Prudential Capital Regulatory Reporting Manager Job at Eames Consulting (London)

Regulatory Reporting Risk Oversight Manager

An exciting opportunity within the Prudential Risk Oversight Team for a Regulato...

Location

United Kingdom , Leeds

Salary:

70000.00 GBP / Year

Yorkshire Building Society

Expiration Date

Until further notice

Requirements

Excellent regulatory reporting experience (production or review of regulatory returns in house, through consultancy and advisory work, or from working for the regulator)
In-depth experience and skillset in the production or review of one or more of the following: COREP, LVR, LCR, Pillar 3 Disclosures, FSA017, FINREP
Good understanding of UK CRR and the PRA rulebook, and any upcoming changes
Ability to clearly articulate complex technical concepts and challenge to Senior Management and non-specialists
Effective communication, engagement and influencing skills

Job Responsibility

Act as a subject matter expert to support the delivery of the Regulatory Reporting Risk Oversight Plan
Provide oversight of Funding & Liquidity Risk, Market Risk, Treasury Risk, Capital Risk, Financial Sustainability Risk, Regulatory Reporting Risk and Financial Reporting Risk
Provide trusted advice and risk-based oversight
Act as a Risk enabler and partner for the business to ensure the Society’s regulatory reporting is timely, accurate and complete
Independent challenge of interpretations and judgements, the process and control environment and the regulatory change process, including regulatory horizon scanning

What we offer

Pension scheme (up to 11% from employer)
On target bonus of 7% (opportunity to earn up to 15%)
Access to health benefits
Life assurance at 6 times salary
25 days’ holiday (option to buy more)
Cycle to work scheme or interest-free loan for an annual ticket
Wellbeing resources and tools
Retail and Leisure discounts
Flexible working options
Volunteering opportunities

Fulltime

Regulatory Reporting & Client Money Officer

The Regulatory Reporting & Client Money Officer is responsible for ensuring Soki...

Location

Norway , Oslo

Salary:

Not provided

Sokin

Expiration Date

Until further notice

Requirements

Experience in regulatory reporting, safeguarding, or prudential finance within a PSP, EMI, bank, or regulated fintech environment
Strong understanding of client money / safeguarding regulations
Knowledge of prudential regulatory frameworks, including capital and liquidity requirements
Strong analytical and numerical skills, with experience working with financial and operational datasets
Ability to interpret regulatory requirements and translate them into operational processes and controls
High attention to detail with strong documentation and audit discipline
Strong stakeholder management skills, with the ability to work effectively across Finance, Compliance, and Operations teams
Candidates will need to have the right to work in the jurisdiction that they are looking to work in

Job Responsibility

Own the preparation, validation, and submission of all regulatory returns across relevant jurisdictions
Maintain and manage the regulatory reporting calendar, ensuring all submissions are completed accurately and on time
Validate data used in regulatory submissions through reconciliation of internal and external systems
Maintain clear documentation, methodologies, and audit trails supporting all regulatory reporting processes
Support regulatory reviews and respond to reporting enquiries from regulators and external auditors
Monitor regulatory developments and implement changes impacting reporting requirements
Ensure full compliance with safeguarding rules covering segregation, reconciliation, and record‑keeping
Own and oversee daily safeguarding reconciliations, including internal, external, and client money calculations
Ensure full compliance with safeguarding requirements, including segregation, reconciliation, and accurate record-keeping of client funds
Monitor safeguarding accounts and structures to ensure customer funds remain appropriately protected at all times

Broker Dealer Regulatory Reporting Analyst

Join Barclays as a Broker Dealer Regulatory Reporting Analyst, where you’ll play...

Location

United States , Whippany

Salary:

80000.00 - 105000.00 USD / Year

Barclays

Expiration Date

Until further notice

Requirements

SEC/FINRA Broker Dealer Regulatory Reporting or equivalent large institution reporting experience
Ability to autonomously execute tasks, evaluate and escalate issues where needed
Attention to detail and ability to present to key stakeholders, including senior leadership and regulators

Job Responsibility

Support daily net capital computations and ensure compliance with U.S. broker-dealer regulatory requirements
Prepare and submit mandatory reports to governing bodies such as FINRA, SEC, CFTC, and CME
Oversee requests from internal and external audits and regulatory examinations
Identify, assess and mitigate prudential regulatory reporting risks
Provide oversight on regulatory reporting, and maintenance of open communication with regulators
Assess the effectiveness of the bank’s internal control processes and governance framework
Prepare and submit regulatory reports to authorities, and provision of support to other departments in their preparation and review of regulatory reports
Analyze and present regulatory data to provide insights into business performance
Develop and implement training programmes to educate employees on regulatory requirements
Communicate and liaise with regulatory bodies

What we offer

Medical, dental and vision coverage
401(k)
Life insurance
Other paid leave for qualifying circumstances
Incentive award eligibility

Fulltime

IT Business Lead Analyst

Citibank, N.A. seeks an IT Business Lead Analyst for its Tampa, Florida location...

Location

United States , Tampa

Salary:

142100.00 - 159580.00 USD / Year

Citi

Expiration Date

July 24, 2026

Requirements

Requires a Bachelor’s degree, or foreign equivalent, in Business Administration, Finance, Analytics, Engineering (any) or related field and 6 years of progressive, post-baccalaureate experience as a Business Analyst, Consultant, Project Manager, or related position managing capital markets/Risk Weighted Asset projects for the financial services industry. 6 years of experience must include: Financial Risk management (Market and Credit Risk)
IT Project Management
Business Analytics
Data analysis
Basel and Geo specific regulatory requirements
Understanding of Capital Markets Regulatory Landscape and Most recent Regulations (FRTB)
Software development methodologies: Agile and Scrum
Project management tools: JIRA, Confluence, and Microsoft PowerPoint
and Data analysis reporting tools: Microsoft Excel. Must also have 3 years of experience with User Acceptance Testing and SQL.

Job Responsibility

Plan, initiate, and manage information technology (IT) projects supporting regulatory reporting programs for Risk Weighted Assets (RWA) function of Market Risk team
Serve as liaison between business and technical aspects of projects
Analyze business performance to drive business planning, plan project stages and assess business implications for each stage
Lead finance and RWA initiatives, and represent Market Risk team in face-to-face meeting with Financial Capital Planning group
Analyze RWA components of market risk, including de-minimis risk, standard specific market risk and trading book securitization, to understand changes and analytics required to be implemented for reporting
Leverage expertise in Basel and local regulatory requirements, including rules under Prudential Regulatory Authority and Monetary Authority of Singapore, to conduct requirement elicitation session with finance and risk stakeholders and to coordinate with development team for implementation of these requirements
Keep an inventory of new project requests under assigned asset class, and engage business and finance capital planning stakeholders for new project initiatives discussion
Plan, coordinate and conduct User Acceptance Testing (UAT)
Use JIRA tool for requirement elicitation and UAT approval and implementation
Obtain approvals on requirements documents, test plans and test results from business owners and stakeholders

What we offer

Medical, dental & vision coverage
401(k)
Life, accident, and disability insurance
Wellness programs
Paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Head of Treasury - BPL

Barclays Finance team role shaping financial strategy through accounting, budget...

Location

United Kingdom , London

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Master’s degree in Finance, Economics, Accounting, or Business Administration from a reputable institution
Professional certification preferred: ACT (Association of Corporate Treasurers), CFA, CTP, or equivalent
Significant experience in treasury, financial risk management
Significant experience in a senior treasury leadership role within payment acquiring, digital banking, fintech or digital payments
Proven record in multi-currency treasury management, cross-border liquidity, and regulatory compliance across jurisdictions
Proven record in capital and liquidity management
Deep knowledge of treasury operations, cash management, ALM, FX, derivatives, and investment management
Advanced proficiency with Treasury Management Systems (e.g., Kyriba, FIS, SAP TRM)
Strong command of IFRS, Basel III liquidity principles, and local prudential regulations
Solid understanding of fintech payment ecosystems, Card Scheme flows, and settlement risk

Job Responsibility

Set treasury strategy, governance, policies, limits, and reporting across all entities and jurisdictions
Lead liquidity and cash management, including forecasting, stress testing, and liquidity KPIs
Optimise funding and capital structure, including intercompany funding and capital repatriation
Manage market and financial risks (FX, interest rate), including hedging strategy, execution, and oversight
Drive treasury technology, automation, and MI (TMS, APIs, dashboards, AI-enabled forecasting)
Ensure regulatory and prudential compliance, and act as trusted advisor to the CFO/CEO/Board on treasury matters
Develop and execute the Barclaycard Payments Treasury Strategy aligned with overall financial, risk, and business objectives
Establish a central treasury governance framework defining policies, procedures, limits, and approval authorities across subsidiaries
Design and maintain the Barclaycard Payments Liquidity Policy, Funding Policy, and Investment Policy, ensuring alignment with local regulatory requirements
Development and implementation of liquidity strategies to optimise the bank's cost of capital and utilisation of various funding instruments

What we offer

Cycle or run to work facilities
CoSpace drop-in co-working space
Wellness Suite including gym and exercise studios, personal training sessions and massage therapy
Advanced trading floors
Hybrid working
Flexible working arrangements (subject to discussion with hiring manager)

Fulltime

Treasury Specialist

Shopify is building a Money Movement Platform that spans licensed entities acros...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Shopify

Expiration Date

Until further notice

Requirements

Direct experience inside a CSSF- or FCA-regulated payments firm, Electronic Money Institution, or bank
Working knowledge of PSD2, the Luxembourg Payment Services Law, and the EMI regulatory framework including safeguarding, capital adequacy, and CSSF reporting obligations
Eligibility and willingness to be assessed as fit and proper by the CSSF as a named Approved Person Experience owning daily safeguarding reconciliation, including multi-currency account structures
Sound judgment under operational pressure: experience handling payment failures, safeguarding shortfalls, or reportable events
Fluent in English

Job Responsibility

Run day-to-day treasury operations including fund flows, bank account management, and payment processing across Shopify's European businesses
Resolve same-day money movement issues as the primary on-the-ground point of contact for Europe-specific operational problems
Monitor capital adequacy, liquidity buffers, and own-funds governance in line with EMI prudential requirements
Identify and drive automation opportunities across treasury reporting, reconciliation, and forecasting workflows
Serve as the CSSF-designated Approved Person for Shopify's Luxembourg EMI and own the primary finance relationship with the CSSF
Run daily safeguarding operations: ensure client funds are segregated in qualifying accounts, reconciled against payment liabilities each day, and that the safeguarded fund investment account is managed in line with the permitted investment policy
Partner with Legal and Compliance to prepare regulatory reports and maintain the safeguarding resolution pack and supporting documentation
Build and own treasury controls, reconciliation procedures, and reportable event playbooks aligned with regulatory requirements
Serve as Shopify's primary contact for European banking partners: open and manage accounts, monitor counterparty credit, and maintain operational relationships that keep payments moving
Support treasury flows for new payment corridors and products

Fulltime

Treasury Risk Manager - SVP

Citibank China Company Ltd. (‘CCCL’) is Citibank N.A.’s locally incorporated sub...

Location

China , Shanghai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Degree in Quantitative or Financial discipline
Minimum 10 years of experience within risk management, treasury or support functions with exposure to balance sheet, financial products, financial/risk analysis
General understanding of treasury products – securities, derivatives, and a broad mix of underlying asset classes
Fluent in written and spoken English and Putonghua
Authority to command attention with Treasury/Global Markets and enforce risk decisions in a relevant manner but in a way, which also meets Citi’s risk related policies
Interaction with auditors / regulators and understanding of applicable best practice guidelines and regulations
Up-to-date working knowledge of regulatory requirements and change, specifically those from Basel and European regulatory authorities (desirable)
Subject Matter Expert in asset-liability management, financial instruments, risk metrics and quantitative Risk Management
Expert analytical, technical, and quantitative skills
Expert knowledge of treasury, market risk, liquidity management, and derivative products

Job Responsibility

Overseeing the design, development, delivery and maintenance of best in class Risk Management programs, policies and practices and sets strategic direction with focus on Liquidity Risk, Interest Rate Risk (IRRBB), Traded Market, Investments and Capital Risk to ensure adherence to Citi’s policies and regulatory requirements
Working with Country Chief Risk Officer / Asia North & Australia/New Zealand Cluster Head as well as other Finance CRO clusters, global risk teams and seniors to ensure best in class Risk activities, including policies and procedures
Fronting senior regulators on key legal entity related asset-liability management matters to ensure responsible risk taking in line with internal risk appetite standards and prudential requirements
Liaise with the global and specialist teams to facilitate consistency, standardization and completeness of controls and challenges of identification so that all processes and their controls are supported by the required documentation and evidence (including credible and effective challenges)
Providing oversight and guidance over the assessment of broad complex issues, structures potential solutions and drives effective resolution with other senior stakeholders
Driving Global Risk projects to improve accuracy of Risk assessment, and implementing these across the country / entity / cluster or region
Reviewing and approving of risk framework, as well as monitoring compliance with risk limits/triggers
Interaction with Other key risk seniors across the region and globe (Market Risk, Credit Risk, Operational Risk) and relevant Finance and Reporting teams to improve accuracy of regulatory and management reporting
Establishing professional relationships with relevant regulatory bodies and represents Citi on critical regulatory matters as required
Directly leading and managing other Risk professionals, with direct accountability for hiring and organizational structure as well as direct oversight for compensation, performance appraisals, staff development, training, etc

Fulltime

Prudential regulation icara

Location

United Kingdom , London

Salary:

Not provided

Orbis Consultants

Expiration Date

Until further notice

Requirements

Excellent communicator, with good stakeholder management experience
Exposure to Prudential regulation ICARA or ICAAP is essential
Asset Management experience preferred
Degree Educated

Job Responsibility

Support the preparation of the capital and liquidity models
Prepare the documentation associated with the Internal Capital Adequacy and Risk Assessment (ICARA)
Maintain the wind down plans in line with ICARA
Ensure ICARA and ICAAP documents and processes incorporate new regulatory requirements
Prepare monthly prudential calculations, forecasts and regulatory returns

Fulltime

Select Country

Prudential Capital Regulatory Reporting Manager

Job Description

Job Responsibility

Requirements

Nice to have

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