CrawlJobs Logo

Principal Auditor

capitalone.com Logo

Capital One

Location Icon

Location:
United States , Charlotte ▼

Category Icon
Category:
Finance

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

106700.00 - 146100.00 USD / Year
Save Job
Save Icon
Apply Position

Job Description:

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and Fraud Compliance related audit projects that provide input to the annual audit plan. The Principal Auditor will be responsible for maintaining all organizational and professional ethical standards.

Job Responsibility:

  • Participate in major components of business units and lead small to medium size BSA / AML, Sanctions, and Fraud Compliance audits
  • Perform risk assessments of business activities and perform relevant testing based on the risks and processes associated with the area being audited
  • Assist in communicating issues, risks and recommendations to all levels of management
  • Operate independently and ensure work is completed to schedule and meets our high-quality standards
  • Develop and maintain strong and effective working relationships with key business partners and the extended Audit group
  • Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery
  • Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales
  • Proactively seek out learning opportunities to enhance skills and competencies related to role

Requirements:

  • Bachelor's Degree or military experience
  • At least 3 year of experience in auditing, Anti-Money Laundering, Fraud or Sanctions, or a combination

Nice to have:

  • Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant certification
  • 4+ years of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
  • 1+ years of experience performing data analysis in support of internal auditing
What we offer:
  • performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Additional Information:

Job Posted:
December 30, 2025

Employment Type:
Fulltime
Work Type:
Hybrid work
Icon
Capital One - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Principal Auditor

Senior principal auditor

Senior Principal Auditor role in Accounting & Auditing category.
Location
Location
Japan , Tokyo
Salary
Salary:
12000000.00 - 16000000.00 JPY / Year
https://www.randstad.com Logo
Randstad
Expiration Date
October 07, 2026
Flip Icon
Requirements
Requirements
  • Sound audit experience in the Financial Services industry
  • Understanding of business, risks, and regulations
  • Experience leading complex audits of internal controls
  • Ability to lead day-to-day operational audit work
  • Able to work in virtual, global teams in a matrix setup
  • Strong communication skills, both oral and in writing
  • Bachelor's degree or equivalent work experience
  • Japanese: Business level proficiency or higher is preferred
Job Responsibility
Job Responsibility
  • Future Director role with a flexible salary based on your experience with a flexible hybrid work schedule (2 days WFH)
  • VP role for Japan/Korea where FX or IBD experience is highly valued
What we offer
What we offer
  • 健康保険
  • 厚生年金保険
  • 雇用保険
  • 土曜日
  • 日曜日
  • 祝日
  • 賞与
  • Fulltime
Read More
Arrow Right

Senior Internal Auditor

Location
Location
United Kingdom
Salary
Salary:
42000.00 GBP / Year
auditandriskrecruitment.com Logo
Audit & Risk Recruitment
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Qualified as an Internal Auditor (CMIIA or CIA) OR you meet the requirements for entry to the CIA qualification programme: 2:1 degree in any discipline, OR Internal Audit Practitioner designation with the last 3 years OR 5 years internal audit experience
  • Experienced in internal audit delivery
  • Committed to delivering quality and improvement
  • A good communicator across all organisational levels
  • Flexible, with a can-do attitude, and a collaborative approach to working
  • Interested in professional development and continuous learning
Job Responsibility
Job Responsibility
  • To carry out audit reviews without supervision and to a standard as set by the Company, as guided by the Principal Auditor
  • To be responsible for the mentoring and direct supervision of auditors. This includes monitoring performance and quality and providing advice and guidance, as required. The Senior Auditor, in conjunction with their Assistant Director, will also approve timesheets and authorise leave and expense claims, for the colleagues assigned to them
  • To initiate the audit process, including meeting with the client manager to discuss the objectives and scope of the audit review
  • To ensure the design and completion of all aspects of the audit process, including the design of appropriate tests, in respect of every audit to a standard determined by the Company
  • To ensure a draft audit report is produced in respect of every audit undertaken and within a time scale agreed with the client manager. To ensure that recommendations in audit reports are agreed with client managers including implementation dates of same
  • To liaise with all levels of management, as required, with regard to the audit process including agreeing recommendations in reports with client managers and agreeing implementation dates of same
What we offer
What we offer
  • generous pension and holiday scheme
  • Fulltime
Read More
Arrow Right

Senior Internal Auditor

Paying up to £40k, this is an excellent opportunity for a qualified or part qual...
Location
Location
United Kingdom , Gloucestershire
Salary
Salary:
40000.00 GBP / Year
auditandriskrecruitment.com Logo
Audit & Risk Recruitment
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Qualified as an Internal Auditor (CMIIA or CIA) OR you meet the requirements for entry to the CIA qualification programme: 2:1 degree in any discipline, OR Internal Audit Practitioner designation with the last 3 years OR 5 years internal audit experience
  • Experienced in internal audit delivery
  • Committed to delivering quality and improvement
  • A good communicator across all organisational levels
  • Flexible, with a can-do attitude, and a collaborative approach to working
  • Interested in professional development and continuous learning
Job Responsibility
Job Responsibility
  • To carry out audit reviews without supervision and to a standard as set by the Company, as guided by the Principal Auditor
  • To be responsible for the mentoring and direct supervision of auditors. This includes monitoring performance and quality and providing advice and guidance, as required. The Senior Auditor, in conjunction with their Assistant Director, will also approve timesheets and authorise leave and expense claims, for the colleagues assigned to them
  • To initiate the audit process, including meeting with the client manager to discuss the objectives and scope of the audit review
  • To ensure the design and completion of all aspects of the audit process, including the design of appropriate tests, in respect of every audit to a standard determined by the Company
  • To ensure a draft audit report is produced in respect of every audit undertaken and within a time scale agreed with the client manager. To ensure that recommendations in audit reports are agreed with client managers including implementation dates of same
  • To liaise with all levels of management, as required, with regard to the audit process including agreeing recommendations in reports with client managers and agreeing implementation dates of same
What we offer
What we offer
  • generous pension and holiday scheme
  • Fulltime
Read More
Arrow Right
New

Principal Auditor- Credit Risk Management

Capital One’s Audit function is a dedicated group of professionals focused on de...
Location
Location
United States , Richmond, Virginia; Charlotte, North Carolina; McLean, Virginia; Plano, Texas; New York, New York; Riverwoods, Illinois
Salary
Salary:
106700.00 - 146100.00 USD / Year
capitalone.com Logo
Capital One
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor’s Degree or military experience
  • At least 4 years of experience in auditing, credit risk management, financial analysis, or a combination
  • At least 2 years of experience in leading audits or performing in the role of auditor-in-charge
Job Responsibility
Job Responsibility
  • Lead small audits, or own completion of significant components of larger audits
  • Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks
  • Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document auditee processes and procedures, review and analyze evidence, and identify potential issues
  • Prepare clear, organized, and complete documentation to support work performed, including draft findings
  • Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge
  • Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible
  • Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires
What we offer
What we offer
  • performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
  • Fulltime
Read More
Arrow Right
New

Principal Auditor - Risk Management

Capital One’s Audit function is a dedicated group of professionals focused on de...
Location
Location
United States , New York; Chicago; Richmond; McLean; Plano; Riverwoods; Charlotte
Salary
Salary:
106700.00 - 146100.00 USD / Year
capitalone.com Logo
Capital One
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor's Degree or military experience
  • At least 3 years of experience in auditing, at least 3 years of experience in accounting, at least 3 years of experience in financial analysis, at least 3 years of experience in compliance, or a combination
Job Responsibility
Job Responsibility
  • Lead small audits, or own completion of significant components of larger audits
  • Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks
  • Design and execute appropriate audit procedures to verify the effectiveness of internal controls and/or the appropriateness of enterprise frameworks and requirements
  • Document audit processes and procedures, review and analyze evidence, and identify potential issues
  • Prepare clear, organized, and complete documentation to support work performed and conclusions reached
  • Independently gather facts to support issues and concerns, escalate to necessary groups, and help draft audit findings
  • Establish and maintain good client and team relations during engagements
  • Effectively communicate information and audit progress to team, clients and auditor-in-charge
  • Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives
  • Proactively take on additional work to support the team when possible
What we offer
What we offer
  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
  • performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
  • Fulltime
Read More
Arrow Right

Senior Auditor

The post holder will fulfil an important role within a team providing internal a...
Location
Location
United Kingdom
Salary
Salary:
31049.00 - 37796.00 GBP / Year
cntw.nhs.uk Logo
Cumbria, Northumberland, Tyne and Wear NHS...
Expiration Date
January 14, 2026
Flip Icon
Requirements
Requirements
  • Good standard of education to A level or equivalent
  • Working towards C.C.A.B / CMIIA qualification or equivalent experience
  • At least 2 years internal audit experience preferably public sector
  • Public Sector Internal Audit Standards
  • Good knowledge of Internal Audit methods and techniques, inc Risk Based Audit
  • Good knowledge of the principles of finance and non financial NHS areas
  • Nolan principles
  • Risk based internal audit
  • Microsoft products (word / excel etc)
  • IT Skills. Be literate and efficient in the use of a variety of computer systems and software
Job Responsibility
Job Responsibility
  • To evaluate and test existing client practices and procedures to review whether they are effectively controlled to mitigate identified risks, and to determine if there are more efficient ways of working
  • To support in the delivery of an effective, high quality internal audit service by helping management improve systems of internal control, reducing the potential effects of significant risks
  • The post holder will work with Senior Internal Audit Managers and Principal Auditors to gain acceptance of findings by client managers
  • The post holder will display conformance to The AuditOne Way at all times
What we offer
What we offer
  • Flexible working
Read More
Arrow Right

Audit & Risk Assurance Lead

The person will be the single point of accountability for all external and inter...
Location
Location
India , Bengaluru
Salary
Salary:
Not provided
devrev.ai Logo
DevRev
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Chartered Accountant/CPA or equivalent
  • Big-4 external audit experience at manager/senior-manager level strongly preferred
  • Minimum 6+ years in global audit and internal controls within SaaS/technology or high-growth multinational environments
  • Proven record of leading Big-4 audits across multiple jurisdictions with zero significant deficiencies
  • Expertise in U.S. GAAP (ASC 606), IFRS/Ind-AS, and SOX/ICFR compliance
Job Responsibility
Job Responsibility
  • External Audit Leadership (Primary Focus): Act as the global audit lead for U.S., India, Argentina, Slovenia and future entities—planning, coordinating, and delivering annual statutory and group audits
  • Serve as principal liaison with Big-4 auditors (KPMG, Deloitte, etc.), negotiating audit scope, and driving timely closure of deliverables
  • Own preparation and review of audit-ready PBC lists, financial statements, and technical memos (ASC 606 revenue recognition, stock-based compensation, leases, SAFE/CN accounting, etc.)
  • Lead quarterly and annual audits under U.S. GAAS and local GAAP/IFRS, ensuring zero significant deficiencies or material weaknesses
  • Present key audit results, risk assessments, and remediation plans to the CFO and Audit Committee
  • Internal Controls & SOX/ICFR Readiness: Design and maintain a global internal control framework covering R2R, O2C, P2P, payroll, treasury, and IT systems, aligned with SOX/ICFR standards
  • Build and continuously update risk control matrices (RCMs), narratives, and key control documentation
  • Oversee periodic internal control testing and remediation
  • ensure proper segregation of duties in ERP (NetSuite) and related finance apps
  • Drive a continuous audit-readiness culture using automation (e.g., Audit-Ready PBC Compiler AI agent, automated reconciliations)
Read More
Arrow Right

Principal Quality Engineer

Morson is working with the UK’s leading defence manufacturer, seeking a talented...
Location
Location
United Kingdom , Barrow-in-Furness
Salary
Salary:
35.00 - 47.12 GBP / Hour
morson.com Logo
Morson Talent
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • HNC or degree in an appropriate technical discipline or equivalent experience
  • Qualified Quality professional with lead auditor status or equivalent experience
  • Knowledge of ISO 9001/ EN9100 standards
  • Understand the Business Management Systems, Operational Framework, and Operational Assurance process
  • Understand the importance of cross-functional integration
  • Export requirements knowledge, such as International Traffic in Arms Regulations (ITAR), is necessary for this role (where applicable)
  • Ability to interpret specifications, procedures, and contract requirements
  • Experience with Root Cause Analysis (RCA) methodologies, such as Fishbone, 5 Why, relationship diagrams, or six sigma, is essential for gathering and analysing evidence cross-functionally
  • Demonstrate effective action management and verification skills
  • Be an effective stakeholder manager, including with the customer
Job Responsibility
Job Responsibility
  • Provide support to the Quality Function, ensuring compliance with the local Quality Business Management System
  • Manage your tasks, deliver results, and escalate any problem areas
  • Provide guidance to more junior members of the immediate team
  • Conduct specialist Quality activities in areas such as Quality Assurance, Supplier Quality Assurance, Supplier Improvements, Quality Engineering, Quality Reporting, Quality Systems, Quality Records, Strategic Manufacturing, Field Engineers, Receipt Inspection, and Site Redevelopment Programme
  • Work collaboratively to achieve our goals
  • Demonstrate SHE and responsible business behaviours
  • Develop the local Management System documentation, such as policies, procedures, workmanship standards, risk assessments, and processes in your related area
  • Support the management of non-conformance resolution and corrective actions with key stakeholders and process owners
  • Conduct Quality investigations
  • Analyse data effectively, identifying themes and implementing corrective actions
  • Fulltime
Read More
Arrow Right
Welcome to CrawlJobs.com –
Your Global Job Discovery Platform
At CrawlJobs.com, we simplify finding your next career opportunity by bringing job listings directly to you from all corners of the web. Using cutting-edge AI and web-crawling technologies, we gather and curate job offers from various sources across the globe, ensuring you have access to the most up-to-date job listings in one place.
Jobs by Category
Art and Entertainment Jobs Banking Jobs Call Center Jobs Construction Jobs Consulting Jobs Customer Service Jobs Education Jobs Energy Jobs Finance Jobs Gastronomy Jobs Health and Beauty Jobs Hospitality and Tourism Jobs Human Resources Jobs Insurance Jobs IT - Administration Jobs IT - Software Development Jobs Legal Jobs Logistics Jobs Manufacturing Jobs Marketing, Digital Marketing, SEO, SEM Jobs Media Jobs Nursing Jobs Office Administration Jobs Pharmacy Jobs Physical Work Jobs Public Relations Jobs Public Sector Jobs Purchasing Jobs Quality Control Jobs Real Estate Jobs Research and Development Jobs Sales Jobs
Job Positions Jobs by Country
United States Jobs United Kingdom Jobs India Jobs Canada Jobs Australia Jobs Poland Jobs Ireland Jobs Germany Jobs
Company
Blog About Us Contact
Follow Us
Facebook
X (Twitter)
LinkedIn
Instagram
© 2026 CrawlJobs Ltd. All Rights Reserved
Terms & Conditions Privacy Policy