliation checks, and defect management until production sign‑off
Design and operate data quality and control frameworks around FiRE (validation checks, reconciliations with general ledger and risk systems, sign‑off workflows), and document procedures in line with internal policies and audit expectations
Act as primary point of contact for internal stakeholders (Finance, Risk, IT, Front Office, Compliance, Legal) on Swiss regulatory reporting topics and for external stakeholders (FINMA, SNB, auditors) regarding FiRE‑generated reports

What we offer

Annual bonus
Flexible working
Instant recognition scheme
Access to Udemy for professional and personal learning

Fulltime

Risk Governance Senior Specialist

Join us in building the future of finance. Our mission is to democratize finance...

Location

United Kingdom , London

Salary:

Not provided

Robinhood

Expiration Date

Until further notice

Requirements

5+ years of experience in risk management, audit, or another related field control function
Excellent analytical skills and attention to detail, with the ability to interpret complex data and identify actionable insights
Good understanding of the applicable MiFiD regulatory framework (especially Derivative)
Good knowledge of the components of a balance sheet and drivers of income
Ability to operate independently & tolerance for ambiguity
Effective communication and presentation skills
Excellent knowledge of English language (written and verbal)
Police Clearance Certificate

Job Responsibility

Support the Director of Risk to implement and manage the risk management programs for the Bitstamp Financial Services (BFS) Entity
Collaborate with process owners to facilitate appropriate management and control of all risks for the BFS entity
Manage the monitoring activities to minimize exposure to all Financial and Operational risk types impacting the BFS Entity
Analyze risk models to measure, monitor, and manage risk exposure across various derivatives products and trading strategies
Oversee the margin and collateral management process, including setting margin requirements, monitoring collateral adequacy, and managing margin calls effectively
Assess and manage counterparty risk exposure arising from trading relationships with counterparties, including exchanges, clearinghouses, and other trading partners
Conduct stress testing and scenario analysis to assess the impact of adverse market conditions and extreme events on the derivatives portfolio and develop contingency plans accordingly
Complete quarterly Regulatory submissions required under MiFid license, such as capital requirement calculation (ICAAP) and numeric reporting including calculation of prudential quantitative risk indicators
Build or enhance existing internal capital/liquidity models taking into consideration the new risks arising from the offering of derivatives trading in BFS entity
Participate in development of key risk and early warning indicators and monitoring as well as reviews of Risk Appetites

Risk Governance Senior Specialist

Join us in building the future of finance. Our mission is to democratize finance...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Robinhood

Expiration Date

Until further notice

Requirements

5+ years of experience in risk management, audit, or another related field control function
Excellent analytical skills and attention to detail, with the ability to interpret complex data and identify actionable insights
Good understanding of the applicable MiFiD regulatory framework (especially Derivative)
Good knowledge of the components of a balance sheet and drivers of income
Ability to operate independently & tolerance for ambiguity
Effective communication and presentation skills
Excellent knowledge of English language (written and verbal)
Police Clearance Certificate

Job Responsibility

Support the Director of Risk to implement and manage the risk management programs for the Bitstamp Financial Services (BFS) Entity
Collaborate with process owners to facilitate appropriate management and control of all risks for the BFS entity
Manage the monitoring activities to minimize exposure to all Financial and Operational risk types impacting the BFS Entity
Analyze risk models to measure, monitor, and manage risk exposure across various derivatives products and trading strategies
Oversee the margin and collateral management process, including setting margin requirements, monitoring collateral adequacy, and managing margin calls effectively
Assess and manage counterparty risk exposure arising from trading relationships with counterparties, including exchanges, clearinghouses, and other trading partners
Conduct stress testing and scenario analysis to assess the impact of adverse market conditions and extreme events on the derivatives portfolio and develop contingency plans accordingly
Complete quarterly Regulatory submissions required under MiFid license, such as capital requirement calculation (ICAAP) and numeric reporting including calculation of prudential quantitative risk indicators
Build or enhance existing internal capital/liquidity models taking into consideration the new risks arising from the offering of derivatives trading in BFS entity
Participate in development of key risk and early warning indicators and monitoring as well as reviews of Risk Appetites

Fulltime

Risk Governance Senior Specialist

Act as 2nd line of defense for our derivatives trading platform and support impl...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Robinhood

Expiration Date

Until further notice

Requirements

5+ years of experience in risk management, audit, or another related field control function
Excellent analytical skills and attention to detail, with the ability to interpret complex data and identify actionable insights
Good understanding of the applicable MiFiD regulatory framework (especially Derivative)
Good knowledge of the components of a balance sheet and drivers of income
Ability to operate independently & tolerance for ambiguity
Effective communication and presentation skills
Excellent knowledge of English language (written and verbal)
Police Clearance Certificate

Job Responsibility

Support the Director of Risk to implement and manage the risk management programs for the Bitstamp Financial Services (BFS) Entity
Collaborate with process owners to facilitate appropriate management and control of all risks for the BFS entity
Manage the monitoring activities to minimize exposure to all Financial and Operational risk types impacting the BFS Entity
Analyze risk models to measure, monitor, and manage risk exposure across various derivatives products and trading strategies
Oversee the margin and collateral management process, including setting margin requirements, monitoring collateral adequacy, and managing margin calls effectively
Assess and manage counterparty risk exposure arising from trading relationships with counterparties, including exchanges, clearinghouses, and other trading partners
Conduct stress testing and scenario analysis to assess the impact of adverse market conditions and extreme events on the derivatives portfolio and develop contingency plans accordingly
Complete quarterly Regulatory submissions required under MiFid license, such as capital requirement calculation (ICAAP) and numeric reporting including calculation of prudential quantitative risk indicators
Build or enhance existing internal capital/liquidity models taking into consideration the new risks arising from the offering of derivatives trading in BFS entity
Participate in development of key risk and early warning indicators and monitoring as well as reviews of Risk Appetites

Fulltime

Risk Governance Senior Specialist

Join us in building the future of finance. Our mission is to democratize finance...

Location

United Kingdom , London

Salary:

Not provided

Robinhood

Expiration Date

Until further notice

Requirements

5+ years of experience in risk management, audit, or another related field control function
Excellent analytical skills and attention to detail, with the ability to interpret complex data and identify actionable insights
Good understanding of the applicable MiFiD regulatory framework (especially Derivative)
Good knowledge of the components of a balance sheet and drivers of income
Ability to operate independently & tolerance for ambiguity
Effective communication and presentation skills
Excellent knowledge of English language (written and verbal)
Police Clearance Certificate

Job Responsibility

Support the Director of Risk to implement and manage the risk management programs for the Bitstamp Financial Services (BFS) Entity
Collaborate with process owners to facilitate appropriate management and control of all risks for the BFS entity
Manage the monitoring activities to minimize exposure to all Financial and Operational risk types impacting the BFS Entity
Analyze risk models to measure, monitor, and manage risk exposure across various derivatives products and trading strategies
Oversee the margin and collateral management process, including setting margin requirements, monitoring collateral adequacy, and managing margin calls effectively
Assess and manage counterparty risk exposure arising from trading relationships with counterparties, including exchanges, clearinghouses, and other trading partners
Conduct stress testing and scenario analysis to assess the impact of adverse market conditions and extreme events on the derivatives portfolio and develop contingency plans accordingly
Complete quarterly Regulatory submissions required under MiFid license, such as capital requirement calculation (ICAAP) and numeric reporting including calculation of prudential quantitative risk indicators
Build or enhance existing internal capital/liquidity models taking into consideration the new risks arising from the offering of derivatives trading in BFS entity
Participate in development of key risk and early warning indicators and monitoring as well as reviews of Risk Appetites

Prudential Capital Regulatory Reporting Manager

Eames Consulting

Location:
United Kingdom , London

Category:
Finance

Contract Type:
Employment contract

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
March 14, 2026

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