Product Officer Job at Axa (Hong Kong)

Compliance Product Officer - Spread Products

Serves as a Compliance Product Officer for Independent Compliance Risk Managemen...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Previous experience within a Markets Compliance team
Experience within a Spread Products (aka Credit) compliance team is preferred
Strong knowledge of Compliance laws, rules, regulations, risks and typologies
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong written and verbal communication and interpersonal skills
Ability to both work collaboratively and independently
Advanced analytical skills
Excellent project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)

Job Responsibility

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Providing guidance on rules and regulations relating to product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies
Assisting with regulatory inquiries and/or examinations
Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported product
Supporting the product in performing timely compliance reviews of new products
Assisting in the development and administration of Compliance training for the supported product
Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Additional duties as assigned

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Access to an array of learning and development resources

Fulltime

Production Office Assistant

Join our clients dynamic team as a Production Office Assistant in a vibrant star...

Location

United Kingdom , London

Salary:

24000.00 - 27000.00 GBP / Year

Office Angels

Expiration Date

Until further notice

Requirements

Positive attitude and willingness to learn and grow
Excellent organisational skills and ability to multitask
Strong written and verbal communication skills
Proficiency in MS Office Suite (Word, Excel, PowerPoint) and familiarity with office equipment
Previous experience in an administrative role is a plus but not required

Job Responsibility

Administrative Support: Assist with day-to-day operations, including scheduling meetings, managing calendars, and handling correspondence
Office Management: Maintain tidy and organised office space, ordering supplies, managing inventory, and supporting logistical needs
Communication Hub: Serve as first point of contact for visitors, clients, and team members
Event Coordination: Help organise team events, meetings, and workshops
Data Entry and Reporting: Assist in maintaining databases, preparing reports, and managing documents

What we offer

Innovative Environment: Be part of forward-thinking company
Growth Opportunities: Nurturing talent and career development
Team Culture: Fun and collaborative work environment
Flexible Work Arrangements: Flexible hours for work-life balance

Fulltime

Analyst, Compliance Product Officer

This role serves as a compliance risk officer for the Control Room within Indepe...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Knowledge of Compliance laws, rules, regulations, risks and typologies - in particular those related to watchlist, restricted list, wall crossings, information barriers and insider trading/dealing preferred
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong written and verbal communication and interpersonal skills
Ability to both work collaboratively and independently
ability to navigate a complex organization
Advanced analytical skills
Excellent project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Demonstrated knowledge in area of focus

Job Responsibility

Assist in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM Control Room
Provide guidance on rules and regulations relating to insider dealing risk, as well as provide transactional approvals and interpretation of internal compliance policies
Assist with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties
Collaborate with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported business lines
Support the business in performing timely compliance reviews of new products
Assist in the development and administration of Compliance training for the supported function/business/product
Research any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules
Additional duties as assigned
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

Programs and services for physical and mental well-being including access to telehealth options, health advocates, confidential counseling
Access to learning and development resources to help broaden and deepen skills and knowledge as career progresses

Fulltime

Credit & Structured Products Officer

Discover the future of debt capital markets. We’re experts at adapting and innov...

Location

Ireland , Cork

Salary:

Not provided

Alter Domus

Expiration Date

Until further notice

Requirements

Bachelor’s degree in finance, accounting, business, or economics preferred
3+ years of professional experience within a business or financial service related role
Working knowledge of loan operations and credit/debt funds
Experience mentoring, managing workloads and training of team members preferred
Ability to independently research and resolve problems
Responsive, friendly, professional, and highly organized communication skills
Proficient with Microsoft Excel
Broad market knowledge and familiarity with Bloomberg, performance systems, and other analysis tools a plus
Exceptional attention to detail and able to thrive within a high-volume environment with both proficiency and accuracy
Willingness to work within a deadline-driven environment

Job Responsibility

Create, review and distribute reconciliations and customized daily/monthly reporting packages to clients and internal teams
Liaise with external counterparties including fund custodians and investment managers regarding data tie outs and ad hoc reporting requests
Assist with new client onboardings, audits, and other strategic initiatives
Coordinate with clients and ensure team is fully aware of all daily deliverables and expectations
Assume responsibility for training and development of C&SP staff
Ownership of process improvement and final delivery of solutions
Develop a “big picture” mentality of daily portfolio reporting tasks, internal system usage, and how we deliver to our clients
Ensure timeframes and deliverables agreed with client and trustee are met per service level agreements
Demonstrate ability to prioritize, complete, and delegate tasks while providing high quality customer service
Apply experience and understanding of market and best practices when managing transactions and data flows

What we offer

Support for professional accreditations such as ACCA and study leave
Flexible arrangements, generous holidays and birthday leave
Continuous mentoring along your career progression
Detailed career pathway with structured support
Exclusive access to online learning
Active sports, events and social committees
Employee Assistance Program
Employee Share Plan

Vice President, Compliance Product Officer - Prime, Futures, and Securities Services

Serves as a function/business/product compliance risk officer for Independent Co...

Location

Japan , Chiyoda

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Knowledge of Compliance laws, rules, regulations, risks and typologies
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong written and verbal communication and interpersonal skills
Ability to both work collaboratively and independently
ability to navigate a complex organization
Advanced analytical skills
Ability to both work independently and collaborate with team members
Excellent project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)

Job Responsibility

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies
Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties
Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product
Supporting the function/business/product in performing timely compliance reviews of new products
Assisting in the development and administration of Compliance training for the supported function/business/product
Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules
Additional duties as assigned

Fulltime

AVP, Compliance Product Officer, APAC Control Group

Serves as a function/business/product compliance risk senior analyst for Indepen...

Location

Hong Kong , Kowloon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Working Knowledge of Compliance laws, rules, regulations, risks and typologies in the supported function/business/product
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Work collaboratively with regional and global partners in other functional units
ability to navigate a complex organization
Excellent project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)
Knowledge in area of focus
Relevant certifications desirable

Job Responsibility

Provide guidance and support to facilitate transactional conflict clearance process
Communicate with Legal and Business Selection to ensure timely and accurate clearance of transactions
Analyse firm’s touchpoints to determine potential conflicts of interest
Provide advice and maintaining the Firm's various information barriers, through policies and procedures reasonably designed to prevent the misuse of material non-public information ("MNPI")
Provide guidance on rules and regulations relating to Research operational issues, as well as providing transactional approvals and interpretations of internal compliance policies
Identify, evaluate, and resolve issues related to the publication of Investment Research product
Respond to questions from Research analysts, Research management and investment bankers regarding issues related to Research product and the capital formation process
Review and approve Research analysts’ requests to make public appearances and the provision of disclosures in compliance with FINRA Rule 2241
Chaperone and track authorized discussions between research analysts and investment bankers and monitoring such communications during the capital formation process

What we offer

Extensive on-the-job training and exposure to senior leaders
Traditional learning opportunities
Chance to give back and make a positive impact through volunteerism
Resources to meet unique needs
Empowerment to make healthy decisions and manage financial well-being
Support for planning for the future

Fulltime

Compliance Product Senior Officer - Senior Vice President

Serves as a senior function/business/product compliance risk officer for Indepen...

Location

France , Paris

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Expertise of Compliance laws, rules, regulations, risks and typologies
Excellent written, verbal and analytical skills
Ability to work collaboratively with regional and global partners in other functional units
Ability to navigate a complex organization
to influence and lead people across cultures at a senior level
Experience in managing regulatory exams and relationships with examiners, auditors, etc.
Awareness of regulatory requirements including local and US laws, international and industry standard
Related certifications desirable
Bachelor’s degree
Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof

Job Responsibility

Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM
Translates ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner
provide direction and guidance on the programs
Serving as a subject matter expert on Citi’s Compliance programs
Provides expert guidance on function/business/product regulations on a real-time basis to manage compliance risk
Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product
Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact
Participating in industry groups and trade association working groups or other forums
Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements
Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit

What we offer

Best-in-class benefits
Global benefits
Equal opportunity and affirmative action employer

Fulltime

VP, Product Compliance Officer, Wealth

Serves as a Wealth Market Product Compliance risk officer for Independent Compli...

Location

Hong Kong , Kowloon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Knowledge of Hong Kong and Singapore Compliance laws, rules, regulations, risks, preferably of Consumer banking
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong written and verbal communication and interpersonal skills
Ability to both work collaboratively and independently
ability to navigate a complex organization
Excellent project management and organizational skills and capability to handle multiple projects at one time
Demonstrated knowledge in area of focus
Bachelor’s degree
experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof

Job Responsibility

Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Providing guidance on rules and regulations relating to Consumer and Citi Private Bank ("Wealth") Market business/products which include Equity, Fixed Income, Structured Product and Derivatives, as well as provide transactional/product reviews and interpretation of internal compliance policies
Assisting with regulatory inquiries and/or examinations
Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product
Supporting the function/business/product in performing timely compliance reviews of new products
Assisting in the development and administration of Compliance training for the supported function/business/product
Additional duties as assigned.

What we offer

Extensive on-the-job training and exposure to senior leaders
Opportunity to grow your career, give back to your community and make a real impact
Resources to meet your unique needs, empower you to make healthy decisions and manage your financial well-being to help plan for your future.

Fulltime

Product Officer

Axa

Location:
Hong Kong , Hong Kong

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
January 20, 2026

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