Principal Auditor Job at Capital One (McLean)

Senior principal auditor

Senior Principal Auditor role in Accounting & Auditing category.

Location

Japan , Tokyo

Salary:

12000000.00 - 16000000.00 JPY / Year

Randstad

Expiration Date

October 07, 2026

Requirements

Sound audit experience in the Financial Services industry
Understanding of business, risks, and regulations
Experience leading complex audits of internal controls
Ability to lead day-to-day operational audit work
Able to work in virtual, global teams in a matrix setup
Strong communication skills, both oral and in writing
Bachelor's degree or equivalent work experience
Japanese: Business level proficiency or higher is preferred

Job Responsibility

Future Director role with a flexible salary based on your experience with a flexible hybrid work schedule (2 days WFH)
VP role for Japan/Korea where FX or IBD experience is highly valued

What we offer

健康保険
厚生年金保険
雇用保険
土曜日
日曜日
祝日
賞与

Fulltime

Principal Auditor (Experienced Senior Auditor), Global Payment Network

Capital One is seeking an energetic, self-motivated Principal Auditor interested...

Location

United States , Riverwoods; Chicago; McLean; Plano; New York; Charlotte

Salary:

119400.00 - 163500.00 USD / Year

Capital One

Expiration Date

Until further notice

Requirements

Bachelor’s Degree or military experience
At least 3 years of experience in internal or external auditing, accounting, financial analysis, information systems, compliance, risk management or a combination
At least 3 years of experience in global payment network operations and banking or financial services, or a combination

Job Responsibility

Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas
Perform risk assessments of business activities, potential exposures and materiality of loss
Design and perform audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
Effectively review and compile relevant, material findings and recommendations into readable and concise audit reports
Communicate the results of audit projects to management via written reports and compelling oral presentations
Provide significant input into the development of the annual audit plan
Design and execute internal control testing for standardized operations of moderate complexity with more than one component, including finance, IT, compliance, credit, security
Provide risk management advice and counsel to business leadership on best practices
Establish and maintain good working relationships with line management and auditees during engagements

What we offer

comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)

Fulltime

Senior Internal Auditor

Location

United Kingdom

Salary:

42000.00 GBP / Year

Audit & Risk Recruitment

Expiration Date

Until further notice

Requirements

Qualified as an Internal Auditor (CMIIA or CIA) OR you meet the requirements for entry to the CIA qualification programme: 2:1 degree in any discipline, OR Internal Audit Practitioner designation with the last 3 years OR 5 years internal audit experience
Experienced in internal audit delivery
Committed to delivering quality and improvement
A good communicator across all organisational levels
Flexible, with a can-do attitude, and a collaborative approach to working
Interested in professional development and continuous learning

Job Responsibility

To carry out audit reviews without supervision and to a standard as set by the Company, as guided by the Principal Auditor
To be responsible for the mentoring and direct supervision of auditors. This includes monitoring performance and quality and providing advice and guidance, as required. The Senior Auditor, in conjunction with their Assistant Director, will also approve timesheets and authorise leave and expense claims, for the colleagues assigned to them
To initiate the audit process, including meeting with the client manager to discuss the objectives and scope of the audit review
To ensure the design and completion of all aspects of the audit process, including the design of appropriate tests, in respect of every audit to a standard determined by the Company
To ensure a draft audit report is produced in respect of every audit undertaken and within a time scale agreed with the client manager. To ensure that recommendations in audit reports are agreed with client managers including implementation dates of same
To liaise with all levels of management, as required, with regard to the audit process including agreeing recommendations in reports with client managers and agreeing implementation dates of same

What we offer

generous pension and holiday scheme

Fulltime

Senior Internal Auditor

Paying up to £40k, this is an excellent opportunity for a qualified or part qual...

Location

United Kingdom , Gloucestershire

Salary:

40000.00 GBP / Year

Audit & Risk Recruitment

Expiration Date

Until further notice

Requirements

Qualified as an Internal Auditor (CMIIA or CIA) OR you meet the requirements for entry to the CIA qualification programme: 2:1 degree in any discipline, OR Internal Audit Practitioner designation with the last 3 years OR 5 years internal audit experience
Experienced in internal audit delivery
Committed to delivering quality and improvement
A good communicator across all organisational levels
Flexible, with a can-do attitude, and a collaborative approach to working
Interested in professional development and continuous learning

Job Responsibility

To carry out audit reviews without supervision and to a standard as set by the Company, as guided by the Principal Auditor
To be responsible for the mentoring and direct supervision of auditors. This includes monitoring performance and quality and providing advice and guidance, as required. The Senior Auditor, in conjunction with their Assistant Director, will also approve timesheets and authorise leave and expense claims, for the colleagues assigned to them
To initiate the audit process, including meeting with the client manager to discuss the objectives and scope of the audit review
To ensure the design and completion of all aspects of the audit process, including the design of appropriate tests, in respect of every audit to a standard determined by the Company
To ensure a draft audit report is produced in respect of every audit undertaken and within a time scale agreed with the client manager. To ensure that recommendations in audit reports are agreed with client managers including implementation dates of same
To liaise with all levels of management, as required, with regard to the audit process including agreeing recommendations in reports with client managers and agreeing implementation dates of same

What we offer

generous pension and holiday scheme

Fulltime

New

Senior Auditor

The post holder will fulfil an important role within a team providing internal a...

Location

United Kingdom

Salary:

31049.00 - 37796.00 GBP / Year

Cumbria, Northumberland, Tyne and Wear NHS...

Expiration Date

February 17, 2026

Requirements

Good standard of education to A level or equivalent
Working towards C.C.A.B / CMIIA qualification or equivalent experience
At least 2 years internal audit experience preferably public sector
Public Sector Internal Audit Standards
Good knowledge of Internal Audit methods and techniques, inc Risk Based Audit
Good knowledge of the principles of finance and non financial NHS areas
Nolan principles
Risk based internal audit
Microsoft products (word / excel etc)
IT Skills. Be literate and efficient in the use of a variety of computer systems and software

Job Responsibility

To evaluate and test existing client practices and procedures to review whether they are effectively controlled to mitigate identified risks, and to determine if there are more efficient ways of working
To support in the delivery of an effective, high quality internal audit service by helping management improve systems of internal control, reducing the potential effects of significant risks
The post holder will work with Senior Internal Audit Managers and Principal Auditors to gain acceptance of recommendations by client managers
The post holder will display conformance to The AuditOne Way at all times

What we offer

Flexible working

!

Principal Auditor - Risk Management

Capital One’s Audit function is a dedicated group of professionals focused on de...

Location

United States , New York; Chicago; Richmond; McLean; Plano; Riverwoods; Charlotte

Salary:

106700.00 - 146100.00 USD / Year

Capital One

Expiration Date

Until further notice

Requirements

Bachelor's Degree or military experience
At least 3 years of experience in auditing, at least 3 years of experience in accounting, at least 3 years of experience in financial analysis, at least 3 years of experience in compliance, or a combination

Job Responsibility

Lead small audits, or own completion of significant components of larger audits
Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks
Design and execute appropriate audit procedures to verify the effectiveness of internal controls and/or the appropriateness of enterprise frameworks and requirements
Document audit processes and procedures, review and analyze evidence, and identify potential issues
Prepare clear, organized, and complete documentation to support work performed and conclusions reached
Independently gather facts to support issues and concerns, escalate to necessary groups, and help draft audit findings
Establish and maintain good client and team relations during engagements
Effectively communicate information and audit progress to team, clients and auditor-in-charge
Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives
Proactively take on additional work to support the team when possible

What we offer

comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)

Fulltime