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This is a high-visibility, standalone delivery role reporting into the Head of Compliance Operations, offering direct exposure to senior leadership and the opportunity to shape a maturing global compliance framework. The successful candidate will lead strategic and operational projects across the global Compliance function, with a focus on improving governance, efficiency, reporting, and operating model effectiveness. Current initiatives span surveillance enhancements, process efficiency improvements, reporting harmonisation, conflicts management tools, and assurance framework development.
Job Responsibility:
End-to-end delivery of compliance transformation and optimisation projects
Enhancing management information, data capture, and reporting consistency
Supporting business acquisitions and assessing operating model impacts
Identifying risks, managing issues, and implementing mitigation plans
Proactively identifying opportunities for process and control improvements
Engaging and influencing senior stakeholders across multiple jurisdictions
Requirements:
A background in business analysis within a regulated environment, now operating as a project manager
Experience within the UK regulatory landscape (including familiarity with frameworks such as MiFID and SMCR)
Strong hands-on project delivery experience (formal qualifications such as PRINCE2 advantageous but not essential)
Exposure to both larger institutions and more agile environments
An individual who combines strong project delivery capability with commercial awareness and adaptability
An understanding of how regulation influences operating model design and change delivery